Last checked at 15 Dec 2017 08:16
Notification of dealing form
1 | Details of the person discharging managerial responsibilities / person closely associated | |||||
a) | Name | Graham Kerr | ||||
2 | Reason for the notification | |||||
a) | Position/status | Chief Executive Officer and Managing Director | ||||
b) | Initial notification/Amendment | Initial Notification | ||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Name | South32 Limited | ||||
b) | LEI | 213800LAZNPXSBKVHR17 | ||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
a) | Description of the financial instrument, type of instrument Identification code | Rights under South32 Equity Incentive Plan AU000000S320 | ||||
b) | Nature of the transaction | Allocation of rights under the South32 EIP | ||||
c) | Price(s) and volume(s) |
| ||||
d) | Aggregated information - Aggregated volume - Price | |||||
e) | Date of the transaction | 13 December 2017 | ||||
f) | Place of the transaction | XASX | ||||
Notification of dealing form
1 | Details of the person discharging managerial responsibilities / person closely associated | |||||
a) | Name | Brendan Harris | ||||
2 | Reason for the notification | |||||
a) | Position/status | Chief Financial Officer | ||||
b) | Initial notification/Amendment | Initial Notification | ||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Name | South32 Limited | ||||
b) | LEI | 213800LAZNPXSBKVHR17 | ||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
a) | Description of the financial instrument, type of instrument Identification code | Rights under South32 Equity Incentive Plan AU000000S320 | ||||
b) | Nature of the transaction | Allocation of rights under the South32 EIP | ||||
c) | Price(s) and volume(s) |
| ||||
d) | Aggregated information - Aggregated volume - Price | |||||
e) | Date of the transaction | 13 December 2017 | ||||
f) | Place of the transaction | XASX | ||||
Notification of dealing form
1 | Details of the person discharging managerial responsibilities / person closely associated | |||||
a) | Name | Paul Harvey | ||||
2 | Reason for the notification | |||||
a) | Position/status | President and Chief Operating Officer Australia Region | ||||
b) | Initial notification/Amendment | Initial Notification | ||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Name | South32 Limited | ||||
b) | LEI | 213800LAZNPXSBKVHR17 | ||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
a) | Description of the financial instrument, type of instrument Identification code | Rights under South32 Equity Incentive Plan AU000000S320 | ||||
b) | Nature of the transaction | Allocation of rights under the South32 EIP | ||||
c) | Price(s) and volume(s) |
| ||||
d) | Aggregated information - Aggregated volume - Price | |||||
e) | Date of the transaction | 13 December 2017 | ||||
f) | Place of the transaction | XASX | ||||
Notification of dealing forms
1 | Details of the person discharging managerial responsibilities / person closely associated | |||||
a) | Name | Michael Fraser | ||||
2 | Reason for the notification | |||||
a) | Position/status | President and Chief Operating Officer Africa Region | ||||
b) | Initial notification/Amendment | Initial Notification | ||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Name | South32 Limited | ||||
b) | LEI | 213800LAZNPXSBKVHR17 | ||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
a) | Description of the financial instrument, type of instrument Identification code | Rights under South32 Equity Incentive Plan AU000000S320 | ||||
b) | Nature of the transaction | Allocation of rights under the South32 EIP | ||||
c) | Price(s) and volume(s) |
| ||||
d) | Aggregated information - Aggregated volume - Price | |||||
e) | Date of the transaction | 13 December 2017 | ||||
f) | Place of the transaction | XASX | ||||