Last checked at 18 Mar 2021 10:09
Rolls-Royce Holdings plc
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
Rolls-Royce Holdings plc (the Company) announces that the following persons discharging managerial responsibilities (PDMRs) transacted in ordinary shares of 20p each in the Company due to the vesting of awards made under the Rolls-Royce Deferred Share Bonus Plan (DSBP) and Long-Term Incentive Plan (LTIP).
DSBP
The awards were made on 15 March 2019 and were adjusted on 12 November 2020 following the rights issue. The awards vested on 15 March 2021.
PDMR | Number of shares vested | Number of shares sold to cover statutory withholding liabilities | Number of shares released to SPA |
Warren East | 132,216 | 62,267 | 69,949 |
Stephen Daintith | 79,409 | 37,398 | 42,011 |
Tom Bell | 54,537 | 22,515 | 32,022 |
Chris Cholerton | 53,325 | 25,113 | 28,212 |
Mark Gregory | 35,026 | 16,496 | 18,530 |
Harry Holt | 45,012 | 21,199 | 23,813 |
Andreas Schell | 69,939 | 36,442 | 33,497 |
Paul Stein | 33,284 | 15,675 | 17,609 |
Ben Story | 40,312 | 18,985 | 21,327 |
LTIP
The award was made on 8 March 2018 and was adjusted on 12 November 2020 following the rights issue. The award vested on 8 March 2021.
PDMR | Number of Shares vested | Number of Shares sold to cover statutory withholding liabilities | Number of Shares released to SPA |
Ben Fidler | 41,247 | 19,425 | 21,822 |
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Warren East | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Chief Executive | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Rolls-Royce Holdings plc | ||||
b)
| LEI
| 213800EC7997ZBLZJH69 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of 20p each
GB00B63H8491
| ||||
Transaction 1 | ||||||
b)
| Nature of the transaction
| Vesting of awards made under the Rolls-Royce Deferred Share Bonus Plan
| ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price |
132,216 Nil | ||||
Transaction 2 | ||||||
b)
| Nature of the transaction
| Sale of shares to cover statutory withholding liabilities | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price |
62,267 £1.1679 | ||||
e)
| Date of the transaction(s)
| 15 March 2021 | ||||
f)
| Place of the transaction(s)
| London Stock Exchange, Main Market (XLON) | ||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Stephen Daintith | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Chief Financial Officer | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Rolls-Royce Holdings plc | ||||
b)
| LEI
| 213800EC7997ZBLZJH69 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of 20p each
GB00B63H8491
| ||||
Transaction 1 | ||||||
b)
| Nature of the transaction
| Vesting of awards made under the Rolls-Royce Deferred Share Bonus Plan
| ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price |
79,409 Nil | ||||
Transaction 2 | ||||||
b)
| Nature of the transaction
| Sale of shares to cover statutory withholding liabilities | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price |
37,398 £1.1679 | ||||
e)
| Date of the transaction(s)
| 15 March 2021 | ||||
f)
| Place of the transaction(s)
| London Stock Exchange, Main Market (XLON) | ||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Thomas Bell | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| President - Defence; Chairman & CEO - Rolls-Royce North America | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Rolls-Royce Holdings plc | ||||
b)
| LEI
| 213800EC7997ZBLZJH69 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of 20p each
GB00B63H8491
| ||||
Transaction 1 | ||||||
b)
| Nature of the transaction
| Vesting of awards made under the Rolls-Royce Deferred Share Bonus Plan
| ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price |
54,537 Nil | ||||
Transaction 2 | ||||||
b)
| Nature of the transaction
| Sale of shares to cover statutory withholding liabilities | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price |
22,515 £1.1679 | ||||
e)
| Date of the transaction(s)
| 15 March 2021 | ||||
f)
| Place of the transaction(s)
| London Stock Exchange, Main Market (XLON) | ||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Christopher Cholerton | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| President - Civil Aerospace | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Rolls-Royce Holdings plc | ||||
b)
| LEI
| 213800EC7997ZBLZJH69 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of 20p each
GB00B63H8491
| ||||
Transaction 1 | ||||||
b)
| Nature of the transaction
| Vesting of awards made under the Rolls-Royce Deferred Share Bonus Plan
| ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price |
53,325 Nil | ||||
Transaction 2 | ||||||
b)
| Nature of the transaction
| Sale of shares to cover statutory withholding liabilities | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price |
25,113 £1.1679 | ||||
e)
| Date of the transaction(s)
| 15 March 2021 | ||||
f)
| Place of the transaction(s)
| London Stock Exchange, Main Market (XLON) | ||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Ben Fidler | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Deputy Chief Financial Officer | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Rolls-Royce Holdings plc | ||||
b)
| LEI
| 213800EC7997ZBLZJH69 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of 20p each
GB00B63H8491
| ||||
Transaction 1 | ||||||
b)
| Nature of the transaction
| Vesting of awards made under the Rolls-Royce Long-Term Incentive Plan
| ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price |
41,247 Nil | ||||
Transaction 2 | ||||||
b)
| Nature of the transaction
| Sale of shares to cover statutory withholding liabilities | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price |
19,425 £1.1287 | ||||
e)
| Date of the transaction(s)
| 8 March 2021 | ||||
f)
| Place of the transaction(s)
| London Stock Exchange, Main Market (XLON) | ||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Mark Gregory | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| General Counsel | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Rolls-Royce Holdings plc | ||||
b)
| LEI
| 213800EC7997ZBLZJH69 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of 20p each
GB00B63H8491
| ||||
Transaction 1 | ||||||
b)
| Nature of the transaction
| Vesting of awards made under the Rolls-Royce Deferred Share Bonus Plan
| ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price |
35,026 Nil | ||||
Transaction 2 | ||||||
b)
| Nature of the transaction
| Sale of shares to cover statutory withholding liabilities | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price |
16,496 £1.1679 | ||||
e)
| Date of the transaction(s)
| 15 March 2021 | ||||
f)
| Place of the transaction(s)
| London Stock Exchange, Main Market (XLON) | ||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Harry Holt | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Chief People Officer | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Rolls-Royce Holdings plc | ||||
b)
| LEI
| 213800EC7997ZBLZJH69 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of 20p each
GB00B63H8491
| ||||
Transaction 1 | ||||||
b)
| Nature of the transaction
| Vesting of awards made under the Rolls-Royce Deferred Share Bonus Plan
| ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price |
45,012 Nil | ||||
Transaction 2 | ||||||
b)
| Nature of the transaction
| Sale of shares to cover statutory withholding liabilities | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price |
21,199 £1.1679 | ||||
e)
| Date of the transaction(s)
| 15 March 2021 | ||||
f)
| Place of the transaction(s)
| London Stock Exchange, Main Market (XLON) | ||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Andreas Schell | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| CEO - Rolls-Royce Power Systems AG | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Rolls-Royce Holdings plc | ||||
b)
| LEI
| 213800EC7997ZBLZJH69 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of 20p each
GB00B63H8491
| ||||
Transaction 1 | ||||||
b)
| Nature of the transaction
| Vesting of awards made under the Rolls-Royce Deferred Share Bonus Plan
| ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price |
69,939 Nil | ||||
Transaction 2 | ||||||
b)
| Nature of the transaction
| Sale of shares to cover statutory withholding liabilities | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price |
36,442 £1.1679 | ||||
e)
| Date of the transaction(s)
| 15 March 2021 | ||||
f)
| Place of the transaction(s)
| London Stock Exchange, Main Market (XLON) | ||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Paul Stein | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Chief Technology Officer | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Rolls-Royce Holdings plc | ||||
b)
| LEI
| 213800EC7997ZBLZJH69 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of 20p each
GB00B63H8491
| ||||
Transaction 1 | ||||||
b)
| Nature of the transaction
| Vesting of awards made under the Rolls-Royce Deferred Share Bonus Plan
| ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price |
33,284 Nil | ||||
Transaction 2 | ||||||
b)
| Nature of the transaction
| Sale of shares to cover statutory withholding liabilities | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price |
15,675 £1.1679 | ||||
e)
| Date of the transaction(s)
| 15 March 2021 | ||||
f)
| Place of the transaction(s)
| London Stock Exchange, Main Market (XLON) | ||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Benjamin Story | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Strategic Marketing Director | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Rolls-Royce Holdings plc | ||||
b)
| LEI
| 213800EC7997ZBLZJH69 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of 20p each
GB00B63H8491
| ||||
Transaction 1 | ||||||
b)
| Nature of the transaction
| Vesting of awards made under the Rolls-Royce Deferred Share Bonus Plan
| ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price |
40,312 Nil | ||||
Transaction 2 | ||||||
b)
| Nature of the transaction
| Sale of shares to cover statutory withholding liabilities | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price |
18,985 £1.1679 | ||||
e)
| Date of the transaction(s)
| 15 March 2021 | ||||
f)
| Place of the transaction(s)
| London Stock Exchange, Main Market (XLON) | ||||
Name of officer of issuer responsible for making notification: Nicola Carroll FCG Date of notification: 18 March 2021 |