11 Dec 2015 10:35
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 10 DECEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | No |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 138 | 46.6000 USD | 46.6000 USD |
A ADSs | SALES | 138 | 46.6000 USD | 46.6000 USD |
EUR 0.07 A ordinary | PURCHASES | 1,163,096 | 21.5850 EUR | 21.1300 EUR |
EUR 0.07 A ordinary | SALES | 959,965 | 21.5800 EUR | 21.1300 EUR |
EUR 0.07 A ordinary | PURCHASES | 670,932 | 15.4900 GBP | 15.1450 GBP |
EUR 0.07 A ordinary | SALES | 807,805 | 15.4900 GBP | 15.1400 GBP |
EUR 0.07 B ordinary | PURCHASES | 5,000 | 21.5702 EUR | 21.5702 EUR |
EUR 0.07 B ordinary | SALES | 5,000 | 21.6250 EUR | 21.5000 EUR |
EUR 0.07 B ordinary | PURCHASES | 1,207,077 | 15.5750 GBP | 15.2100 GBP |
EUR 0.07 B ordinary | SALES | 1,391,769 | 15.5700 GBP | 15.2050 GBP |
EUR 0.07 B ordinary | PURCHASES | 5 | 23.5001 USD | 23.5001 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
B ADSs | CFD | LONG | 100 | 46.8400 USD |
EUR 0.07 A ordinary | CFD | LONG | 2,718 | 21.2333 EUR |
EUR 0.07 A ordinary | CFD | LONG | 271 | 21.2333 EUR |
EUR 0.07 A ordinary | CFD | LONG | 44,915 | 21.2827 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6,896 | 21.2900 EUR |
EUR 0.07 A ordinary | CFD | LONG | 584 | 21.2900 EUR |
EUR 0.07 A ordinary | CFD | LONG | 10,105 | 21.2902 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,379 | 21.3122 EUR |
EUR 0.07 A ordinary | CFD | LONG | 470,653 | 21.3122 EUR |
EUR 0.07 A ordinary | CFD | LONG | 384 | 21.4350 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 374 | 21.2130 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 21,917 | 21.2349 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,714 | 21.2349 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 28,595 | 21.2349 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 69,955 | 21.2657 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 23,279 | 21.2691 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 130 | 21.2800 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,376 | 21.2900 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,679 | 21.2900 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 12,577 | 21.2900 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,290 | 21.2900 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 6,520 | 21.2900 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,419 | 21.2911 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 470,653 | 21.3097 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 7,920 | 21.3097 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,284 | 21.3113 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 63 | 21.3113 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,173 | 21.3153 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,109 | 21.3233 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,514 | 21.3302 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,195 | 21.3394 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 24,156 | 21.3447 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 10,142 | 21.3757 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 10,142 | 21.3757 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 19,725 | 21.3757 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 608 | 21.3757 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 608 | 21.3757 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,184 | 21.3757 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 15,141 | 21.3757 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 7,757 | 21.3757 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 7,757 | 21.3757 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,209 | 21.4097 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,229 | 21.4350 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,700 | 21.4400 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 23,694 | 21.4535 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 55,000 | 21.5265 EUR |
EUR 0.07 A ordinary | CFD | LONG | 927 | 15.2200 GBP |
EUR 0.07 A ordinary | CFD | LONG | 272 | 15.2200 GBP |
EUR 0.07 A ordinary | CFD | LONG | 175 | 15.2200 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,840 | 15.2401 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,700 | 15.2487 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,696 | 15.2487 GBP |
EUR 0.07 A ordinary | CFD | LONG | 131,425 | 15.2791 GBP |
EUR 0.07 A ordinary | CFD | LONG | 13,825 | 15.2802 GBP |
EUR 0.07 A ordinary | CFD | LONG | 914 | 15.2846 GBP |
EUR 0.07 A ordinary | CFD | LONG | 18,861 | 15.2846 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,809 | 15.2846 GBP |
EUR 0.07 A ordinary | CFD | LONG | 596 | 15.3300 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 67 | 15.2020 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 447 | 15.2020 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 21 | 15.2020 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 28,483 | 15.2200 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 300 | 15.2200 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 861 | 15.2200 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 42 | 15.2200 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,708 | 15.2294 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 66 | 15.2300 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 776 | 15.2332 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,838 | 15.2547 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 35,278 | 15.2547 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,001 | 15.2547 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 9,494 | 15.2547 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,621 | 15.2547 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 39,192 | 15.2636 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 380 | 15.2680 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,912 | 15.3157 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 32 | 15.3225 GBP |
EUR 0.07 B ordinary | CFD | LONG | 250 | 15.2850 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,796 | 15.3498 GBP |
EUR 0.07 B ordinary | CFD | LONG | 122,000 | 15.3642 GBP |
EUR 0.07 B ordinary | CFD | LONG | 114,281 | 15.3650 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,501 | 15.3690 GBP |
EUR 0.07 B ordinary | CFD | LONG | 19,354 | 15.3692 GBP |
EUR 0.07 B ordinary | CFD | LONG | 938 | 15.3692 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,882 | 15.3692 GBP |
EUR 0.07 B ordinary | CFD | LONG | 526 | 15.3864 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,186 | 15.4152 GBP |
EUR 0.07 B ordinary | CFD | LONG | 14,783 | 15.5144 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,952 | 15.5144 GBP |
EUR 0.07 B ordinary | CFD | LONG | 572 | 15.5144 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12,294 | 15.5144 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,205 | 15.5144 GBP |
EUR 0.07 B ordinary | CFD | LONG | 868 | 15.5144 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 64 | 15.2500 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 20 | 15.2500 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 428 | 15.2500 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 22,500 | 15.2971 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 14,816 | 15.3094 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 9,485 | 15.3210 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,758 | 15.3210 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 16,345 | 15.3303 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,389 | 15.3350 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 992 | 15.3350 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 640 | 15.3350 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 42,048 | 15.3505 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,037 | 15.3550 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 661 | 15.3550 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 57,195 | 15.3671 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 15,589 | 15.3671 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,753 | 15.3740 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,771 | 15.3867 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,171 | 15.3875 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 730 | 15.4000 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 11 DECEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.