26 Nov 2015 14:09
AMENDMENT(Section 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 20 NOVEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 64,969 | 50.8900 USD | 49.6200 USD |
A ADSs | SALES | 85,836 | 50.8500 USD | 49.6100 USD |
B ADSs | PURCHASES | 11,698 | 51.2500 USD | 49.9200 USD |
B ADSs | SALES | 2,600 | 51.2100 USD | 49.9100 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 100 | 49.6800 USD |
A ADSs | CFD | LONG | 60,586 | 49.6867 USD |
A ADSs | CFD | LONG | 11,350 | 49.7449 USD |
A ADSs | CFD | LONG | 700 | 49.8027 USD |
A ADSs | CFD | LONG | 100 | 49.8027 USD |
A ADSs | CFD | LONG | 1,400 | 50.0235 USD |
A ADSs | CFD | LONG | 11,200 | 50.0863 USD |
A ADSs | CFD | LONG | 400 | 50.8400 USD |
A ADSs | CFD | SHORT | 100 | 49.6600 USD |
A ADSs | CFD | SHORT | 133 | 49.6600 USD |
A ADSs | CFD | SHORT | 400 | 49.6754 USD |
A ADSs | CFD | SHORT | 700 | 49.8250 USD |
A ADSs | CFD | SHORT | 36 | 49.9500 USD |
A ADSs | CFD | SHORT | 30,600 | 49.9730 USD |
A ADSs | CFD | SHORT | 1,300 | 49.9892 USD |
A ADSs | CFD | SHORT | 1,000 | 50.1060 USD |
A ADSs | CFD | SHORT | 600 | 50.1733 USD |
A ADSs | CFD | SHORT | 500 | 50.4640 USD |
A ADSs | CFD | SHORT | 29,600 | 50.6508 USD |
B ADSs | CFD | LONG | 200 | 49.9600 USD |
B ADSs | CFD | LONG | 200 | 50.2600 USD |
B ADSs | CFD | LONG | 1,900 | 50.3074 USD |
B ADSs | CFD | LONG | 100 | 51.0050 USD |
B ADSs | CFD | LONG | 200 | 51.1200 USD |
B ADSs | CFD | SHORT | 300 | 49.9233 USD |
B ADSs | CFD | SHORT | 1,500 | 50.2107 USD |
B ADSs | CFD | SHORT | 1,000 | 50.3530 USD |
B ADSs | CFD | SHORT | 3,800 | 50.3663 USD |
B ADSs | CFD | SHORT | 2,600 | 50.3936 USD |
B ADSs | CFD | SHORT | 1,500 | 50.4093 USD |
B ADSs | CFD | SHORT | 200 | 50.7900 USD |
B ADSs | CFD | SHORT | 300 | 51.1200 USD |
EUR 0.07 A ordinary | CFD | LONG | 134 | 23.6262 EUR |
EUR 0.07 A ordinary | CFD | LONG | 78 | 23.6262 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,448 | 23.6262 EUR |
EUR 0.07 A ordinary | CFD | LONG | 300 | 23.6420 EUR |
EUR 0.07 A ordinary | CFD | LONG | 15,841 | 23.6886 EUR |
EUR 0.07 A ordinary | CFD | LONG | 11,605 | 23.7110 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6,820 | 23.7119 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 18 | 23.4950 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 151 | 23.4950 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 18 | 23.4950 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 13 | 23.4950 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 13 | 23.4950 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 115 | 23.4950 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 99 | 23.5890 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 100 | 23.6346 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 8,822 | 23.8263 EUR |
EUR 0.07 A ordinary | CFD | LONG | 605 | 16.3462 GBP |
EUR 0.07 A ordinary | CFD | LONG | 970 | 16.3992 GBP |
EUR 0.07 A ordinary | CFD | LONG | 6,699 | 16.4454 GBP |
EUR 0.07 A ordinary | CFD | LONG | 8,862 | 16.4454 GBP |
EUR 0.07 A ordinary | CFD | LONG | 200 | 16.4505 GBP |
EUR 0.07 A ordinary | CFD | LONG | 226 | 16.4939 GBP |
EUR 0.07 A ordinary | CFD | LONG | 840 | 16.5123 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 293 | 16.3832 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 74,612 | 16.4045 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,810 | 16.4093 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,211 | 16.4601 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,699 | 16.4601 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,570 | 16.4601 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 8,862 | 16.4601 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 16,513 | 16.5325 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 7,501 | 16.5325 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 10,997 | 16.5714 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,859 | 16.4256 GBP |
EUR 0.07 B ordinary | CFD | LONG | 784 | 16.4816 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,285 | 16.4816 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,505 | 16.5962 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,169 | 16.6043 GBP |
EUR 0.07 B ordinary | CFD | LONG | 495 | 16.6087 GBP |
EUR 0.07 B ordinary | CFD | LONG | 27,288 | 16.6151 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,543 | 16.6170 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,269 | 16.6197 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,749 | 16.6197 GBP |
EUR 0.07 B ordinary | CFD | LONG | 531 | 16.6324 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,950 | 16.6498 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,501 | 16.6630 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16,320 | 16.6630 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 133 | 16.5027 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,877 | 16.5057 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 71,042 | 16.5697 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 39,086 | 16.5960 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,481 | 16.5960 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 21,574 | 16.5960 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,957 | 16.7605 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 26 NOVEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.