Last checked at 27 Jun 2011 15:06
TR-1: Notifications of Major Interests in Shares |
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1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Polar Capital Holdings Plc | ||||||||||
2. Reason for notification (yes/no) | |||||||||||
An acquisition or disposal of voting rights | |||||||||||
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | Yes | ||||||||||
An event changing the breakdown of voting rights | |||||||||||
Other (please specify): | |||||||||||
3. Full name of person(s) subject to notification obligation: | T J Woolley | ||||||||||
4. Full name of shareholder(s) (if different from 3): | |||||||||||
5. Date of transaction (and date on which the threshold is crossed or reached if different): | 27 June 2011 | ||||||||||
6. Date on which issuer notified: | 27 June 2011 | ||||||||||
7. Threshold(s) that is/are crossed or reached: | Percentage threshold crossed | ||||||||||
8: Notified Details | |||||||||||
A: Voting rights attached to shares | |||||||||||
Class/type of shares If possible use ISIN code
Ordinary
GB00B1GCLT25
| Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||||||
Number of shares
7,000,000 | Number of voting rights
7,000,000 | Number of shares
7,000,000 | Number of voting rights | Percentage of voting rights | |||||||
Direct
7,000,000 |
Indirect |
Direct
9.24% |
Indirect | ||||||||
B: Financial Instruments | |||||||||||
Resulting situation after the triggering transaction | |||||||||||
Type of financial instrument | Expiration date | Exercise/ conversion period/date | No. of voting rights that may be acquired (if the instrument exercised/converted) | Percentage of voting rights | |||||||
Share option over 1,000,000 ordinary shares of 2,5p each in the share capital of Polar Capital Holdings plc
Share option over 600,000 ordinary shares of 2,5p each in the share capital of Polar Capital Holdings plc
| 20 December 2020
27 June 2011 | One third vest on each of the following dates, 31 March 2012, 31 March 2013 and 31 March 2014 and may be exercised thereafter.
Vests on 27 June 2015 may be exercised thereafter.
| 1,000,000
600,000 | 2.11%
| |||||||
Total (A+B) | |||||||||||
Number of voting rights | Percentage of voting rights | ||||||||||
8,600,000
| 11.35% | ||||||||||
9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable: | |||||||||||
None | |||||||||||
Proxy Voting:
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10. Name of proxy holder:
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11. Number of voting rights proxy holder will cease to hold:
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12. Date on which proxy holder will cease to hold voting rights:
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13. Additional information:
| Decrease in interest resulted from allotment of new shares | ||||||||||
14 Contact name:
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15. Contact telephone name:
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