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Last checked at 
6 Apr 2010 16:14
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Annex DTR3
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Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
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All relevant boxes should be completed in block capital letters.
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1. |
Name of the issuer Β NORTH ATLANTIC SMALLER COMPANIES INVESTMENT TRUST PLC Β |
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State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). Β Β |
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Name of person discharging managerial responsibilities/director Β CHRISTOPHER HARWOOD BERNARD MILLS - DIRECTOR |
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State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person Β Christopher H B Mills - 18,548 shares Charles Mills (son over 18 so non-beneficial) - 1,484 shares H Mills (son) - 1,484 shares N Mills (son over 18 so non-beneficial) - 1,484 shares |
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Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1 Β SEE NOTE 4 |
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Description of shares (including class), debentures or derivatives or financial instruments relating to shares Β ORDINARY SHARES Β |
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Name of registered shareholders(s) and, if more than one, the number of shares held by each of them Β NOT DISCLOSED |
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State the nature of the transaction Β PURCHASE |
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Number of shares, debentures or financial instruments relating to shares acquired Β 23,000 SHARES |
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Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) Β NEGLIGIBLE |
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11. |
Number of shares, debentures or financial instruments relating to shares disposed Β |
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Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) Β Β |
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Price per share or value of transaction Β 815 PENCE PER SHARE Β |
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Date and place of transaction Β 1 APRIL 2010, LONDON Β |
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Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) Β 2,859,932 ORDINARY SHARES (19.29%) 210,000 CULS (5.85%) |
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Date issuer informed of transaction Β 6 APRIL 2010 Β Β Β |
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If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
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Date of grant Β Β |
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Period during which or date on which exercisable Β Β |
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Total amount paid (if any) for grant of the option |
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Description of shares or debentures involved (class and number) Β Β |
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Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise Β Β |
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Total number of shares or debentures over which options held following notification Β |
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Any additional information Β |
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Name of contact and telephone number for queries MARK PURNELL, J O HAMBRO CAPITAL MANAGEMENT LIMITED 0207 747 8952 Β |
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Name of authorised official of issuer responsible for making notification Β FOR AND ON BEHALF OF J O HAMBRO CAPITAL MANAGEMENT LIMITED AS COMPANY SECRETARY OF NORTH ATLANTIC SMALLER COMPANIES INVESTMENT TRUST PLC β¦β¦β¦β¦β¦β¦β¦β¦β¦β¦β¦β¦β¦β¦β¦ Β MARK PURNELL Β Date of notification 6 APRIL 2010 Β Β |
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Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
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(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
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(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
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An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
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(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
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