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Last checked at 
16 Aug 2012 10:38
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
NORTH ATLANTIC SMALLER COMPANIES INVESTMENT TRUST PLC
| 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
(i)
|
3. | Name of person discharging managerial responsibilities/director
CHRISTOPHER HARWOOD BERNARD MILLS - DIRECTOR | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person PURCHASE BY HARWOOD HOLDCO LIMITED, A COMPANY OWNED BY MR MILLS |
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest
BENEFICIAL | 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY SHARES
|
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
NOT DISCLOSED | 8. | State the nature of the transaction
PURCHASE |
9. | Number of shares, debentures or financial instruments relating to shares acquired
5,000 SHARES
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) NEGLIGIBLE
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
|
13. | Price per share or value of transaction
1020p per share
| 14. | Date and place of transaction
15 AUGUST 2012, LONDON
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
3,227,999 ORDINARY SHARES (22.48%) 306,000 ORDINARY SHARES - NON BENEFICIAL | 16. | Date issuer informed of transaction
16 AUGUST 2012
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information
| 24. | Name of contact and telephone number for queries BONITA GUNTRIP - COMPANY SECRETARY 020 7747 5681
|
Name of authorised official of issuer responsible for making notification
BONITA GUNTRIP COMPANY SECRETARY 16 AUGUST 2012
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
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