Last checked at 29 Jan 2013 11:00
Form 604
Corporations Act 2001Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme |
Coal of Africa Limited |
ACN/ARSN | 008 905 388 |
1. Details of substantial holder (1)
Name | Africa Investments Holdings Ltd. (formerly known as African Global Capital Holdings, Ltd.) on behalf of itself and Africa Investments GP I, Ltd. (formerly known as African Global Capital GP I, Ltd.), Och-Ziff Capital Management Group LLC, Och-Ziff Holding Corporation, The Sovereign Group, Palladino Holdings Limited, Adriano Consultants Limited, OZ Management LP, OZ Management II, LP, OZ Africa Management GP, LLC, OZ Global Special Investments Master Fund, L.P., OZ Europe Master Fund, Ltd, OZ Master Fund, Ltd, Gordel Capital Limited, Merrill Lynch Investment Solutions - Och-Ziff European Multi-Strategy UCITS Fund, OZ ELS Master Fund, Ltd., OZ Africa Investments (MD), Ltd., OZ Africa Investments (ME), Ltd., OZ Africa Investments (SI), Ltd., Africa Investments I, L.P. (formerly known as African Global Capital I, L.P.) and Coal Investments Limited |
ACN/ARSN (if applicable) | n/a |
There was a change in the interests of thesubstantial holder on | 23/01/2013 |
The previous notice was given to the company on |
27/07/2010 |
The previous notice was dated |
27/07/2010 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Class of securities (4) | Previous notice | Present notice | ||
Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
Fully paid ordinary shares |
74,453,512 |
14.03% |
108,721,468 |
12.78% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of change | Person whose relevant interest changed | Nature ofchange (6) | Considerationgiven in relationto change (7) | Class and number of securities affected | Person's votes affected |
Refer to Annexure A | |||||
23/01/2013 | The persons named in Item 1 | Since the date of the last notice, the interests of the persons named in item 1 have changed as a result of acquisitions and disposals of shares and further issues of securities by the company, but the changes have not to date resulted in a notifiable change in substantial holding. As a result of a placement of shares on 23/01/2013, the voting power of the persons in item 1 has decreased, which has now resulted in a notifiable change in substantial holding.
| Fully Paid Ordinary Shares | 108,721,468 |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of relevant interest | Registeredholder ofsecurities | Person entitledto be registeredas holder (8) | Nature ofrelevantinterest (6) | Class and number of securities | Person's votes |
Och-Ziff Capital Management Group LLC, Och-Ziff Holding Corporation, The Sovereign Group, Palladino Holdings Limited, Adriano Consultants Limited, OZ Management LP, OZ Management II LP, OZ Africa Management GP, LLC, OZ Global Special Investments Master Fund, LP, OZ Europe Master Fund, Ltd, OZ Master Fund, Ltd, Gordel Capital Limited, Merrill Lynch Investment Solutions - Och Ziff European Multi Strategy UCITS Fund, OZ ELS Master Fund, Ltd., Africa Investments Holdings Ltd,, Africa Investments GP 1, Ltd., Africa Investments I, L.P., OZ Africa Investments (MD), Ltd, OZ Africa Investments (ME), Ltd and OZ Africa Investments (SI), Ltd. | Africa Investments I, L.P.
Coal Investments Limited
OZ Master Fund, Ltd
Gordel Capital Limited
OZ Europe Master Fund, Ltd
OZ Global Special Investments Master Fund, LP
Merrill Lynch Investment Solutions - Och Ziff European Multi Strategy UCITS Fund
OZ ELS Master Fund, Ltd.
OZ Africa Investments (MD), Ltd.
OZ Africa Investments (ME), Ltd.
OZ Africa Investments (SI), Ltd. | Africa Investments I, L.P.
Coal Investments Limited
OZ Master Fund, Ltd
Gordel Capital Limited
OZ Europe Master Fund, Ltd
OZ Global Special Investments Master Fund, LP
Merrill Lynch Investment Solutions - Och Ziff European Multi Strategy UCITS Fund
OZ ELS Master Fund, Ltd.
OZ Africa Investments (MD), Ltd.
OZ Africa Investments (ME), Ltd.
OZ Africa Investments (SI), Ltd. | The holder of the relevant interest has a relevant interest in the holdings detailed below by virtue of section 608(3) of the Corporations Act 2001-
| 33,470,512 Shares
36,139,355 Shares
21,501,614 Shares
1,557,228 Shares
4,794,802 Shares
2,148,590 Shares
1,641,148 Shares
461,715 Shares
3,403,057 Shares
3,003,690 Shares
599,757 Shares
| 33,470,512
36,139,355
21,501,614
1,557,228
4,794,802
2,148,590
1,641,148
461,715
3,403,057
3,003,690
599,757 |
Africa Investments I, LP | Africa Investments I, L.P. | Africa Investments I, L.P. | Africa Investments I, L.P. has a relevant interest in these Shares, being the registered owner of the Shares. | 33,470,512 Shares
| 33,470,512
|
Coal Investments Limited | Coal Investments Limited | Coal Investments Limited | Coal Investments Limited has a relevant interest in these Shares, being the registered owner of the Shares | 36,139,355 Shares | 36,139,355
|
OZ Master Fund, Ltd | OZ Master Fund, Ltd | OZ Master Fund, Ltd | OZ Master Fund, Ltd has a relevant interest in these Shares, being the registered owner of the Shares | 21,501,614 Shares | 21,501,614
|
Gordel Capital Limited | Gordel Capital Limited | Gordel Capital Limited | Gordel Capital Limited has a relevant interest in these Shares, being the registered owner of the Shares. | 1,557,228 Shares | 1,557,228 |
OZ Europe Master Fund, Ltd | OZ Europe Master Fund, Ltd | OZ Europe Master Fund, Ltd | OZ Europe Master Fund, Ltd has a relevant interest in these Shares, being the registered owner of the Shares | 4,794,802 Shares | 4,794,802 |
OZ Global Special Investments Master Fund, LP | OZ Global Special Investments Master Fund, LP | OZ Global Special Investments Master Fund, LP | OZ Global Special Investments Master Fund, LP has a relevant interest in these Shares, being the registered owner of the Shares | 2,148,590 Shares | 2,148,590 |
Merrill Lynch Investment Solutions - Och Ziff European Multi Strategy UCITS Fund | Merrill Lynch Investment Solutions - Och Ziff European Multi Strategy UCITS Fund | Merrill Lynch Investment Solutions - Och Ziff European Multi Strategy UCITS Fund | Merrill Lynch Investment Solutions - Och Ziff European Multi Strategy UCITS Fund has a relevant interest in these Shares, being the registered owner of the Shares. | 1,641,148 Shares | 1,641,148 |
OZ ELS Master Fund, Ltd. | OZ ELS Master Fund, Ltd. | OZ ELS Master Fund, Ltd. | OZ ELS Master Fund, Ltd. has a relevant interest in these Shares, being the registered owner of the Shares | 461,715 Shares | 461,715 |
OZ Africa Investments (MD), Ltd. | OZ Africa Investments (MD), Ltd. | OZ Africa Investments (MD), Ltd. | OZ Africa Investments (MD), Ltd. has a relevant interest in these Shares, being the registered owner of the Shares | 3,403,057 Shares | 3,403,057 |
OZ Africa Investments (ME), Ltd. | OZ Africa Investments (ME), Ltd. | OZ Africa Investments (ME), Ltd. | OZ Africa Investments (ME), Ltd. has a relevant interest in these Shares, being the registered owner of the Shares | 3,003,690 Shares | 3,003,690 |
OZ Africa Investments (SI), Ltd. | OZ Africa Investments (SI), Ltd. | OZ Africa Investments (SI), Ltd. | OZ Africa Investments (SI), Ltd. has a relevant interest in these Shares, being the registered owner of the Shares | 599,757 Shares | 599,757 |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) | Nature of association |
African Management Limited | Ceased to be investment manager of entities holding Shares in Coal of Africa Limited |
6. Addresses
The addresses of persons named in this form are as follows:
Name | Address |
Africa Investments 1, L.P. Limited | Maples Corporate Services Ltd, PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands |
Coal Investments Limited
| Stuarts Corporate Service Ltd, Cayman Financial Centre, PO Box 2510, George Town, Grand Cayman, KY1 - 1104, Cayman Islands |
Och-Ziff Capital Management Group LLC
| 1209 Orange Street, in the City of Wilmington, County of New Castle |
Och-Ziff Holding Corporation
| 1209 Orange Street, in the City of Wilmington, County of New Castle |
The Sovereign Group
| PO Box 170, Churchill Building, Front Street, Grand Turk, Turks and Caicos Islands |
Palladino Holdings Limited
| PO Box 170, Churchill Building, Front Street, Grand Turk, Turks and Caicos Islands |
Adriano Consultants Limited
| Mill Mall, Suite 6, Wickhams Cay 1, PO Box 3085, Road Town, Tortola, British Virgin Islands |
OZ Management LP
| Level 39, 9 West 57th Street, New York, New York, 10016 |
OZ Management II LP
| Level 39, 9 West 57th Street, New York, New York, 10016 |
OZ Africa Management GP, LLC
| Level 39, 9 West 57th Street, New York, New York, 10016 |
OZ Global Special Investments Master Fund, LP
| c/o State Street (Cayman) Trust, Ltd, , P.O. Box 896, Suite 3307, Gardenia Court, 45 Market Street, Camana Bay, , Grand Cayman, Cayman Islands KY1-1103 |
OZ Europe Master Fund, Ltd
| c/o State Street (Cayman) Trust, Ltd, , P.O. Box 896, Suite 3307, Gardenia Court, 45 Market Street, Camana Bay, , Grand Cayman, Cayman Islands KY1-1103 |
OZ Master Fund, Ltd
| c/o State Street (Cayman) Trust, Ltd, , P.O. Box 896, Suite 3307, Gardenia Court, 45 Market Street, Camana Bay, , Grand Cayman, Cayman Islands KY1-1103 |
Gordel Capital Limited | c/o Trident Trust Company (BVI) Ltd., Trident Chambers, Wickhams Cay, Road Town,Tortola, British Virgin Islands |
Merrill Lynch Investment Solutions - Och Ziff European Multi Strategy UCITS Fund | 16 Boulevard Royal L-2449 Luxembourg |
OZ ELS Master Fund, Ltd. | c/o State Street(Cayman) Trust, Ltd, , P.O. Box 896, Suite 3307, Gardenia Court, 45 Market Street, Camana Bay, , Grand Cayman, Cayman Islands KY1-1103 |
OZ Africa Investments (MD), Ltd | Walkers SPV Limited, Walker House, 87 Mary Street, George Town, Grand Cayman KY1-9002, Cayman Islands |
OZ Africa Investments (ME), Ltd | Walkers SPV Limited, Walker House, 87 Mary Street, George Town, Grand Cayman KY1-9002, Cayman Islands |
OZ Africa Investments (SI), Ltd | Walkers SPV Limited, Walker House, 87 Mary Street, George Town, Grand Cayman KY1-9002, Cayman Islands |
Africa Investments GP I, Ltd. | Maples Corporate Services Ltd, PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands |
Africa Investments Holdings Ltd. | Maples Corporate Services Ltd, PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands |
Signature
print name | capacity | |
sign here |
|
date / / |
DIRECTIONS
(1) If there are a number of substantial holders with similar or related relevant interests (eg a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
(4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
(6) Include details of:
(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
(7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
(8) If the substantial holder is unable to determine the identity of the person (eg if the relevant interest arises because of an option) write "unknown".
(9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
ANNEXURE A
Africa Investments Holdings Ltd. (formerly known as African Global Capital Holdings, Ltd.) on behalf of itself and Africa Investments GP I, Ltd. (formerly known as African Global Capital GP I, Ltd.), Och-Ziff Capital Management Group LLC, Och-Ziff Holding Corporation, The Sovereign Group, Palladino Holdings Limited, Adriano Consultants Limited, OZ Management LP, OZ Management II, LP, OZ Africa Management GP, LLC, OZ Global Special Investments Master Fund, L.P., OZ Europe Master Fund, Ltd, OZ Master Fund, Ltd, Gordel Capital Limited, Merrill Lynch Investment Solutions - Och-Ziff European Multi-Strategy UCITS Fund, OZ ELS Master Fund, Ltd., OZ Africa Investments (MD), Ltd., OZ Africa Investments (ME), Ltd., OZ Africa Investments (SI), Ltd., Africa Investments I, L.P. (formerly known as African Global Capital I, L.P.) and Coal Investments Limited
Holder of relevant interest: | The persons named in Item 1 | |||||
Holdings as of January 23, 2013: | 3,403,057 | |||||
Date of Change | Person whose relevant interest changed | Nature of Change | Class and Number of Securities affected | Consideration given in relation to change (in £) | Person's votes affected | |
6/8/2012 | The persons named in Item 1 | Acquisition by OZ Africa Investments (MD), Ltd. | Fully Paid Ordinary Shares | 4,143,240 | 1,035,810.00 | 4,143,240 |
10/1/2013 | The persons named in Item 1 | Disposal by OZ Africa Investments (MD), Ltd. | Fully Paid Ordinary Shares | 183,839 | 42,430.04 | 183,839 |
11/1/2013 | The persons named in Item 1 | Disposal by OZ Africa Investments (MD), Ltd. | Fully Paid Ordinary Shares | 272,446 | 63,125.74 | 272,446 |
14/1/2013 | The persons named in Item 1 | Disposal by OZ Africa Investments (MD), Ltd. | Fully Paid Ordinary Shares | 131,874 | 30,251.90 | 131,874 |
15/1/2013 | The persons named in Item 1 | Disposal by OZ Africa Investments (MD), Ltd. | Fully Paid Ordinary Shares | 43,219 | 9,521.15 | 43,219 |
18/1/2013 | The persons named in Item 1 | Disposal by OZ Africa Investments (MD), Ltd. | Fully Paid Ordinary Shares | 11,227 | 2,482.29 | 11,227 |
21/1/2013 | The persons named in Item 1 | Disposal by OZ Africa Investments (MD), Ltd. | Fully Paid Ordinary Shares | 36,998 | 8,139.56 | 36,998 |
22/1/2013 | The persons named in Item 1 | Disposal by OZ Africa Investments (MD), Ltd. | Fully Paid Ordinary Shares | 1,110 | 244.20 | 1,110 |
23/1/2013 | The persons named in Item 1 | Disposal by OZ Africa Investments (MD), Ltd. | Fully Paid Ordinary Shares | 59,470 | 13,089.35 | 59,470 |
Holder of relevant interest: | The persons named in Item 1 | |||||
Holdings as of January 23, 2013: | 3,003,690 | |||||
Date of Change | Person whose relevant interest changed | Nature of Change | Class and Number of Securities affected | Consideration given in relation to change (in £) | Person's votes affected | |
6/8/2012 | The persons named in Item 1 | Acquisition by OZ Africa Investments (ME), Ltd. | Fully Paid Ordinary Shares | 3,657,004 | 914,251.00 | 3,657,004 |
10/1/2013 | The persons named in Item 1 | Disposal by OZ Africa Investments (ME), Ltd. | Fully Paid Ordinary Shares | 162,265 | 37,450.76 | 162,265 |
11/1/2013 | The persons named in Item 1 | Disposal by OZ Africa Investments (ME), Ltd. | Fully Paid Ordinary Shares | 240,472 | 55,717.36 | 240,472 |
14/1/2013 | The persons named in Item 1 | Disposal by OZ Africa Investments (ME), Ltd. | Fully Paid Ordinary Shares | 116,397 | 26,701.47 | 116,397 |
15/1/2013 | The persons named in Item 1 | Disposal by OZ Africa Investments (ME), Ltd. | Fully Paid Ordinary Shares | 38,147 | 8,403.78 | 38,147 |
18/1/2013 | The persons named in Item 1 | Disposal by OZ Africa Investments (ME), Ltd. | Fully Paid Ordinary Shares | 9,908 | 2,190.66 | 9,908 |
21/1/2013 | The persons named in Item 1 | Disposal by OZ Africa Investments (ME), Ltd. | Fully Paid Ordinary Shares | 32,657 | 7,184.54 | 32,657 |
22/1/2013 | The persons named in Item 1 | Disposal by OZ Africa Investments (ME), Ltd. | Fully Paid Ordinary Shares | 976 | 214.72 | 976 |
23/1/2013 | The persons named in Item 1 | Disposal by OZ Africa Investments (ME), Ltd. | Fully Paid Ordinary Shares | 52,492 | 11,553.49 | 52,492 |
Holder of relevant interest: | The persons named in Item 1 | |||||
Holdings as of January 23, 2013: | 599,757 | |||||
Date of Change | Person whose relevant interest changed | Nature of Change | Class and Number of Securities affected | Consideration given in relation to change (in £) | Person's votes affected | |
6/8/2012 | The persons named in Item 1 | Acquistion by OZ Africa Investments (SI), Ltd. | Fully Paid Ordinary Shares | 730,207 | 182,551.75 | 730,207 |
10/1/2013 | The persons named in Item 1 | Disposal by OZ Africa Investments (SI), Ltd. | Fully Paid Ordinary Shares | 32,401 | 7,478.15 | 32,401 |
11/1/2013 | The persons named in Item 1 | Disposal by OZ Africa Investments (SI), Ltd. | Fully Paid Ordinary Shares | 48,016 | 11,125.31 | 48,016 |
14/1/2013 | The persons named in Item 1 | Disposal by OZ Africa Investments (SI), Ltd. | Fully Paid Ordinary Shares | 23,240 | 5,331.26 | 23,240 |
15/1/2013 | The persons named in Item 1 | Disposal by OZ Africa Investments (SI), Ltd. | Fully Paid Ordinary Shares | 7,618 | 1,678.25 | 7,618 |
18/1/2013 | The persons named in Item 1 | Disposal by OZ Africa Investments (SI), Ltd. | Fully Paid Ordinary Shares | 1,977 | 437.11 | 1,977 |
21/1/2013 | The persons named in Item 1 | Disposal by OZ Africa Investments (SI), Ltd. | Fully Paid Ordinary Shares | 6,522 | 1,434.84 | 6,522 |
22/1/2013 | The persons named in Item 1 | Disposal by OZ Africa Investments (SI), Ltd. | Fully Paid Ordinary Shares | 194 | 42.68 | 194 |
23/1/2013 | The persons named in Item 1 | Disposal by OZ Africa Investments (SI), Ltd. | Fully Paid Ordinary Shares | 10,482 | 2,307.09 | 10,482 |
Holder of relevant interest: | The persons named in Item 1 | |||||
Holdings as of January 23, 2013: | 36,139,355 | |||||
Date of Change | Person whose relevant interest changed | Nature of Change | Class and Number of Securities affected | Consideration given in relation to change (in £) | Person's votes affected | |
10/1/2013 | The persons named in Item 1 | Disposal by Coal Investments, Ltd. | Fully Paid Ordinary Shares | 94,421 | 21,792.37 | 94,421 |
11/1/2013 | The persons named in Item 1 | Disposal by Coal Investments, Ltd. | Fully Paid Ordinary Shares | 139,931 | 32,422.01 | 139,931 |
14/1/2013 | The persons named in Item 1 | Disposal by Coal Investments, Ltd. | Fully Paid Ordinary Shares | 67,732 | 15,537.72 | 67,732 |
15/1/2013 | The persons named in Item 1 | Disposal by Coal Investments, Ltd. | Fully Paid Ordinary Shares | 22,197 | 4,890.00 | 22,197 |
18/1/2013 | The persons named in Item 1 | Disposal by Coal Investments, Ltd. | Fully Paid Ordinary Shares | 5,766 | 1,274.86 | 5,766 |
21/1/2013 | The persons named in Item 1 | Disposal by Coal Investments, Ltd. | Fully Paid Ordinary Shares | 19,002 | 4,180.44 | 19,002 |
22/1/2013 | The persons named in Item 1 | Disposal by Coal Investments, Ltd. | Fully Paid Ordinary Shares | 568 | 124.96 | 568 |
23/1/2013 | The persons named in Item 1 | Disposal by Coal Investments, Ltd. | Fully Paid Ordinary Shares | 30,544 | 6,722.73 | 30,544 |
10/1/2013 | The persons named in Item 1 | Disposal by Coal Investments, Ltd. | Fully Paid Ordinary Shares | 183,741 | 42,407.42 | 183,741 |
11/1/2013 | The persons named in Item 1 | Disposal by Coal Investments, Ltd. | Fully Paid Ordinary Shares | 272,299 | 63,091.68 | 272,299 |
14/1/2013 | The persons named in Item 1 | Disposal by Coal Investments, Ltd. | Fully Paid Ordinary Shares | 131,802 | 30,235.38 | 131,802 |
15/1/2013 | The persons named in Item 1 | Disposal by Coal Investments, Ltd. | Fully Paid Ordinary Shares | 43,195 | 9,515.86 | 43,195 |
18/1/2013 | The persons named in Item 1 | Disposal by Coal Investments, Ltd. | Fully Paid Ordinary Shares | 11,220 | 2,480.74 | 11,220 |
21/1/2013 | The persons named in Item 1 | Disposal by Coal Investments, Ltd. | Fully Paid Ordinary Shares | 36,980 | 8,135.60 | 36,980 |
22/1/2013 | The persons named in Item 1 | Disposal by Coal Investments, Ltd. | Fully Paid Ordinary Shares | 1,107 | 243.54 | 1,107 |
23/1/2013 | The persons named in Item 1 | Disposal by Coal Investments, Ltd. | Fully Paid Ordinary Shares | 59,440 | 13,082.74 | 59,440 |
10/1/2013 | The persons named in Item 1 | Disposal by Coal Investments, Ltd. | Fully Paid Ordinary Shares | 59,784 | 13,798.15 | 59,784 |
11/1/2013 | The persons named in Item 1 | Disposal by Coal Investments, Ltd. | Fully Paid Ordinary Shares | 88,597 | 20,527.92 | 88,597 |
14/1/2013 | The persons named in Item 1 | Disposal by Coal Investments, Ltd. | Fully Paid Ordinary Shares | 42,885 | 9,837.82 | 42,885 |
15/1/2013 | The persons named in Item 1 | Disposal by Coal Investments, Ltd. | Fully Paid Ordinary Shares | 14,054 | 3,096.10 | 14,054 |
18/1/2013 | The persons named in Item 1 | Disposal by Coal Investments, Ltd. | Fully Paid Ordinary Shares | 3,652 | 807.46 | 3,652 |
21/1/2013 | The persons named in Item 1 | Disposal by Coal Investments, Ltd. | Fully Paid Ordinary Shares | 12,030 | 2,646.60 | 12,030 |
22/1/2013 | The persons named in Item 1 | Disposal by Coal Investments, Ltd. | Fully Paid Ordinary Shares | 359 | 78.98 | 359 |
23/1/2013 | The persons named in Item 1 | Disposal by Coal Investments, Ltd. | Fully Paid Ordinary Shares | 19,339 | 4,256.51 | 19,339 |
Holder of relevant interest: | The persons named in Item 1 | |||||
Holdings as of January 23, 2013: | 461,715 | |||||
Date of Change | Person whose relevant interest changed | Nature of Change | Class and Number of Securities affected | Consideration given in relation to change (in £) | Person's votes affected | |
3/11/2011 | The persons named in Item 1 | Acquisition by OZ ELS Master Fund, Ltd. | Fully Paid Ordinary Shares | 191,955 | 97,897.05 | 191,955 |
15/12/2011 | The persons named in Item 1 | Acquisition by OZ ELS Master Fund, Ltd. | Fully Paid Ordinary Shares | 259,639 | 132,415.89 | 259,639 |
30/3/2012 | The persons named in Item 1 | Disposal by OZ ELS Master Fund, Ltd. | Fully Paid Ordinary Shares | 8,570 | 5,267.98 | 8,570 |
2/4/2012 | The persons named in Item 1 | Disposal by OZ ELS Master Fund, Ltd. | Fully Paid Ordinary Shares | 149,487 | 93,922.68 | 149,487 |
6/8/2012 | The persons named in Item 1 | Acquisition by OZ ELS Master Fund, Ltd. | Fully Paid Ordinary Shares | 204,762 | 51,190.50 | 204,762 |
10/1/2013 | The persons named in Item 1 | Disposal by OZ ELS Master Fund, Ltd. | Fully Paid Ordinary Shares | 9,087 | 2,097.28 | 9,087 |
11/1/2013 | The persons named in Item 1 | Disposal by OZ ELS Master Fund, Ltd. | Fully Paid Ordinary Shares | 13,466 | 3,120.07 | 13,466 |
14/1/2013 | The persons named in Item 1 | Disposal by OZ ELS Master Fund, Ltd. | Fully Paid Ordinary Shares | 6,516 | 1,494.77 | 6,516 |
15/1/2013 | The persons named in Item 1 | Disposal by OZ ELS Master Fund, Ltd. | Fully Paid Ordinary Shares | 1,646 | 362.61 | 1,646 |
15/1/2013 | The persons named in Item 1 | Disposal by OZ ELS Master Fund, Ltd. | Fully Paid Ordinary Shares | 490 | 107.95 | 490 |
18/1/2013 | The persons named in Item 1 | Disposal by OZ ELS Master Fund, Ltd. | Fully Paid Ordinary Shares | 556 | 122.93 | 556 |
21/1/2013 | The persons named in Item 1 | Disposal by OZ ELS Master Fund, Ltd. | Fully Paid Ordinary Shares | 1,828 | 402.16 | 1,828 |
22/1/2013 | The persons named in Item 1 | Disposal by OZ ELS Master Fund, Ltd. | Fully Paid Ordinary Shares | 55 | 12.10 | 55 |
23/1/2013 | The persons named in Item 1 | Disposal by OZ ELS Master Fund, Ltd. | Fully Paid Ordinary Shares | 2,940 | 647.09 | 2,940 |
Holder of relevant interest: | The persons named in Item 1 | |||||
Holdings as of January 23, 2013: | 1,557,228 | |||||
Date of Change | Person whose relevant interest changed | Nature of Change | Class and Number of Securities affected | Consideration given in relation to change (in £) | Person's votes affected | |
15/12/2011 | The persons named in Item 1 | Acquistion by Gordel Capital Ltd. | Fully Paid Ordinary Shares | 685,688 | 349,700.88 | 685,688 |
3/11/2011 | The persons named in Item 1 | Acquistion by Gordel Capital Ltd. | Fully Paid Ordinary Shares | 506,939 | 258,538.89 | 506,939 |
6/8/2012 | The persons named in Item 1 | Acquistion by Gordel Capital Ltd. | Fully Paid Ordinary Shares | 337,785 | 84,446.25 | 337,785 |
10/1/2013 | The persons named in Item 1 | Disposal by Gordel Capital Ltd. | Fully Paid Ordinary Shares | 14,988 | 3,459.23 | 14,988 |
11/1/2013 | The persons named in Item 1 | Disposal by Gordel Capital Ltd. | Fully Paid Ordinary Shares | 22,213 | 5,146.75 | 22,213 |
14/1/2013 | The persons named in Item 1 | Disposal by Gordel Capital Ltd. | Fully Paid Ordinary Shares | 10,750 | 2,466.05 | 10,750 |
15/1/2013 | The persons named in Item 1 | Disposal by Gordel Capital Ltd. | Fully Paid Ordinary Shares | 3,523 | 776.12 | 3,523 |
18/1/2013 | The persons named in Item 1 | Disposal by Gordel Capital Ltd. | Fully Paid Ordinary Shares | 915 | 202.31 | 915 |
21/1/2013 | The persons named in Item 1 | Disposal by Gordel Capital Ltd. | Fully Paid Ordinary Shares | 3,016 | 663.52 | 3,016 |
22/1/2013 | The persons named in Item 1 | Disposal by Gordel Capital Ltd. | Fully Paid Ordinary Shares | 90 | 19.80 | 90 |
23/1/2013 | The persons named in Item 1 | Disposal by Gordel Capital Ltd. | Fully Paid Ordinary Shares | 4,849 | 1,067.26 | 4,849 |
Holder of relevant interest: | The persons named in Item 1 | |||||
Holdings as of January 23, 2013: | 21,501,614 | |||||
Date of Change | Person whose relevant interest changed | Nature of Change | Class and Number of Securities affected | Consideration given in relation to change (in £) | Person's votes affected | |
15/12/2011 | The persons named in Item 1 | Acquisition by OZ Master Fund Ltd. | Fully Paid Ordinary Shares | 7,344,509 | 3,745,699.59 | 7,344,509 |
3/11/2011 | The persons named in Item 1 | Acquisition by OZ Master Fund Ltd. | Fully Paid Ordinary Shares | 5,429,906 | 2,769,252.06 | 5,429,906 |
6/8/2012 | The persons named in Item 1 | Acquisition by OZ Master Fund Ltd. | Fully Paid Ordinary Shares | 7,683,759 | 1,920,939.75 | 7,683,759 |
10/1/2013 | The persons named in Item 1 | Disposal by OZ Master Fund Ltd. | Fully Paid Ordinary Shares | 236,923 | 54,681.83 | 236,923 |
11/1/2013 | The persons named in Item 1 | Disposal by OZ Master Fund Ltd. | Fully Paid Ordinary Shares | 351,110 | 81,352.19 | 351,110 |
14/1/2013 | The persons named in Item 1 | Disposal by OZ Master Fund Ltd. | Fully Paid Ordinary Shares | 169,952 | 38,986.99 | 169,952 |
15/1/2013 | The persons named in Item 1 | Disposal by OZ Master Fund Ltd. | Fully Paid Ordinary Shares | 55,700 | 12,270.71 | 55,700 |
18/1/2013 | The persons named in Item 1 | Disposal by OZ Master Fund Ltd. | Fully Paid Ordinary Shares | 14,462 | 3,197.55 | 14,462 |
21/1/2013 | The persons named in Item 1 | Disposal by OZ Master Fund Ltd. | Fully Paid Ordinary Shares | 47,684 | 10,490.48 | 47,684 |
22/1/2013 | The persons named in Item 1 | Disposal by OZ Master Fund Ltd. | Fully Paid Ordinary Shares | 1,430 | 314.60 | 1,430 |
23/1/2013 | The persons named in Item 1 | Disposal by OZ Master Fund Ltd. | Fully Paid Ordinary Shares | 76,642 | 16,868.90 | 76,642 |
Holder of relevant interest: | The persons named in Item 1 | |||||
Holdings as of January 23, 2013: | 4,794,802 | |||||
Date of Change | Person whose relevant interest changed | Nature of Change | Class and Number of Securities affected | Consideration given in relation to change (in £) | Person's votes affected | |
6/1/2011 | The persons named in Item 1 | Disposal by OZ Europe Master Fund, Ltd. | Fully Paid Ordinary Shares | 50,000 | 55,000 | 50,000 |
6/8/2012 | The persons named in Item 1 | Acquisition by OZ Europe Master Fund, Ltd. | Fully Paid Ordinary Shares | 3,924,836 | 981,209 | 3,924,836 |
Holder of relevant interest: | The persons named in Item 1 | |||||
Holdings as of January 23, 2013: | 0 | |||||
Date of Change | Person whose relevant interest changed | Nature of Change | Class and Number of Securities affected | Consideration given in relation to change (in £) | Person's votes affected | |
7/11/2011 | OZ Select Master Fund, Ltd. | Disposal by OZ Select Master Fund, Ltd. | Fully Paid Ordinary Shares | 41,819 | 23,105.00
| 41,819 |
Holder of relevant interest: | The persons named in Item 1 | |||||
Holdings as of January 23, 2013: | 2,148,590 | |||||
Date of Change | Person whose relevant interest changed | Nature of Change | Class and Number of Securities affected | Consideration given in relation to change (in £) | Person's votes affected | |
15/12/2011 | The persons named in Item 1 | Acquisition by OZ Global Special Investments Master Fund, L.P. | Fully Paid Ordinary Shares | 594,696 | 303,294.96 | 594,696 |
3/11/2011 | The persons named in Item 1 | Acquisition by OZ Global Special Investments Master Fund, L.P. | Fully Paid Ordinary Shares | 439,668 | 224,230.68 | 439,668 |
12/3/2012 | The persons named in Item 1 | Disposal by OZ Global Special Investments Master Fund, L.P. | Fully Paid Ordinary Shares | 125,000 | 83,437.50 | 125,000 |
13/3/2012 | The persons named in Item 1 | Disposal by OZ Global Special Investments Master Fund, L.P. | Fully Paid Ordinary Shares | 96,712 | 65,909.23 | 96,712 |
13/3/2012 | The persons named in Item 1 | Disposal by OZ Global Special Investments Master Fund, L.P. | Fully Paid Ordinary Shares | 248,288 | 169,208.27 | 248,288 |
14/3/2012 | The persons named in Item 1 | Disposal by OZ Global Special Investments Master Fund, L.P. | Fully Paid Ordinary Shares | 1,600 | 1,102.08 | 1,600 |
15/3/2012 | The persons named in Item 1 | Disposal by OZ Global Special Investments Master Fund, L.P. | Fully Paid Ordinary Shares | 250,000 | 170,000.00 | 250,000 |
6/8/2012 | The persons named in Item 1 | Acquisition by OZ Global Special Investments Master Fund, L.P. | Fully Paid Ordinary Shares | 1,824,330 | 456,082.50 | 1,824,330 |
10/1/2013 | The persons named in Item 1 | Disposal by OZ Global Special Investments Master Fund, L.P. | Fully Paid Ordinary Shares | 21,166 | 4,885.11 | 21,166 |
11/1/2013 | The persons named in Item 1 | Disposal by OZ Global Special Investments Master Fund, L.P. | Fully Paid Ordinary Shares | 31,367 | 7,267.73 | 31,367 |
14/1/2013 | The persons named in Item 1 | Disposal by OZ Global Special Investments Master Fund, L.P. | Fully Paid Ordinary Shares | 15,181 | 3,482.52 | 15,181 |
15/1/2013 | The persons named in Item 1 | Disposal by OZ Global Special Investments Master Fund, L.P. | Fully Paid Ordinary Shares | 4,977 | 1,096.43 | 4,977 |
18/1/2013 | The persons named in Item 1 | Disposal by OZ Global Special Investments Master Fund, L.P. | Fully Paid Ordinary Shares | 1,293 | 285.88 | 1,293 |
21/1/2013 | The persons named in Item 1 | Disposal by OZ Global Special Investments Master Fund, L.P. | Fully Paid Ordinary Shares | 4,259 | 936.98 | 4,259 |
22/1/2013 | The persons named in Item 1 | Disposal by OZ Global Special Investments Master Fund, L.P. | Fully Paid Ordinary Shares | 127 | 27.94 | 127 |
23/1/2013 | The persons named in Item 1 | Disposal by OZ Global Special Investments Master Fund, L.P. | Fully Paid Ordinary Shares | 6,846 | 1,506.80 | 6,846 |
Holder of relevant interest: | The persons named in Item 1 | |||||
Holdings as of January 23, 2013: | 1,641,148 | |||||
Date of Change | Person whose relevant interest changed | Nature of Change | Class and Number of Securities affected | Consideration given in relation to change (in £) | Person's votes affected | |
15/12/2011 | The persons named in Item 1 | Acquisition by Merrill Lynch Investments Solutions - Och Ziff European Multi Strategy UCITS Fund | Fully Paid Ordinary Shares | 889,431 | 453,609.81 | 889,431 |
3/11/2011 | The persons named in Item 1 | Acquisition by Merrill Lynch Investments Solutions - Och Ziff European Multi Strategy UCITS Fund | Fully Paid Ordinary Shares | 657,569 | 335,360.19 | 657,569 |
13/3/2012 | The persons named in Item 1 | Disposal by Merrill Lynch Investments Solutions - Och Ziff European Multi Strategy UCITS Fund | Fully Paid Ordinary Shares | 150,000 | 102,060.00 | 150,000 |
14/3/2012 | The persons named in Item 1 | Disposal by Merrill Lynch Investments Solutions - Och Ziff European Multi Strategy UCITS Fund | Fully Paid Ordinary Shares | 325,000 | 221,812.50 | 325,000 |
6/8/2012 | The persons named in Item 1 | Acquisition by Merrill Lynch Investments Solutions - Och Ziff European Multi Strategy UCITS Fund | Fully Paid Ordinary Shares | 692,942 | 173,235.50 | 692,942 |
10/1/2013 | The persons named in Item 1 | Disposal by Merrill Lynch Investments Solutions - Och Ziff European Multi Strategy UCITS Fund | Fully Paid Ordinary Shares | 30,746 | 7,096.18 | 30,746 |
11/1/2013 | The persons named in Item 1 | Disposal by Merrill Lynch Investments Solutions - Och Ziff European Multi Strategy UCITS Fund | Fully Paid Ordinary Shares | 45,567 | 10,557.87 | 45,567 |
14/1/2013 | The persons named in Item 1 | Disposal by Merrill Lynch Investments Solutions - Och Ziff European Multi Strategy UCITS Fund | Fully Paid Ordinary Shares | 22,056 | 5,059.65 | 22,056 |
15/1/2013 | The persons named in Item 1 | Disposal by Merrill Lynch Investments Solutions - Och Ziff European Multi Strategy UCITS Fund | Fully Paid Ordinary Shares | 7,229 | 1,592.55 | 7,229 |
18/1/2013 | The persons named in Item 1 | Disposal by Merrill Lynch Investments Solutions - Och Ziff European Multi Strategy UCITS Fund | Fully Paid Ordinary Shares | 1,877 | 415.00 | 1,877 |
21/1/2013 | The persons named in Item 1 | Disposal by Merrill Lynch Investments Solutions - Och Ziff European Multi Strategy UCITS Fund | Fully Paid Ordinary Shares | 6,189 | 1,361.58 | 6,189 |
22/1/2013 | The persons named in Item 1 | Disposal by Merrill Lynch Investments Solutions - Och Ziff European Multi Strategy UCITS Fund | Fully Paid Ordinary Shares | (185) | (40.70) | (185) |
23/1/2013 | The persons named in Item 1 | Disposal by Merrill Lynch Investments Solutions - Och Ziff European Multi Strategy UCITS Fund | Fully Paid Ordinary Shares | 9,945 | 2,188.89 | 9,945 |
Holder of relevant interest: | The persons named in Item 1 | |||||
Holdings as of January 23, 2013: | 33,470,512 | |||||
Date of Change | Person whose relevant interest changed | Nature of Change | Class and Number of Securities affected | Consideration given in relation to change (in South African Rands) | Person's votes affected | |
5/1/2011 | The persons named in Item 1 | Disposal by Africa Investments I, L.P. | Fully Paid Ordinary Shares | 57,376 | 600,646.39 | 57,376 |
5/1/2011 | The persons named in Item 1 | Disposal by Africa Investments I, L.P. | Fully Paid Ordinary Shares | 34,993 | 361,327.22 | 34,993 |
6/1/2011 | The persons named in Item 1 | Disposal by Africa Investments I, L.P. | Fully Paid Ordinary Shares | 97,631 | 1,056,933.68 | 97,631 |
16/2/2011 | The persons named in Item 1 | Disposal by Africa Investments I, L.P. | Fully Paid Ordinary Shares | 8,874 | 96,637.86 | 8,874 |
17/2/2011 | The persons named in Item 1 | Disposal by Africa Investments I, L.P. | Fully Paid Ordinary Shares | 1,000 | 10,920.00 | 1,000 |
17/2/2011 | The persons named in Item 1 | Disposal by Africa Investments I, L.P. | Fully Paid Ordinary Shares | 11,000 | 117,920.00 | 11,000 |
18/2/2011 | The persons named in Item 1 | Disposal by Africa Investments I, L.P. | Fully Paid Ordinary Shares | 1,000 | 10,920.00 | 1,000 |
21/2/2011 | The persons named in Item 1 | Acquisition by Africa Investments I L.P. | Fully Paid Ordinary Shares | 1,000 | 10,920.00 | 1,000 |
21/2/2011 | The persons named in Item 1 | Acquisition by Africa Investments I L.P. | Fully Paid Ordinary Shares | 1,000 | 10,920.00 | 1,000 |
21/2/2011 | The persons named in Item 1 | Disposal by Africa Investments I, L.P. | Fully Paid Ordinary Shares | 70,126 | 737,374.89 | 70,126 |
21/2/2011 | The persons named in Item 1 | Disposal by Africa Investments I, L.P. | Fully Paid Ordinary Shares | 10,000 | 105,900.00 | 10,000 |
9/3/2011 | The persons named in Item 1 | Disposal by Africa Investments I, L.P. | Fully Paid Ordinary Shares | 50,000 | 511,865.00 | 50,000 |
Signature: | |
Name: | Joel M. Frank |
Capacity: | Chief Financial Officer |
GUIDE This guide does not form part of the prescribed form and is included by ASIC to assist you in completing and lodging form 604.
Signature | This form must be signed by either a director or a secretary of the substantial holder. |
Lodging Period |
Nil |
Lodging Fee |
Nil |
Other forms to be completed |
Nil |
Additional information | |
(a) If additional space is required to complete a question, the information may be included on a separate piece of paper annexed to the form.
| |
(b) This notice must be given to a listed company, or the responsible entity for a listed managed investment scheme. A copy of this notice must also be given to each relevant securities exchange.
| |
(c) The person must give a copy of this notice:
(i) within 2 business days after they become aware of the information; or (ii) by 9.30 am on the next trading day of the relevant securities exchange after they become aware of the information if:
(A) a takeover bid is made for voting shares in the company or voting interests in the scheme; and (B) the person becomes aware of the information during the bid period. | |
Annexures | |
To make any annexure conform to the regulations, you must | |
1 use A4 size paper of white or light pastel colour with a margin of at least 10mm on all sides | |
2 show the corporation name and ACN or ARBN | |
3 number the pages consecutively | |
4 print or type in BLOCK letters in dark blue or black ink so that the document is clearly legible when photocopied | |
5 identify the annexure with the mark such as A, B, C, etc | |
6 endorse the annexure with the words: This is annexure (mark) of (number) pages referred to in form (form number and title) | |
7 sign and date the annexureThe annexure must be signed by the same person(s) who signed the form. |
Information in this guide is intended as a guide only. Please consult your accountant or solicitor for further advice