Last checked at 20 Jun 2022 13:18
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00BRS65X63
Issuer Name
INDIVIOR PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
JPMorgan Chase & Co.
City of registered office (if applicable)
Country of registered office (if applicable)
US
4. Details of the shareholder
Name | City of registered office | Country of registered office |
J.P. Morgan Securities Plc |
5. Date on which the threshold was crossed or reached
16-Jun-2022
6. Date on which Issuer notified
20-Jun-2022
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |
Resulting situation on the date on which threshold was crossed or reached | 0.406729 | 4.626803 | 5.033532 | 35243179 |
Position of previous notification (if applicable) | Below minimum threshold | Below minimum threshold | Below minimum threshold |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
GB00BRS65X63 | 2847784 | 0.406729 | ||
Sub Total 8.A | 2847784 | 0.406729% | ||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
Depository Receipt | n/a | n/a | 5 | 0.000001 |
Sub Total 8.B1 | 5 | 0.000001% | ||
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
Cash-settled Equity Swap | 22/06/2022 | 22/06/2022 | Cash | 1584376 | 0.226285 |
Cash-settled Equity Swap | 28/06/2022 | 28/06/2022 | Cash | 5890922 | 0.841358 |
Cash-settled Equity Swap | 29/06/2022 | 29/06/2022 | Cash | 6413818 | 0.916040 |
Cash-settled Equity Swap | 08/07/2022 | 08/07/2022 | Cash | 2688000 | 0.383908 |
Cash-settled Equity Swap | 12/07/2022 | 12/07/2022 | Cash | 3032000 | 0.433039 |
Cash-settled Equity Swap | 01/08/2022 | 01/08/2022 | Cash | 2673000 | 0.381765 |
Cash-settled Equity Swap | 05/08/2022 | 05/08/2022 | Cash | 5315323 | 0.759149 |
Cash-settled Equity Swap | 25/08/2022 | 25/08/2022 | Cash | 1330797 | 0.190068 |
Cash-settled Equity Swap | 24/10/2022 | 24/10/2022 | Cash | 727000 | 0.103832 |
Cash-settled Equity Swap | 01/03/2023 | 01/03/2023 | Cash | 25595 | 0.003656 |
Cash-settled Equity Swap | 28/03/2023 | 28/03/2023 | Cash | 717000 | 0.102404 |
Cash-settled Equity Swap | 02/06/2023 | 02/06/2023 | Cash | 313802 | 0.044818 |
Cash-settled Equity Swap | 05/07/2023 | 05/07/2023 | Cash | 242176 | 0.034588 |
Cash-settled Equity Swap | 19/07/2023 | 19/07/2023 | Cash | 11208 | 0.001601 |
Cash-settled Equity Swap | 20/07/2023 | 20/07/2023 | Cash | 1000 | 0.000143 |
Cash-settled Equity Swap | 05/05/2027 | 05/05/2027 | Cash | 884694 | 0.126355 |
Cash-settled Equity Swap | 02/06/2027 | 02/06/2027 | Cash | 544679 | 0.077793 |
Sub Total 8.B2 | 32395390 | 4.626802% | |||
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
JPMorgan Chase & Co. | J.P. Morgan Securities plc | 4.626801 | 5.022359% | |
JPMorgan Chase & Co. | JPMorgan Chase Bank, National Association | |||
JPMorgan Chase & Co. | J.P. Morgan Securities LLC |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Chain of controlled undertakings:JPMorgan Chase & Co.JPMorgan Chase Bank, National Association (100%)J.P. Morgan International Finance Limited (100%)J.P. Morgan Capital Holdings Limited (100%)J.P. Morgan Securities plc (100%)JPMorgan Chase & Co.JPMorgan Chase Bank, National Association (100%)JPMorgan Chase & Co.JPMorgan Chase Holdings LLC (100%)J.P. Morgan Broker-Dealer Holdings Inc. (100%)J.P. Morgan Securities LLC (100%)
12. Date of Completion
20-Jun-2022
13. Place Of Completion
London