Last checked at 21 Jul 2022 17:01
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00BRS65X63
Issuer Name
INDIVIOR PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
JPMorgan Chase & Co.
City of registered office (if applicable)
Country of registered office (if applicable)
US
4. Details of the shareholder
Name | City of registered office | Country of registered office |
J.P. Morgan Securities Plc |
5. Date on which the threshold was crossed or reached
19-Jul-2022
6. Date on which Issuer notified
21-Jul-2022
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |
Resulting situation on the date on which threshold was crossed or reached | 0.164652 | 4.855901 | 5.020553 | 34958029 |
Position of previous notification (if applicable) | Below minimum threshold | Below minimum threshold | Below minimum threshold |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
GB00BRS65X63 | 1146471 | 0.164652 | ||
Sub Total 8.A | 1146471 | 0.164652% | ||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
Depository Receipt | n/a | n/a | 5 | 0.000001 |
Sub Total 8.B1 | 5 | 0.000001% | ||
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
Cash-settled Equity Swap | 01/08/2022 | 01/08/2022 | Cash | 2673000 | 0.383887 |
Cash-settled Equity Swap | 05/08/2022 | 05/08/2022 | Cash | 5315323 | 0.763369 |
Cash-settled Equity Swap | 25/08/2022 | 25/08/2022 | Cash | 3959797 | 0.568693 |
Cash-settled Equity Swap | 16/09/2022 | 16/09/2022 | Cash | 3578549 | 0.513939 |
Cash-settled Equity Swap | 23/09/2022 | 23/09/2022 | Cash | 4913628 | 0.705679 |
Cash-settled Equity Swap | 10/10/2022 | 10/10/2022 | Cash | 2688000 | 0.386041 |
Cash-settled Equity Swap | 24/10/2022 | 24/10/2022 | Cash | 727000 | 0.104409 |
Cash-settled Equity Swap | 26/10/2022 | 26/10/2022 | Cash | 6413818 | 0.921131 |
Cash-settled Equity Swap | 01/03/2023 | 01/03/2023 | Cash | 15346 | 0.002204 |
Cash-settled Equity Swap | 28/03/2023 | 28/03/2023 | Cash | 717000 | 0.102973 |
Cash-settled Equity Swap | 30/05/2023 | 30/05/2023 | Cash | 26215 | 0.003765 |
Cash-settled Equity Swap | 02/06/2023 | 02/06/2023 | Cash | 178302 | 0.025607 |
Cash-settled Equity Swap | 04/07/2023 | 04/07/2023 | Cash | 19268 | 0.002767 |
Cash-settled Equity Swap | 19/07/2023 | 19/07/2023 | Cash | 206293 | 0.029627 |
Cash-settled Equity Swap | 16/08/2023 | 16/08/2023 | Cash | 6378 | 0.000916 |
Cash-settled Equity Swap | 21/08/2023 | 21/08/2023 | Cash | 7000 | 0.001005 |
Cash-settled Equity Swap | 04/09/2023 | 04/09/2023 | Cash | 337 | 0.000048 |
Cash-settled Equity Swap | 05/01/2024 | 05/01/2024 | Cash | 123696 | 0.017765 |
Cash-settled Equity Swap | 22/01/2024 | 22/01/2024 | Cash | 70481 | 0.010122 |
Cash-settled Equity Swap | 05/05/2027 | 05/05/2027 | Cash | 1525143 | 0.219036 |
Cash-settled Equity Swap | 02/06/2027 | 02/06/2027 | Cash | 646979 | 0.092917 |
Sub Total 8.B2 | 33811553 | 4.855900% | |||
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
JPMorgan Chase & Co. | J.P. Morgan Securities plc | 4.855901 | 5.009244% | |
JPMorgan Chase & Co. | JPMorgan Chase Bank, National Association | |||
JPMorgan Chase & Co. | J.P. Morgan Securities LLC | |||
JPMorgan Chase & Co. | J.P. Morgan SE |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Chain of controlled undertakings:JPMorgan Chase & Co.JPMorgan Chase Bank, National Association (100%)J.P. Morgan International Finance Limited (100%)J.P. Morgan Capital Holdings Limited (100%)J.P. Morgan Securities plc (100%)JPMorgan Chase & Co.JPMorgan Chase Bank, National Association (100%)JPMorgan Chase & Co.JPMorgan Chase Bank, National Association (100%)J.P. Morgan International Finance Limited (100%)J.P. Morgan SE (100%)JPMorgan Chase & Co.JPMorgan Chase Holdings LLC (100%)J.P. Morgan Broker-Dealer Holdings Inc. (100%)J.P. Morgan Securities LLC (100%)
12. Date of Completion
21-Jul-2022
13. Place Of Completion
London