Last checked at 5 Jan 2015 11:23
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FORM 38.5(b)
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
1. KEY INFORMATION
| Name of exempt principal trader | BARCLAYS CAPITAL SECURITIES LTD | |
| Company dealt in | INTERNATIONAL CONSOLIDATED AIRLINE GROUP S.A | |
| Class of relevant security to which the dealings being disclosed relate (Note 1) | €0.05 ordinary shares | |
| Date of dealing | 2 Jan 2015 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| 2,315,051 | 0.11% | 5,334,712 | 0.26% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 4,324,766 | 0.21% | 931,642 | 0.05% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 6,639,817 | 0.33% | 6,266,354 | 0.31% | |||||||
| Class of relevant security: | ADR | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| 0 | 0.00% | 1,565 | 0.00% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 0 | 0.00% | 1,565 | 0.00% |
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
| Class of relevant security: | Long | Short | ||||||
| Number | (%) | Number | (%) | |||||
| (1) Relevant securities | ||||||||
| (2) Derivatives (other than options) | ||||||||
| (3) Options and agreements to purchase/sell | ||||||||
| Total | ||||||||
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3. DEALINGS (Note 3)
(a) Purchases and sales
| Purchase/sale | Number of | Price per unit | |||||
| securities | |||||||
| Purchase | 107 | 4.8900 GBP | |||||
| Purchase | 214 | 4.8830 GBP | |||||
| Purchase | 317 | 4.8330 GBP | |||||
| Purchase | 390 | 4.8650 GBP | |||||
| Purchase | 414 | 4.8980 GBP | |||||
| Purchase | 415 | 4.8930 GBP | |||||
| Purchase | 489 | 4.8845 GBP | |||||
| Purchase | 530 | 4.8630 GBP | |||||
| Purchase | 625 | 4.8640 GBP | |||||
| Purchase | 642 | 4.8573 GBP | |||||
| Purchase | 687 | 4.8750 GBP | |||||
| Purchase | 815 | 4.8410 GBP | |||||
| Purchase | 815 | 4.9060 GBP | |||||
| Purchase | 894 | 4.8667 GBP | |||||
| Purchase | 1,015 | 4.8643 GBP | |||||
| Purchase | 1,070 | 4.8610 GBP | |||||
| Purchase | 1,180 | 4.9024 GBP | |||||
| Purchase | 2,024 | 4.8860 GBP | |||||
| Purchase | 2,043 | 6.2775 EUR | |||||
| Purchase | 2,127 | 4.8720 GBP | |||||
| Purchase | 2,211 | 6.2828 EUR | |||||
| Purchase | 2,385 | 4.8767 GBP | |||||
| Purchase | 2,479 | 6.2770 EUR | |||||
| Purchase | 2,708 | 4.8683 GBP | |||||
| Purchase | 3,341 | 6.2774 EUR | |||||
| Purchase | 3,660 | 4.8744 GBP | |||||
| Purchase | 4,846 | 4.8739 GBP | |||||
| Purchase | 9,303 | 4.8921 GBP | |||||
| Purchase | 10,738 | 4.8790 GBP | |||||
| Purchase | 18,446 | 6.2759 EUR | |||||
| Purchase | 22,211 | 4.8723 GBP | |||||
| Purchase | 24,710 | 6.2273 EUR | |||||
| Purchase | 26,551 | 4.8664 GBP | |||||
| Purchase | 27,028 | 4.8836 GBP | |||||
| Purchase | 42,000 | 4.8782 GBP | |||||
| Purchase | 43,141 | 4.8665 GBP | |||||
| Purchase | 78,773 | 4.8620 GBP | |||||
| Purchase | 99,778 | 6.2537 EUR | |||||
| Purchase | 136,876 | 4.8763 GBP | |||||
| Sale | 11 | 4.8639 GBP | |||||
| Sale | 107 | 4.8900 GBP | |||||
| Sale | 214 | 4.8830 GBP | |||||
| Sale | 317 | 4.8330 GBP | |||||
| Sale | 350 | 6.2330 EUR | |||||
| Sale | 390 | 4.8650 GBP | |||||
| Sale | 415 | 4.8930 GBP | |||||
| Sale | 489 | 4.8845 GBP | |||||
| Sale | 515 | 4.8634 GBP | |||||
| Sale | 534 | 4.8630 GBP | |||||
| Sale | 625 | 4.8640 GBP | |||||
| Sale | 642 | 4.8573 GBP | |||||
| Sale | 687 | 4.8750 GBP | |||||
| Sale | 815 | 4.9060 GBP | |||||
| Sale | 1,070 | 4.8610 GBP | |||||
| Sale | 1,238 | 4.8790 GBP | |||||
| Sale | 1,630 | 4.8410 GBP | |||||
| Sale | 1,648 | 4.8793 GBP | |||||
| Sale | 1,898 | 4.8740 GBP | |||||
| Sale | 2,024 | 4.8860 GBP | |||||
| Sale | 2,127 | 4.8720 GBP | |||||
| Sale | 2,168 | 6.2444 EUR | |||||
| Sale | 2,836 | 4.8763 GBP | |||||
| Sale | 2,958 | 4.8855 GBP | |||||
| Sale | 3,041 | 4.8873 GBP | |||||
| Sale | 3,409 | 6.2315 EUR | |||||
| Sale | 4,185 | 4.8709 GBP | |||||
| Sale | 4,632 | 4.8757 GBP | |||||
| Sale | 7,340 | 6.1974 EUR | |||||
| Sale | 7,927 | 6.2425 EUR | |||||
| Sale | 8,568 | 4.8583 GBP | |||||
| Sale | 11,122 | 6.2706 EUR | |||||
| Sale | 12,615 | 4.8707 GBP | |||||
| Sale | 18,530 | 4.8633 GBP | |||||
| Sale | 25,247 | 4.8715 GBP | |||||
| Sale | 34,935 | 4.8747 GBP | |||||
| Sale | 40,400 | 4.8548 GBP | |||||
| Sale | 51,550 | 4.8664 GBP | |||||
| Sale | 63,248 | 4.8699 GBP | |||||
| Sale | 68,763 | 6.2473 EUR | |||||
| Sale | 88,279 | 6.2589 EUR | |||||
| Sale | 130,933 | 4.8663 GBP | |||||
| Sale | 433,698 | 4.8770 GBP | |||||
| (b) | Derivatives transactions (other than options transactions) | ||||||
| Product | Nature of transaction | Number of relevant securities | Price per unit | ||||
| name | |||||||
| CFD | Long | 308 | 4.9515 GBP | ||||
| CFD | Long | 350 | 6.2319 EUR | ||||
| CFD | Long | 480 | 6.2901 EUR | ||||
| CFD | Long | 14,445 | 4.8886 GBP | ||||
| CFD | Long | 23,788 | 4.8681 GBP | ||||
| CFD | Long | 36,420 | 6.2407 EUR | ||||
| SWAP | Long | 37,988 | 4.8647 GBP | ||||
| SWAP | Long | 40,400 | 4.8548 GBP | ||||
| SWAP | Long | 45,100 | 4.8707 GBP | ||||
| SWAP | Long | 71,025 | 4.8525 GBP | ||||
| CFD | Long | 221,662 | 4.8791 GBP | ||||
| SWAP | Short | 900 | 6.2000 EUR | ||||
| CFD | Short | 2,211 | 4.8994 GBP | ||||
| SWAP | Short | 2,385 | 4.8767 GBP | ||||
| SWAP | Short | 12,327 | 4.8652 GBP | ||||
| CFD | Short | 16,961 | 4.8377 GBP | ||||
| CFD | Short | 20,263 | 4.8913 GBP | ||||
| SWAP | Short | 37,537 | 4.8637 GBP | ||||
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 4) |
(ii) Exercising
| Product name, e.g. call option | Number of securities | Exercise price per unit (Note 4) |
(d) Other dealings (including transactions in respect of new securities) (Note 3)
| Nature of transaction (Note 7) | Details | Price per unit (if applicable) (Note 4) |
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4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
| Date of disclosure | 5 Jan 2015 | |
| Contact name | Rajesh Muthanna | |
| Telephone number | 020 3555 4634 | |
| Name of offeree/offeror with which connected | INTERNATIONAL CONSOLIDATED AIRLINE GROUP S.A | |
| Nature of connection (Note 9) | Corporate Broker |
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