Last checked at 6 Jan 2015 11:53
FORM 38.5(b)
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
1. KEY INFORMATION
| Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | ||
| Company dealt in | INTERNATIONAL CONSOLIDATED AIRLINE GROUP S.A | ||
| Class of relevant security to which the | €0.05 ordinary shares | ||
| dealings being disclosed relate | |||
| Date of dealing | 5 January 2015 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| 2,141,430 | 0.11% | 5,209,779 | 0.26% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 4,384,713 | 0.22% | 828,042 | 0.04% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 6,526,143 | 0.32% | 6,037,821 | 0.30% | |||||||
| Class of relevant security: | ADR | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| 0 | 0.00% | 1,565 | 0.00% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 0 | 0.00% | 1,565 | 0.00% | |||||||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
| Class of relevant security: | Long | Short | ||||||
| Number | (%) | Number | (%) | |||||
| (1) Relevant securities | ||||||||
| (2) Derivatives (other than options) | ||||||||
| (3) Options and agreements to purchase/sell | ||||||||
| Total | ||||||||
3. DEALINGS (Note 3)
(a) Purchases and sales
| Purchase/sale | Number of | Price per unit | |||
| securities | |||||
| Purchase | 31 | 4.9220 GBP | |||
| Purchase | 31 | 4.9480 GBP | |||
| Purchase | 102 | 4.9400 GBP | |||
| Purchase | 127 | 4.9240 GBP | |||
| Purchase | 128 | 4.9640 GBP | |||
| Purchase | 181 | 4.9360 GBP | |||
| Purchase | 253 | 4.9700 GBP | |||
| Purchase | 268 | 4.9820 GBP | |||
| Purchase | 363 | 4.9430 GBP | |||
| Purchase | 400 | 6.4000 EUR | |||
| Purchase | 452 | 4.9340 GBP | |||
| Purchase | 458 | 4.9745 GBP | |||
| Purchase | 500 | 37.3400 USD | |||
| Purchase | 551 | 4.9630 GBP | |||
| Purchase | 585 | 4.9210 GBP | |||
| Purchase | 589 | 4.9880 GBP | |||
| Purchase | 637 | 6.2970 EUR | |||
| Purchase | 642 | 4.9800 GBP | |||
| Purchase | 649 | 4.9570 GBP | |||
| Purchase | 676 | 4.9500 GBP | |||
| Purchase | 700 | 37.7128 USD | |||
| Purchase | 1,000 | 6.3230 EUR | |||
| Purchase | 1,046 | 4.9980 GBP | |||
| Purchase | 1,083 | 4.9770 GBP | |||
| Purchase | 1,342 | 4.9900 GBP | |||
| Purchase | 1,360 | 5.0100 GBP | |||
| Purchase | 1,650 | 4.9580 GBP | |||
| Purchase | 1,745 | 4.9672 GBP | |||
| Purchase | 1,752 | 4.9910 GBP | |||
| Purchase | 2,361 | 4.9990 GBP | |||
| Purchase | 2,503 | 4.9840 GBP | |||
| Purchase | 3,147 | 5.0037 GBP | |||
| Purchase | 3,772 | 6.3485 EUR | |||
| Purchase | 4,803 | 5.0050 GBP | |||
| Purchase | 5,000 | 4.9808 GBP | |||
| Purchase | 5,825 | 6.3666 EUR | |||
| Purchase | 5,841 | 4.9750 GBP | |||
| Purchase | 6,072 | 6.3614 EUR | |||
| Purchase | 7,428 | 5.0000 GBP | |||
| Purchase | 7,633 | 5.0042 GBP | |||
| Purchase | 8,018 | 5.0150 GBP | |||
| Purchase | 9,794 | 4.9740 GBP | |||
| Purchase | 11,101 | 5.0026 GBP | |||
| Purchase | 12,426 | 6.2288 EUR | |||
| Purchase | 13,158 | 6.3196 EUR | |||
| Purchase | 15,574 | 4.9862 GBP | |||
| Purchase | 15,941 | 5.0027 GBP | |||
| Purchase | 23,528 | 4.9930 GBP | |||
| Purchase | 26,682 | 6.2358 EUR | |||
| Purchase | 34,891 | 4.9464 GBP | |||
| Purchase | 39,924 | 6.2784 EUR | |||
| Purchase | 49,623 | 4.9351 GBP | |||
| Purchase | 63,772 | 4.9772 GBP | |||
| Purchase | 71,529 | 5.0030 GBP | |||
| Purchase | 75,000 | 4.9795 GBP | |||
| Purchase | 127,214 | 4.9682 GBP | |||
| Purchase | 150,680 | 4.9823 GBP | |||
| Purchase | 165,466 | 4.9717 GBP | |||
| Purchase | 169,469 | 4.9720 GBP | |||
| Purchase | 207,134 | 4.9731 GBP | |||
| Purchase | 298,845 | 6.3467 EUR | |||
| Purchase | 478,147 | 4.9718 GBP | |||
| Sale | 31 | 4.9480 GBP | |||
| Sale | 91 | 4.9775 GBP | |||
| Sale | 102 | 4.9400 GBP | |||
| Sale | 128 | 4.9640 GBP | |||
| Sale | 181 | 4.9360 GBP | |||
| Sale | 253 | 4.9700 GBP | |||
| Sale | 268 | 4.9820 GBP | |||
| Sale | 363 | 4.9430 GBP | |||
| Sale | 451 | 4.9750 GBP | |||
| Sale | 452 | 4.9340 GBP | |||
| Sale | 458 | 4.9745 GBP | |||
| Sale | 500 | 37.3400 USD | |||
| Sale | 550 | 6.3860 EUR | |||
| Sale | 551 | 4.9630 GBP | |||
| Sale | 585 | 4.9210 GBP | |||
| Sale | 589 | 4.9880 GBP | |||
| Sale | 642 | 4.9800 GBP | |||
| Sale | 649 | 4.9570 GBP | |||
| Sale | 654 | 6.3320 EUR | |||
| Sale | 676 | 4.9500 GBP | |||
| Sale | 683 | 4.9770 GBP | |||
| Sale | 700 | 37.7128 USD | |||
| Sale | 764 | 4.9720 GBP | |||
| Sale | 1,046 | 4.9980 GBP | |||
| Sale | 1,150 | 6.3237 EUR | |||
| Sale | 1,152 | 4.9807 GBP | |||
| Sale | 1,342 | 4.9900 GBP | |||
| Sale | 1,360 | 5.0100 GBP | |||
| Sale | 1,752 | 4.9910 GBP | |||
| Sale | 2,250 | 4.9824 GBP | |||
| Sale | 2,361 | 4.9990 GBP | |||
| Sale | 2,500 | 4.9913 GBP | |||
| Sale | 2,503 | 4.9840 GBP | |||
| Sale | 4,803 | 5.0050 GBP | |||
| Sale | 5,166 | 6.3740 EUR | |||
| Sale | 5,418 | 6.3664 EUR | |||
| Sale | 6,241 | 4.9758 GBP | |||
| Sale | 7,428 | 5.0000 GBP | |||
| Sale | 8,018 | 5.0150 GBP | |||
| Sale | 9,794 | 4.9740 GBP | |||
| Sale | 10,951 | 4.9799 GBP | |||
| Sale | 14,708 | 4.9628 GBP | |||
| Sale | 14,975 | 4.9783 GBP | |||
| Sale | 16,982 | 4.9742 GBP | |||
| Sale | 19,854 | 4.9787 GBP | |||
| Sale | 22,140 | 4.9574 GBP | |||
| Sale | 25,613 | 6.3775 EUR | |||
| Sale | 29,642 | 4.9979 GBP | |||
| Sale | 31,092 | 4.9734 GBP | |||
| Sale | 37,556 | 4.9879 GBP | |||
| Sale | 62,092 | 4.9704 GBP | |||
| Sale | 67,018 | 4.9771 GBP | |||
| Sale | 75,422 | 4.9801 GBP | |||
| Sale | 99,074 | 6.2584 EUR | |||
| Sale | 111,950 | 6.3758 EUR | |||
| Sale | 154,092 | 4.9706 GBP | |||
| Sale | 253,190 | 6.3499 EUR | |||
| Sale | 282,213 | 4.9790 GBP | |||
| Sale | 782,702 | 4.9693 GBP |
(b) Derivatives transactions (other than options transactions)
| Product | Nature of transaction | Number of relevant securities | Price per unit | ||||
| name | |||||||
| SWAP | Long | 1,616 | 4.8745 GBP | ||||
| CFD | Long | 2,000 | 6.3588 EUR | ||||
| CFD | Long | 2,568 | 6.3808 EUR | ||||
| CFD | Long | 4,450 | 4.9813 GBP | ||||
| CFD | Long | 22,140 | 4.9574 GBP | ||||
| SWAP | Long | 30,499 | 4.9700 GBP | ||||
| SWAP | Long | 31,092 | 4.9734 GBP | ||||
| SWAP | Long | 32,100 | 4.9446 GBP | ||||
| SWAP | Long | 38,515 | 4.9631 GBP | ||||
| SWAP | Long | 67,031 | 4.9746 GBP | ||||
| SWAP | Long | 95,185 | 4.9698 GBP | ||||
| CFD | Long | 98,133 | 6.3836 EUR | ||||
| CFD | Long | 98,258 | 4.9617 GBP | ||||
| CFD | Long | 99,074 | 4.8965 GBP | ||||
| SWAP | Short | 300 | 4.9710 GBP | ||||
| SWAP | Short | 500 | 4.9520 GBP | ||||
| CFD | Short | 637 | 6.2981 EUR | ||||
| CFD | Short | 2,500 | 4.9623 GBP | ||||
| CFD | Short | 2,568 | 6.3458 EUR | ||||
| CFD | Short | 4,858 | 4.9405 GBP | ||||
| CFD | Short | 6,072 | 6.3614 EUR | ||||
| CFD | Short | 7,509 | 4.9333 GBP | ||||
| CFD | Short | 9,220 | 4.9883 GBP | ||||
| CFD | Short | 14,106 | 4.9714 GBP | ||||
| SWAP | Short | 15,574 | 4.9862 GBP | ||||
| SWAP | Short | 34,891 | 4.9464 GBP | ||||
| CFD | Short | 53,509 | 4.9456 GBP | ||||
| SWAP | Short | 69,087 | 4.9800 GBP | ||||
| CFD | Short | 78,625 | 4.9918 GBP | ||||
| SWAP | Short | 111,240 | 4.9713 GBP | ||||
| CFD | Short | 152,421 | 4.9717 GBP | ||||
| CFD | Short | 168,705 | 4.9720 GBP |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 4) |
(ii) Exercising
| Product name, e.g. call option | Number of securities | Exercise price per unit (Note 4) |
(d) Other dealings (including transactions in respect of new securities) (Note 3)
| Nature of transaction (Note 7) | Details | Price per unit (if applicable) (Note 4) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
| Is a Supplemental Form 38.5(b) attached? | NO | ||
| Date of disclosure: | 6 Jan 2015 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 | ||
| Name of offeree/offeror with which connected | INTERNATIONAL CONSOLIDATED AIRLINE GROUP S.A | ||
| Nature of connection | Corporate Broker |
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