8 Jul 2016 18:00
RNS Number : 7407D
HSBC Holdings PLC
08 July 2016
HSBC HOLDINGS PLC
8 July 2016
Notification of Transactions of Persons Discharging Managerial Responsibilities ("PDMRs") and persons closely associated with the PDMRs
On 6 July 2016, HSBC Holdings plc was advised that the following acquisitions relating to dividends of US$0.50 ordinary shares (the "Shares") took place in London on that date.
Directors
Name | Price per Share / ADS1 | Shares acquired |
Douglas Flint | £4.6599 | 78 |
Heidi Miller | US$31.64401 | 12 American Depositary Shares1 (representing 60 ordinary shares of US$0.50 each) |
Henri de Castries | US$6.3288 | 244 |
Iain Mackay | US$6.3288 | 22,607 |
Kathleen Casey | US$31.64401 | 26 American Depositary Shares1 (representing 130 ordinary shares of US$0.50 each) 2 |
Marc Moses | US$6.3288 | 27,286 |
Paul Walsh | US$6.3288 | 79 |
Sam Laidlaw | US$6.3288 | 597 |
Stuart Gulliver | US$6.3288 | 48,938 |
Other PDMRs
Name | Price per Share | Shares acquired |
Andy Maguire | US$6.3288 | 3,489 |
Antonio Simoes | US$6.3288 | 5,683 |
John Flint | US$6.3288 | 9,699 |
Patrick Burke | US$6.3288 £4.6599 | 7,227 1,962 |
Paulo Maia | US$6.3288 £4.6599 | 2,523 2,223 |
Peter Boyles | US$6.3288 £4.6599 | 7,819 2,827 |
Peter Wong | US$6.3288 £4.6599 | 19,92311,174 |
Samir Assaf | US$6.3288 | 30,857 |
Persons closely associated ("CAP") with the PDMR
Name | Price per Share | Shares acquired |
Camay Wong (CAP of Peter Wong) | US$6.3288 | 348 |
1American Depositary Shares ('ADS') are categorised as equity derivatives under Part XV of the Securities and Futures Ordinance of Hong Kong. Each ADS represents five HSBC Holdings plc ordinary shares. ADS are traded in New York.
2 In addition Kathleen Casey acquired one ADS at a price of US$32.0600 (equivalent to five HSBC Holdings plc ordinary shares) as a result of accrued residual dividend amounts.
The following disclosures are made in accordance with Article 19 of the EU Market Abuse Regulation 596/2014.
1. |
1 - Details of the person discharging managerial responsibilities / person closely associated |
| First Name(s) | Last Name(s) | Name of natural person* | Douglas | Flint | | | | | OR | | | | | Legal Person* | | |
|
2 - Reason for the notification |
Position/status* | Group Chairman | | | Initial notification/amendment* | Initial Notification | | | In the case of amendment, please enter the previous notification reference number and explain the error that this notification is amending | |
|
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
Full name of the entity* | HSBC Holdings plc | | | Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 |
|
4 - Details of the transaction(s) |
Description of the financial instrument, type of instrument* | Ordinary shares of US$0.50 each |
Identification Code* | GB0005405286 | | | Nature of the transaction* | Acquisition | | | Currency* | GBP | | | Price(s) and Volume(s) | | Aggregated Information | Price | Volume | Total | 4.6599 | 78 | 363.47 |
| Date of Transaction | 2016-07-06 | | | Place of Transaction | London Stock Exchange, Main Market (XLON) |
|
2. |
1 - Details of the person discharging managerial responsibilities / person closely associated |
| First Name(s) | Last Name(s) | Name of natural person* | Heidi | Miller | | | | | OR | | | | | Legal Person* | | |
|
2 - Reason for the notification |
Position/status* | Non-executive Director | | | Initial notification/amendment* | Initial Notification | | | In the case of amendment, please enter the previous notification reference number and explain the error that this notification is amending | |
|
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
Full name of the entity* | HSBC Holdings plc | | | Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 |
|
4 - Details of the transaction(s) |
Description of the financial instrument, type of instrument* | American Depositary Shares ('ADS'). Each ADS represents five HSBC Holdings plc ordinary shares of US$0.50 each. |
Identification Code* | GB0005405286 | | | Nature of the transaction* | Acquisition | | | Currency* | USD | | | Price(s) and Volume(s) | | Aggregated Information | Price | Volume | Total | 31.644 | 12 | 379.73 |
| Date of Transaction | 2016-07-06 | | | Place of Transaction | Outside a trading venue |
|
3. |
1 - Details of the person discharging managerial responsibilities / person closely associated |
| First Name(s) | Last Name(s) | Name of natural person* | Henri | de Castries | | | | | OR | | | | | Legal Person* | | |
|
2 - Reason for the notification |
Position/status* | Non-executive Director | | | Initial notification/amendment* | Initial Notification | | | In the case of amendment, please enter the previous notification reference number and explain the error that this notification is amending | |
|
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
Full name of the entity* | HSBC Holdings plc | | | Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 |
|
4 - Details of the transaction(s) |
Description of the financial instrument, type of instrument* | Ordinary shares of US$0.50 each |
Identification Code* | GB0005405286 | | | Nature of the transaction* | Acquisition | | | Currency* | USD | | | Price(s) and Volume(s) | | Aggregated Information | Price | Volume | Total | 6.329 | 244 | 1,544.23 |
| Date of Transaction | 2016-07-06 | | | Place of Transaction | London Stock Exchange, Main Market (XLON) |
|
4. |
1 - Details of the person discharging managerial responsibilities / person closely associated |
| First Name(s) | Last Name(s) | Name of natural person* | Iain | Mackay | | | | | OR | | | | | Legal Person* | | |
|
2 - Reason for the notification |
Position/status* | Group Finance Director | | | Initial notification/amendment* | Initial Notification | | | In the case of amendment, please enter the previous notification reference number and explain the error that this notification is amending | |
|
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
Full name of the entity* | HSBC Holdings plc | | | Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 |
|
4 - Details of the transaction(s) |
Description of the financial instrument, type of instrument* | Ordinary shares of US$0.50 each |
Identification Code* | GB0005405286 | | | Nature of the transaction* | Acquisition | | | Currency* | USD | | | Price(s) and Volume(s) | | Aggregated Information | Price | Volume | Total | 6.329 | 22,607 | 143,075.18 |
| Date of Transaction | 2016-07-06 | | | Place of Transaction | London Stock Exchange, Main Market (XLON) |
|
5. |
1 - Details of the person discharging managerial responsibilities / person closely associated |
| First Name(s) | Last Name(s) | Name of natural person* | Kathleen | Casey | | | | | OR | | | | | Legal Person* | | |
|
2 - Reason for the notification |
Position/status* | Non-executive Director | | | Initial notification/amendment* | Initial Notification | | | In the case of amendment, please enter the previous notification reference number and explain the error that this notification is amending | |
|
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
Full name of the entity* | HSBC Holdings plc | | | Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 |
|
4 - Details of the transaction(s) |
Description of the financial instrument, type of instrument* | American Depositary Shares ('ADS'). Each ADS represents five HSBC Holdings plc ordinary shares of US$0.50 each. |
Identification Code* | GB0005405286 | | | Nature of the transaction* | Acquisition | | | Currency* | USD | | | Date(s), Price(s) and Volume(s) | Date of Transaction | Price | Volume | 2016-04-20 | 32.06 | 1 | 2016-07-06 | 31.64 | 26 |
| Aggregated Information | Price | Volume | Total | 32.06 | 1 | 32.06 | 31.644 | 26 | 822.74 |
| | | Place of Transaction | Outside a trading venue |
|
6. |
1 - Details of the person discharging managerial responsibilities / person closely associated |
| First Name(s) | Last Name(s) | Name of natural person* | Marc | Moses | | | | | OR | | | | | Legal Person* | | |
|
2 - Reason for the notification |
Position/status* | Group Chief Risk Officer | | | Initial notification/amendment* | Initial Notification | | | In the case of amendment, please enter the previous notification reference number and explain the error that this notification is amending | |
|
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
Full name of the entity* | HSBC Holdings plc | | | Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 |
|
4 - Details of the transaction(s) |
Description of the financial instrument, type of instrument* | Ordinary shares of US$0.50 each |
Identification Code* | GB0005405286 | | | Nature of the transaction* | Acquisition | | | Currency* | USD | | | Price(s) and Volume(s) | | Aggregated Information | Price | Volume | Total | 6.329 | 27,286 | 172,687.64 |
| Date of Transaction | 2016-07-06 | | | Place of Transaction | London Stock Exchange, Main Market (XLON) |
|
7. |
1 - Details of the person discharging managerial responsibilities / person closely associated |
| First Name(s) | Last Name(s) | Name of natural person* | Paul | Walsh | | | | | OR | | | | | Legal Person* | | |
|
2 - Reason for the notification |
Position/status* | Non-executive Director | | | Initial notification/amendment* | Initial Notification | | | In the case of amendment, please enter the previous notification reference number and explain the error that this notification is amending | |
|
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
Full name of the entity* | HSBC Holdings plc | | | Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 |
|
4 - Details of the transaction(s) |
Description of the financial instrument, type of instrument* | Ordinary shares of US$0.50 each |
Identification Code* | GB0005405286 | | | Nature of the transaction* | Acquisition | | | Currency* | USD | | | Price(s) and Volume(s) | | Aggregated Information | Price | Volume | Total | 6.329 | 79 | 499.98 |
| Date of Transaction | 2016-07-06 | | | Place of Transaction | London Stock Exchange, Main Market (XLON) |
|
8. |
1 - Details of the person discharging managerial responsibilities / person closely associated |
| First Name(s) | Last Name(s) | Name of natural person* | Sam | Laidlaw | | | | | OR | | | | | Legal Person* | | |
|
2 - Reason for the notification |
Position/status* | Non-executive Director | | | Initial notification/amendment* | Initial Notification | | | In the case of amendment, please enter the previous notification reference number and explain the error that this notification is amending | |
|
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
Full name of the entity* | HSBC Holdings plc | | | Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 |
|
4 - Details of the transaction(s) |
Description of the financial instrument, type of instrument* | Ordinary shares of US$0.50 each |
Identification Code* | GB0005405286 | | | Nature of the transaction* | Acquisition | | | Currency* | USD | | | Price(s) and Volume(s) | | Aggregated Information | Price | Volume | Total | 6.329 | 597 | 3778.29 |
| Date of Transaction | 2016-07-06 | | | Place of Transaction | London Stock Exchange, Main Market (XLON) |
|
9. |
1 - Details of the person discharging managerial responsibilities / person closely associated |
| First Name(s) | Last Name(s) | Name of natural person* | Stuart | Gulliver | | | | | OR | | | | | Legal Person* | | |
|
2 - Reason for the notification |
Position/status* | Group Chief Executive | | | Initial notification/amendment* | Initial Notification | | | In the case of amendment, please enter the previous notification reference number and explain the error that this notification is amending | |
|
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
Full name of the entity* | HSBC Holdings plc | | | Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 |
|
4 - Details of the transaction(s) |
Description of the financial instrument, type of instrument* | Ordinary shares of US$0.50 each |
Identification Code* | GB0005405286 | | | Nature of the transaction* | Acquisition | | | Currency* | USD | | | Price(s) and Volume(s) | | Aggregated Information | Price | Volume | Total | 6.329 | 48,938 | 309,718.81 |
| Date of Transaction | 2016-07-06 | | | Place of Transaction | London Stock Exchange, Main Market (XLON) |
|
10. |
1 - Details of the person discharging managerial responsibilities / person closely associated |
| First Name(s) | Last Name(s) | Name of natural person* | Andy | Maguire | | | | | OR | | | | | Legal Person* | | |
|
2 - Reason for the notification |
Position/status* | Group Chief Operating Officer | | | Initial notification/amendment* | Initial Notification | | | In the case of amendment, please enter the previous notification reference number and explain the error that this notification is amending | |
|
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
Full name of the entity* | HSBC Holdings plc | | | Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 |
|
4 - Details of the transaction(s) |
Description of the financial instrument, type of instrument* | Ordinary shares of US$0.50 each |
Identification Code* | GB0005405286 | | | Nature of the transaction* | Acquisition | | | Currency* | USD | | | Price(s) and Volume(s) | | Aggregated Information | Price | Volume | Total | 6.329 | 3,489 | 22,081.18 |
| Date of Transaction | 2016-07-06 | | | Place of Transaction | London Stock Exchange, Main Market (XLON) |
|
11. |
1 - Details of the person discharging managerial responsibilities / person closely associated |
| First Name(s) | Last Name(s) | Name of natural person* | Antonio | Simoes | | | | | OR | | | | | Legal Person* | | |
|
2 - Reason for the notification |
Position/status* | Chief Executive, HSBC Bank plc | | | Initial notification/amendment* | Initial Notification | | | In the case of amendment, please enter the previous notification reference number and explain the error that this notification is amending | |
|
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
Full name of the entity* | HSBC Holdings plc | | | Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 |
|
4 - Details of the transaction(s) |
Description of the financial instrument, type of instrument* | Ordinary shares of US$0.50 each |
Identification Code* | GB0005405286 | | | Nature of the transaction* | Acquisition | | | Currency* | USD | | | Price(s) and Volume(s) | | Aggregated Information | Price | Volume | Total | 6.329 | 5,683 | 35,966.57 |
| Date of Transaction | 2016-07-06 | | | Place of Transaction | London Stock Exchange, Main Market (XLON) |
|
12. |
1 - Details of the person discharging managerial responsibilities / person closely associated |
| First Name(s) | Last Name(s) | Name of natural person* | John | Flint | | | | | OR | | | | | Legal Person* | | |
|
2 - Reason for the notification |
Position/status* | Chief Executive, Retail Banking and Wealth Management | | | Initial notification/amendment* | Initial Notification | | | In the case of amendment, please enter the previous notification reference number and explain the error that this notification is amending | |
|
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
Full name of the entity* | HSBC Holdings plc | | | Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 |
|
4 - Details of the transaction(s) |
Description of the financial instrument, type of instrument* | Ordinary shares of US$0.50 each |
Identification Code* | GB0005405286 | | | Nature of the transaction* | Acquisition | | | Currency* | USD | | | Price(s) and Volume(s) | | Aggregated Information | Price | Volume | Total | 6.329 | 9,699 | 61,383.03 |
| Date of Transaction | 2016-07-06 | | | Place of Transaction | London Stock Exchange, Main Market (XLON) |
|
13. |
1 - Details of the person discharging managerial responsibilities / person closely associated |
| First Name(s) | Last Name(s) | Name of natural person* | Patrick | Burke | | | | | OR | | | | | Legal Person* | | |
|
2 - Reason for the notification |
Position/status* | President and Chief Executive of HSBC US | | | Initial notification/amendment* | Initial Notification | | | In the case of amendment, please enter the previous notification reference number and explain the error that this notification is amending | |
|
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
Full name of the entity* | HSBC Holdings plc | | | Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 |
|
4 - Details of the transaction(s) |
Description of the financial instrument, type of instrument* | Ordinary shares of US$0.50 each |
Identification Code* | GB0005405286 | | | Nature of the transaction* | Acquisition | | | | | Currency, Price(s) and Volume(s) | Currency | Price | Volume | USD | 6.33 | 7,227 | GBP | 4.66 | 1,962 |
| Aggregated Information | Price | Volume | Total | 6.329 | 7,227 | 45,738.24 | 4.66 | 1,962 | 9142.72 |
| Date of Transaction | 2016-07-06 | | | Place of Transaction | London Stock Exchange, Main Market (XLON) |
|
14. |
1 - Details of the person discharging managerial responsibilities / person closely associated |
| First Name(s) | Last Name(s) | Name of natural person* | Paulo | Maia | | | | | OR | | | | | Legal Person* | | |
|
2 - Reason for the notification |
Position/status* | Chief Executive, Latin America | | | Initial notification/amendment* | Initial Notification | | | In the case of amendment, please enter the previous notification reference number and explain the error that this notification is amending | |
|
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
Full name of the entity* | HSBC Holdings plc | | | Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 |
|
4 - Details of the transaction(s) |
Description of the financial instrument, type of instrument* | Ordinary shares of US$0.50 each |
Identification Code* | GB0005405286 | | | Nature of the transaction* | Acquisition | | | | | Currency, Price(s) and Volume(s) | Currency | Price | Volume | USD | 6.33 | 2,523 | GBP | 4.66 | 2,223 |
| Aggregated Information | Price | Volume | Total | 6.329 | 2,523 | 15,967.56 | 4.66 | 2,223 | 10,358.96 |
| Date of Transaction | 2016-07-06 | | | Place of Transaction | London Stock Exchange, Main Market (XLON) |
|
15. |
1 - Details of the person discharging managerial responsibilities / person closely associated |
| First Name(s) | Last Name(s) | Name of natural person* | Peter | Boyles | | | | | OR | | | | | Legal Person* | | |
|
2 - Reason for the notification |
Position/status* | Chief Executive of Global Private Banking | | | Initial notification/amendment* | Initial Notification | | | In the case of amendment, please enter the previous notification reference number and explain the error that this notification is amending | |
|
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
Full name of the entity* | HSBC Holdings plc | | | Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 |
|
4 - Details of the transaction(s) |
Description of the financial instrument, type of instrument* | Ordinary shares of US$0.50 each |
Identification Code* | GB0005405286 | | | Nature of the transaction* | Acquisition | | | Currency, Price(s) and Volume(s) | Currency | Price | Volume | USD | 6.33 | 7,819 | GBP | 4.66 | 2,827 |
| Aggregated Information | Price | Volume | Total | 6.329 | 7,819 | 49,484.89 | 4.66 | 2,827 | 13,173.54 |
| Date of Transaction | 2016-07-06 | | | Place of Transaction | London Stock Exchange, Main Market (XLON) |
|
16. |
1 - Details of the person discharging managerial responsibilities / person closely associated |
| First Name(s) | Last Name(s) | Name of natural person* | Peter | Wong | | | | | OR | | | | | Legal Person* | | |
|
2 - Reason for the notification |
Position/status* | Deputy Chairman and Chief Executive, The Hongkong and Shanghai Banking Corporation Limited | | | Initial notification/amendment* | Initial Notification | | | In the case of amendment, please enter the previous notification reference number and explain the error that this notification is amending | |
|
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
Full name of the entity* | HSBC Holdings plc | | | Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 |
|
4 - Details of the transaction(s) |
Description of the financial instrument, type of instrument* | Ordinary shares of US$0.50 each |
Identification Code* | GB0005405286 | | | Nature of the transaction* | Acquisition | | | Currency, Price(s) and Volume(s) | Currency | Price | Volume | USD | 6.33 | 19,923 | GBP | 4.66 | 11,174 |
| Aggregated Information | Price | Volume | Total | 6.329 | 19,923 | 126,088.68 | 4.66 | 11,174 | 52,069.72 |
| Date of Transaction | 2016-07-06 | | | Place of Transaction | London Stock Exchange, Main Market (XLON) |
|
17. |
1 - Details of the person discharging managerial responsibilities / person closely associated |
| First Name(s) | Last Name(s) | Name of natural person* | Samir | Assaf | | | | | OR | | | | | Legal Person* | | |
|
2 - Reason for the notification |
Position/status* | Chief Executive, Global Banking and Markets | | | Initial notification/amendment* | Initial Notification | | | In the case of amendment, please enter the previous notification reference number and explain the error that this notification is amending | |
|
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
Full name of the entity* | HSBC Holdings plc | | | Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 |
|
4 - Details of the transaction(s) |
Description of the financial instrument, type of instrument* | Ordinary shares of US$0.50 each |
Identification Code* | GB0005405286 | | | Nature of the transaction* | Acquisition | | | Currency* | USD | | | Price(s) and Volume(s) | | Aggregated Information | Price | Volume | Total | 6.329 | 30,857 | 195,287.78 |
| Date of Transaction | 2016-07-06 | | | Place of Transaction | London Stock Exchange, Main Market (XLON) |
|
18. |
1 - Details of the person discharging managerial responsibilities / person closely associated |
| First Name(s) | Last Name(s) | Name of natural person* | Camay | Wong | | | | | OR | | | | | Legal Person* | | |
|
2 - Reason for the notification |
Position/status* | Closely associated person of Peter Wong, Deputy Chairman and Chief Executive, The Hongkong and Shanghai Banking Corporation Limited | | | Initial notification/amendment* | Initial Notification | | | In the case of amendment, please enter the previous notification reference number and explain the error that this notification is amending | |
|
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
Full name of the entity* | HSBC Holdings plc | | | Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 |
|
4 - Details of the transaction(s) |
Description of the financial instrument, type of instrument* | Ordinary shares of US$0.50 each |
Identification Code* | GB0005405286 | | | Nature of the transaction* | Acquisition | | | Currency* | USD | | | Price(s) and Volume(s) | | Aggregated Information | Price | Volume | Total | 6.329 | 348 | 2,202.42 |
| Date of Transaction | 2016-07-06 | | | Place of Transaction | Outside a trading venue |
|
For any queries related to this notification please contact: Nickesha Graham-Burrell, Senior AssistantCompany Secretary on 020 7992 3633.
This information is provided by RNS
The company news service from the London Stock Exchange
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