24 Dec 2020 13:00
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
KEY INFORMATIONName of person dealing (Note 1) | Water Island Capital, LLC |
Company dealt in | CPL RESOURCES PLC |
Class of relevant security to which the dealings being disclosed relate (Note 2) | Ordinary Shares & CFD Shares |
Date of dealing | 23 December 2020 |
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 245,009 .8830 |
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(2) Derivatives (other than options) | 185,605 .6689 |
| ||||
(3) Options and agreements to purchase/sell |
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Total | 430,614 1.5520 11.0993 |
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Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
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(2) Derivatives (other than options) |
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(3) Options and agreements to purchase/sell |
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Total |
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Ap20
DEALINGS (Note 4)Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (Note 5) |
Purchase | 1,114 | EUR 11.15 |
Purchase | 19,500 | EUR 11.15 |
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
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Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure | 24 December 2020 |
Contact name | Enrique Caceres |
Telephone number | 646-727-4451 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
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