Last checked at 22 Apr 2021 09:13
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB0001751915
Issuer Name
CARCLO PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
Other
Comments
acting in concert
3. Details of person subject to the notification obligation
Name
Lakestreet Capital Partners AG
City of registered office (if applicable)
Baar
Country of registered office (if applicable)
Switzerland
Name | City of registered office | Country of registered office |
Tim T. Müller | ||
Valentin Pierburg | ||
Avalon Family Office AG | Zug | Switzerland |
Lakestreet Trading AG | Baar | Switzerland |
4. Details of the shareholder
Is the shareholder the same as the person subject to the notification obligation, above?
No
Name | City of registered office | Country of registered office |
HSBC Global Custody Nominee (UK) Limited | London | United Kingdom |
Lynchwood Nominees Limited | London | United Kingdom |
5. Date on which the threshold was crossed or reached
20-Apr-2021
6. Date on which Issuer notified
22-Apr-2021
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |
Resulting situation on the date on which threshold was crossed or reached | 2.862000 | 0.000000 | 2.862000 | 2101222 |
Position of previous notification (if applicable) |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
GB0001751915 | 2101222 | 2.862000 | ||
Sub Total 8.A | 2101222 | 2.862000% | ||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
Sub Total 8.B1 | ||||
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
Sub Total 8.B2 | |||||
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
Lakestreet Capital Partners AG | 0.000000 |
10. In case of proxy voting
Is there proxy voting?
No
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
On 20 April 2021, the membership of Christa Bodmer Schenker and Jürgen Pierburg in the concert party was terminated. Following the termination of their membership, the concert party is now composed of Lakestreet Capital Partners AG, Lakestreet Trading AG, Valentin Pierburg, Tim T. Müller and the Avalon Family Office AG.
12. Date of Completion
22-Apr-2021
13. Place Of Completion
Baar, Switzerland