Last checked at 26 Nov 2018 09:42
ANNEXE A: Standard form for notification of major holdings | |||||
Form to be used for the purposes of notifying a change in major holdings pursuant to the modified law and grand-ducal regulation of 11 January 2008 on transparency requirements for issuers of securities (referred to as "the Transparency Law" and "the Transparency Regulation") | |||||
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the CSSF) | |||||
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: B&M European Value Retail S.A. | |||||
2. Reason for the notification (please tick the appropriate box or boxes): [X] An acquisition or disposal of voting rights [X] An acquisition or disposal of financial instruments [ ] An event changing the breakdown of voting rights [ ] Other (please specify):
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3. Details of person subject to the notification obligation: | |||||
Name: Wellington Management Group LLP | City and country of registered office (if applicable): Boston, USA | ||||
4. Full name of shareholder(s) (if different from 3.): BBH ISL NOMINEES LTD BNY (OCS) Nominees Limited Chase Nominees Limited Euroclear Nominees Limited HSBC Global Custody Nominee (UK) Limited JP Morgan Chase Nominees Limited Mellon Nominees (UK) Ltd. Nortrust Nominees Limited ROY Nominees Limited State Street Nominees Limited VIDACOS NOMINEES LIMITED | |||||
5. Date on which the threshold was crossed or reached: 21 Nov 2018 | |||||
6. Total positions of person(s) subject to the notification obligation: | |||||
% of voting rights attached to shares (total of 7.A) | % of voting rights through financial instruments (total of 7.B.1 + 7.B.2) | Total of both in % (7.A + 7.B) | Total number of voting rights of issuer | ||
Resulting situation on the date on which threshold was crossed or reached | 4.90% | 0.01% | 4.91% | 1,000,561,222 | |
Position of previous notification (if applicable) | 5.00% | 0.01% | 5.01% | ||
7. Notified details of the resulting situation on the date on which the threshold was crossed or reached: | ||||||
A: Voting rights attached to shares | ||||||
Class/type of shares ISIN code (if possible) | Number of voting rights | % of voting rights | ||||
Direct (Art 8 of the Transparency Law) | Indirect (Art 9 of the Transparency Law) | Direct (Art 8 of the Transparency Law) | Indirect (Art 9 of the Transparency Law) | |||
LU1072616219 Common Stock | 49,001,806 | 4.90% | ||||
SUBTOTAL A (Direct & Indirect) | 49,001,806 | 4.90% | ||||
B 1: Financial Instruments according to Art. 12(1)(a) of the Transparency Law | ||||||
Type of financial instrument | Expiration date | Exercise/ Conversion Period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights | ||
SUBTOTAL B.1 | ||||||
B 2: Financial Instruments with similar economic effect according to Art. 12(1)(b) of the Transparency Law | ||||||
Type of financial instrument | Expiration date | Exercise/ Conversion Period | Physical or cash settlement | Number of voting rights | % of voting rights | |
Equity Swap | 20 May 2020 | 08 Oct 2018 to 20 May 2020 | Cash | 55,043 Equity Swap shares or 55,043 votes on a converted basis | 0.01% | |
Index Future | 21 Nov 2018 | 01 Jan 1900 to 21 Nov 2018 | Cash | 1,264 Index Future shares or 57,450 votes on a converted basis | 0.01% | |
Index Future | 21 Nov 2018 | 01 Jan 1900 to 21 Nov 2018 | Cash | 200 Index Future shares or 9,089 votes on a converted basis | 0.00% | |
SUBTOTAL B.2 | 121,582 | 0.01% | ||||
9. Information in relation to the person subject to the notification obligation (please tick the applicable box): | |||||||||||
[ ] Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer. | |||||||||||
[X] Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please provide a separate organisational chart in case of a complex structure): | |||||||||||
No | Name | % of voting rights held by ultimate controlling person or entity or held directly by any subsidiary if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments held by ultimate controlling person or entity or held directly by any subsidiary if it equals or is higher than the notifiable threshold | Total of both | Directly controlled by (use number(s) from 1st column) | ||||||
1 |
Wellington Management Group LLP |
1 | |||||||||
2 |
Wellington Group Holdings LLP |
1 | |||||||||
3 |
Wellington Investment Advisors Holdings LLP |
2 | |||||||||
4 |
Wellington Management Company LLP |
3 | |||||||||
1 |
Wellington Management Group LLP |
1 | |||||||||
2 |
Wellington Group Holdings LLP |
1 | |||||||||
3 |
Wellington Investment Advisors Holdings LLP |
2 | |||||||||
4 |
Wellington Management Global Holdings, Ltd. |
3 | |||||||||
5 |
Wellington Management International Ltd |
4 | |||||||||
9. In case of proxy voting: The proxy holder named _____ will cease to hold ____% and ____ number of voting rights as of ____. |
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10. Additional information: Wellington Management Company LLP is a direct controlled undertaking of Wellington Investment Advisors Holdings LLP, which, in turn, is a direct controlled undertaking of Wellington Group Holdings LLP, which, in turn, is a direct controlled undertaking of Wellington Management Group LLP. Wellington Management International Ltd, is a direct controlled undertaking of Wellington Management Global Holdings, Ltd,which , in turn, is a direct controlled undertaking of Wellington Investment Advisors Holdings LLP, which, in turn, is a direct controlled undertaking of Wellington Group Holdings LLP, which, in turn, is a direct controlled undertaking of Wellington Management Group LLP. |
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Done at | London | On | 23 Nov 2018 |
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