Last checked at 13 May 2024 11:16
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | BHP GROUP LIMITED |
(c) Name of the party to the offer with which exempt principal trader is connected: | ANGLO AMERICAN PLC |
(d) Date dealing undertaken: | 10 May 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for ANGLO AMERICAN PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary NPV | Purchases | 299,010116,394 | 23.0200 GBP43.3100 AUD | 22.6448 GBP42.9100 AUD |
Ordinary NPV | Sales | 293,796116,394 | 23.0200 GBP43.2331 AUD | 22.6448 GBP42.9033 AUD |
ADR / (1.00 : 2.00) | Purchases | 115,837 (231,674) | 57.6400 USD | 57.1450 USD |
ADR / (1.00 : 2.00) | Sales | 75,837 (151,674) | 57.5000 USD | 57.2300 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary NPV | CFD | Increasing a short position | 1,400 | 22.9025 GBP |
Ordinary NPV | CFD | Reducing a long position | 183 | 22.9134 GBP |
Ordinary NPV | CFD | Increasing a short position | 40 | 22.9134 GBP |
Ordinary NPV | CFD | Reducing a long position | 57 | 22.9134 GBP |
Ordinary NPV | CFD | Reducing a long position | 5 | 22.9134 GBP |
Ordinary NPV | CFD | Reducing a long position | 2 | 22.9134 GBP |
Ordinary NPV | CFD | Reducing a long position | 2,755 | 22.9267 GBP |
Ordinary NPV | CFD | Reducing a long position | 1,266 | 22.9326 GBP |
Ordinary NPV | CFD | Reducing a long position | 392 | 22.9326 GBP |
Ordinary NPV | CFD | Reducing a long position | 22 | 22.9326 GBP |
Ordinary NPV | CFD | Reducing a long position | 13 | 22.9326 GBP |
Ordinary NPV | CFD | Reducing a long position | 1,969 | 22.9450 GBP |
Ordinary NPV | CFD | Increasing a long position | 28,476 | 22.9566 GBP |
Ordinary NPV | CFD | Increasing a short position | 5,165 | 22.9599 GBP |
Ordinary NPV | CFD | Reducing a long position | 1,074 | 22.9613 GBP |
Ordinary NPV | CFD | Reducing a long position | 331 | 22.9613 GBP |
Ordinary NPV | CFD | Reducing a long position | 5,827 | 22.9648 GBP |
Ordinary NPV | CFD | Reducing a long position | 1,809 | 22.9648 GBP |
Ordinary NPV | CFD | Reducing a long position | 150 | 22.9648 GBP |
Ordinary NPV | CFD | Reducing a long position | 75 | 22.9648 GBP |
Ordinary NPV | CFD | Reducing a long position | 338 | 22.9650 GBP |
Ordinary NPV | CFD | Reducing a long position | 105 | 22.9650 GBP |
Ordinary NPV | CFD | Reducing a long position | 10 | 22.9650 GBP |
Ordinary NPV | CFD | Reducing a long position | 1,731 | 22.9651 GBP |
Ordinary NPV | CFD | Reducing a long position | 18,263 | 22.9676 GBP |
Ordinary NPV | CFD | Reducing a long position | 5,656 | 22.9676 GBP |
Ordinary NPV | CFD | Reducing a long position | 546 | 22.9676 GBP |
Ordinary NPV | CFD | Reducing a long position | 241 | 22.9676 GBP |
Ordinary NPV | CFD | Reducing a long position | 676 | 22.9714 GBP |
Ordinary NPV | CFD | Reducing a long position | 210 | 22.9714 GBP |
Ordinary NPV | CFD | Reducing a long position | 20 | 22.9714 GBP |
Ordinary NPV | CFD | Reducing a long position | 11 | 22.9714 GBP |
Ordinary NPV | CFD | Opening a short position | 745 | 22.9728 GBP |
Ordinary NPV | CFD | Reducing a long position | 2,496 | 22.9734 GBP |
Ordinary NPV | CFD | Reducing a long position | 832 | 22.9734 GBP |
Ordinary NPV | CFD | Reducing a long position | 774 | 22.9734 GBP |
Ordinary NPV | CFD | Reducing a long position | 333 | 22.9734 GBP |
Ordinary NPV | CFD | Reducing a long position | 75 | 22.9734 GBP |
Ordinary NPV | CFD | Reducing a long position | 8 | 22.9734 GBP |
Ordinary NPV | CFD | Reducing a long position | 18 | 22.9734 GBP |
Ordinary NPV | CFD | Opening a long position | 2,755 | 22.9737 GBP |
Ordinary NPV | CFD | Reducing a long position | 1,328 | 22.9748 GBP |
Ordinary NPV | CFD | Reducing a long position | 352 | 22.9748 GBP |
Ordinary NPV | CFD | Reducing a long position | 53 | 22.9748 GBP |
Ordinary NPV | CFD | Reducing a long position | 12 | 22.9748 GBP |
Ordinary NPV | CFD | Reducing a long position | 90 | 22.9762 GBP |
Ordinary NPV | CFD | Opening a long position | 47,843 | 22.9869 GBP |
Ordinary NPV | CFD | Reducing a long position | 2,696 | 22.9878 GBP |
Ordinary NPV | CFD | Reducing a long position | 838 | 22.9878 GBP |
Ordinary NPV | CFD | Reducing a long position | 80 | 22.9878 GBP |
Ordinary NPV | CFD | Reducing a long position | 1,755 | 22.9885 GBP |
Ordinary NPV | CFD | Increasing a long position | 544,000 | 28.3782 USD |
Ordinary NPV | CFD | Increasing a long position | 256,000 | 28.3782 USD |
Ordinary NPV | CFD | Reducing a short position | 2,834 | 28.6342 USD |
Ordinary NPV | CFD | Increasing a long position | 109 | 42.8902 AUD |
Ordinary NPV | CFD | Increasing a long position | 346 | 42.8902 AUD |
Ordinary NPV | CFD | Increasing a long position | 4 | 42.8936 AUD |
Ordinary NPV | CFD | Reducing a short position | 27,727 | 42.8971 AUD |
Ordinary NPV | CFD | Opening a short position | 27,727 | 42.8992 AUD |
Ordinary NPV | CFD | Increasing a long position | 271 | 42.9036 AUD |
Ordinary NPV | CFD | Increasing a long position | 38 | 42.9036 AUD |
Ordinary NPV | CFD | Increasing a long position | 875 | 42.9036 AUD |
Ordinary NPV | CFD | Increasing a short position | 9 | 42.9085 AUD |
Ordinary NPV | CFD | Increasing a short position | 2,443 | 42.9085 AUD |
Ordinary NPV | CFD | Opening a long position | 2,461 | 42.9086 AUD |
Ordinary NPV | CFD | Increasing a long position | 823 | 42.9100 AUD |
Ordinary NPV | CFD | Reducing a short position | 43,112 | 42.9108 AUD |
Ordinary NPV | CFD | Increasing a short position | 6,992 | 42.9136 AUD |
Ordinary NPV | CFD | Reducing a long position | 43,112 | 42.9158 AUD |
Ordinary NPV | CFD | Increasing a short position | 1,814 | 42.9261 AUD |
Ordinary NPV | CFD | Increasing a long position | 9,230 | 42.9290 AUD |
Ordinary NPV | CFD | Increasing a short position | 9 | 42.9344 AUD |
Ordinary NPV | CFD | Increasing a long position | 5 | 42.9404 AUD |
Ordinary NPV | CFD | Increasing a long position | 1 | 42.9404 AUD |
Ordinary NPV | CFD | Increasing a long position | 16 | 42.9404 AUD |
Ordinary NPV | CFD | Increasing a long position | 3,411 | 42.9438 AUD |
Ordinary NPV | CFD | Increasing a short position | 3,411 | 42.9470 AUD |
Ordinary NPV | CFD | Reducing a short position | 1,045 | 42.9555 AUD |
Ordinary NPV | CFD | Opening a long position | 32,502 | 42.9555 AUD |
Ordinary NPV | CFD | Opening a short position | 600 | 42.9577 AUD |
Ordinary NPV | CFD | Reducing a long position | 32,947 | 42.9577 AUD |
Ordinary NPV | CFD | Increasing a long position | 31,902 | 42.9633 AUD |
Ordinary NPV | CFD | Opening a short position | 31,902 | 42.9655 AUD |
Ordinary NPV | CFD | Opening a short position | 800,000 | 42.9679 AUD |
Ordinary NPV | CFD | Opening a long position | 3,089 | 42.9692 AUD |
Ordinary NPV | CFD | Opening a short position | 3,089 | 42.9692 AUD |
Ordinary NPV | CFD | Reducing a short position | 11,061 | 42.9780 AUD |
Ordinary NPV | CFD | Reducing a long position | 11,061 | 42.9833 AUD |
Ordinary NPV | CFD | Increasing a short position | 2,238 | 42.9928 AUD |
Ordinary NPV | CFD | Opening a long position | 5,967 | 42.9971 AUD |
Ordinary NPV | CFD | Reducing a long position | 5,967 | 43.0014 AUD |
Ordinary NPV | CFD | Opening a long position | 2,782 | 43.0077 AUD |
Ordinary NPV | CFD | Increasing a long position | 79 | 43.0080 AUD |
Ordinary NPV | CFD | Increasing a long position | 256 | 43.0080 AUD |
Ordinary NPV | CFD | Reducing a long position | 335 | 43.0080 AUD |
Ordinary NPV | CFD | Reducing a long position | 2,782 | 43.0141 AUD |
Ordinary NPV | CFD | Increasing a long position | 94,537 | 43.0500 AUD |
Ordinary NPV | CFD | Reducing a long position | 13,652 | 43.0521 AUD |
Ordinary NPV | CFD | Opening a short position | 80,885 | 43.0521 AUD |
Ordinary NPV | CFD | Reducing a short position | 31,902 | 43.0600 AUD |
Ordinary NPV | CFD | Reducing a short position | 800,000 | 43.0600 AUD |
Ordinary NPV | CFD | Increasing a short position | 800,000 | 43.0600 AUD |
Ordinary NPV | CFD | Opening a long position | 5,967 | 43.0600 AUD |
Ordinary NPV | CFD | Reducing a long position | 5,967 | 43.0600 AUD |
Ordinary NPV | CFD | Reducing a long position | 27,727 | 43.0600 AUD |
Ordinary NPV | CFD | Reducing a long position | 2,461 | 43.0600 AUD |
Ordinary NPV | CFD | Increasing a long position | 6 | 43.0600 AUD |
Ordinary NPV | CFD | Increasing a short position | 1 | 43.0600 AUD |
Ordinary NPV | CFD | Increasing a short position | 20 | 43.0600 AUD |
Ordinary NPV | CFD | Increasing a short position | 6 | 43.0600 AUD |
Ordinary NPV | CFD | Increasing a short position | 335 | 43.0600 AUD |
Ordinary NPV | CFD | Reducing a long position | 2,782 | 43.0600 AUD |
Ordinary NPV | CFD | Reducing a long position | 5,967 | 43.0600 AUD |
Ordinary NPV | CFD | Reducing a long position | 31,902 | 43.0600 AUD |
Ordinary NPV | CFD | Reducing a short position | 27,727 | 43.0600 AUD |
Ordinary NPV | CFD | Reducing a short position | 2,782 | 43.0600 AUD |
Ordinary NPV | CFD | Increasing a long position | 1 | 43.0600 AUD |
Ordinary NPV | CFD | Increasing a long position | 2,461 | 43.0600 AUD |
Ordinary NPV | CFD | Reducing a short position | 27 | 43.0600 AUD |
Ordinary NPV | CFD | Increasing a long position | 335 | 43.0600 AUD |
Ordinary NPV | CFD | Reducing a long position | 27 | 43.0600 AUD |
Ordinary NPV | CFD | Increasing a long position | 20 | 43.0600 AUD |
Ordinary NPV | CFD | Reducing a short position | 5,967 | 43.0600 AUD |
Ordinary NPV | CFD | Opening a long position | 13,652 | 43.0878 AUD |
Ordinary NPV | CFD | Reducing a short position | 40,804 | 43.0878 AUD |
Ordinary NPV | CFD | Reducing a long position | 54,456 | 43.0900 AUD |
Ordinary NPV | CFD | Opening a long position | 1,045 | 43.2103 AUD |
Ordinary NPV | CFD | Opening a short position | 1,045 | 43.2124 AUD |
Ordinary NPV | CFD | Increasing a long position | 34 | 43.2132 AUD |
Ordinary NPV | CFD | Increasing a long position | 3 | 43.2132 AUD |
Ordinary NPV | CFD | Increasing a long position | 112 | 43.2132 AUD |
Ordinary NPV | CFD | Reducing a short position | 609 | 43.2790 AUD |
Ordinary NPV | CFD | Reducing a short position | 592 | 43.2790 AUD |
Ordinary NPV | CFD | Reducing a long position | 1,201 | 43.2877 AUD |
Ordinary NPV | CFD | Reducing a long position | 2,834 | 43.2963 AUD |
Ordinary NPV | CFD | Increasing a long position | 95 | 43.3005 AUD |
Ordinary NPV | CFD | Increasing a long position | 2,204 | 43.3078 AUD |
Ordinary NPV | CFD | Increasing a short position | 95 | 43.3092 AUD |
Ordinary NPV | CFD | Increasing a short position | 2,204 | 43.3100 AUD |
Ordinary NPV | CFD | Reducing a short position | 375 | 531.4873 ZAR |
Ordinary NPV | SWAP | Increasing a short position | 3,740 | 22.9323 GBP |
Ordinary NPV | SWAP | Reducing a short position | 181 | 23.0056 GBP |
Ordinary NPV | SWAP | Increasing a long position | 477 | 528.8244 ZAR |
Ordinary NPV | SWAP | Reducing a long position | 28,626 | 529.9777 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
ADR / (1.00 : 2.00) | Call Option / (1.00 : 200.00) | Purchasing | 100 (20,000) | 60.0000 USD | AMERICAN | 21/06/2024 | 0.9065 USD |
ADR / (1.00 : 2.00) | Put Option / (1.00 : 200.00) | Purchasing | 100 (20,000) | 50.0000 USD | AMERICAN | 21/06/2024 | 0.1435 USD |
ADR / (1.00 : 2.00) | Put Option / (1.00 : 200.00) | Purchasing | 1 (200) | 55.0000 USD | AMERICAN | 19/07/2024 | 1.2500 USD |
ADR / (1.00 : 2.00) | Put Option / (1.00 : 200.00) | Purchasing | 1 (200) | 57.5000 USD | AMERICAN | 19/07/2024 | 2.2500 USD |
ADR / (1.00 : 2.00) | Put Option / (1.00 : 200.00) | Purchasing | 5 (1,000) | 57.5000 USD | AMERICAN | 19/07/2024 | 2.2500 USD |
ADR / (1.00 : 2.00) | Put Option / (1.00 : 200.00) | Selling | 100 (20,000) | 55.0000 USD | AMERICAN | 21/06/2024 | 0.8500 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 13 May 2024 |
| Contact name: | Papa Lette and Andrzej Szyszka |
| Telephone number: | +33(1) 4212 1459 / +48(22) 317 4817 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.