Last checked at 30 Apr 2024 11:38
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | BHP GROUP LIMITED |
(c) Name of the party to the offer with which exempt principal trader is connected: | ANGLO AMERICAN PLC |
(d) Date dealing undertaken: | 29 April 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for ANGLO AMERICAN PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary NPV | Purchases | 635,273299,83710,688 | 23.1337 GBP43.1400 AUD525.2264 ZAR | 22.1400 GBP42.9117 AUD525.2264 ZAR |
Ordinary NPV | Sales | 401,733300,23310,688 | 22.5400 GBP43.1400 AUD525.2264 ZAR | 22.1450 GBP38.4527 AUD525.2264 ZAR |
ADR / (1.00 : 2.00) | Purchases | 123,220 (246,440) | 56.7589 USD | 56.0315 USD |
ADR / (1.00 : 2.00) | Sales | 123,220 (246,440) | 56.5341 USD | 56.2579 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary NPV | CFD | Increasing a long position | 17 | 22.2463 GBP |
Ordinary NPV | CFD | Increasing a long position | 60 | 22.2463 GBP |
Ordinary NPV | CFD | Increasing a long position | 214 | 22.2463 GBP |
Ordinary NPV | CFD | Reducing a long position | 5,399 | 22.2815 GBP |
Ordinary NPV | CFD | Reducing a long position | 50,000 | 22.2839 GBP |
Ordinary NPV | CFD | Increasing a short position | 53,805 | 22.2847 GBP |
Ordinary NPV | CFD | Increasing a long position | 26 | 22.2980 GBP |
Ordinary NPV | CFD | Increasing a long position | 249 | 22.2980 GBP |
Ordinary NPV | CFD | Increasing a long position | 879 | 22.2980 GBP |
Ordinary NPV | CFD | Increasing a long position | 16 | 22.3011 GBP |
Ordinary NPV | CFD | Increasing a long position | 134 | 22.3011 GBP |
Ordinary NPV | CFD | Increasing a long position | 472 | 22.3011 GBP |
Ordinary NPV | CFD | Reducing a long position | 1,781 | 22.3487 GBP |
Ordinary NPV | CFD | Reducing a long position | 2,002 | 22.3722 GBP |
Ordinary NPV | CFD | Increasing a short position | 700 | 22.3769 GBP |
Ordinary NPV | CFD | Reducing a long position | 6,880 | 22.3831 GBP |
Ordinary NPV | CFD | Reducing a long position | 4,240 | 22.3836 GBP |
Ordinary NPV | CFD | Reducing a long position | 28,147 | 22.3875 GBP |
Ordinary NPV | CFD | Reducing a long position | 3,475 | 22.4075 GBP |
Ordinary NPV | CFD | Increasing a short position | 81 | 22.4250 GBP |
Ordinary NPV | CFD | Increasing a long position | 2 | 22.4250 GBP |
Ordinary NPV | CFD | Increasing a short position | 12 | 22.4250 GBP |
Ordinary NPV | CFD | Increasing a long position | 20 | 22.4250 GBP |
Ordinary NPV | CFD | Increasing a long position | 71 | 22.4250 GBP |
Ordinary NPV | CFD | Reducing a long position | 19 | 22.4350 GBP |
Ordinary NPV | CFD | Reducing a long position | 5 | 22.4350 GBP |
Ordinary NPV | CFD | Increasing a long position | 24 | 22.4350 GBP |
Ordinary NPV | CFD | Reducing a short position | 1,298 | 22.4353 GBP |
Ordinary NPV | CFD | Reducing a short position | 213 | 22.4353 GBP |
Ordinary NPV | CFD | Reducing a short position | 2,337 | 22.4353 GBP |
Ordinary NPV | CFD | Reducing a long position | 13,420 | 22.4355 GBP |
Ordinary NPV | CFD | Reducing a long position | 3,485 | 22.4362 GBP |
Ordinary NPV | CFD | Reducing a long position | 22 | 22.4534 GBP |
Ordinary NPV | CFD | Reducing a long position | 18 | 22.4534 GBP |
Ordinary NPV | CFD | Increasing a short position | 176 | 22.4696 GBP |
Ordinary NPV | CFD | Increasing a short position | 25 | 22.4696 GBP |
Ordinary NPV | CFD | Reducing a long position | 220 | 22.4877 GBP |
Ordinary NPV | CFD | Reducing a long position | 61 | 22.4877 GBP |
Ordinary NPV | CFD | Increasing a long position | 93 | 22.4898 GBP |
Ordinary NPV | CFD | Reducing a long position | 206 | 22.4979 GBP |
Ordinary NPV | CFD | Reducing a long position | 58 | 22.4979 GBP |
Ordinary NPV | CFD | Reducing a long position | 6 | 22.4979 GBP |
Ordinary NPV | CFD | Reducing a long position | 13,112 | 22.4979 GBP |
Ordinary NPV | CFD | Opening a long position | 5,399 | 22.4985 GBP |
Ordinary NPV | CFD | Opening a long position | 224,000 | 28.1543 USD |
Ordinary NPV | CFD | Opening a long position | 476,000 | 28.1543 USD |
Ordinary NPV | CFD | Increasing a short position | 7,575 | 42.9172 AUD |
Ordinary NPV | CFD | Opening a long position | 7,575 | 42.9172 AUD |
Ordinary NPV | CFD | Reducing a short position | 444 | 42.9629 AUD |
Ordinary NPV | CFD | Reducing a short position | 15 | 42.9629 AUD |
Ordinary NPV | CFD | Reducing a short position | 1 | 42.9629 AUD |
Ordinary NPV | CFD | Reducing a short position | 124 | 42.9629 AUD |
Ordinary NPV | CFD | Reducing a short position | 3,378 | 42.9663 AUD |
Ordinary NPV | CFD | Reducing a short position | 18,564 | 42.9679 AUD |
Ordinary NPV | CFD | Reducing a short position | 27,704 | 42.9679 AUD |
Ordinary NPV | CFD | Reducing a short position | 2,280 | 42.9693 AUD |
Ordinary NPV | CFD | Reducing a short position | 67 | 42.9693 AUD |
Ordinary NPV | CFD | Reducing a short position | 647 | 42.9693 AUD |
Ordinary NPV | CFD | Opening a short position | 27,704 | 42.9700 AUD |
Ordinary NPV | CFD | Reducing a long position | 3,378 | 42.9700 AUD |
Ordinary NPV | CFD | Reducing a long position | 1,507 | 42.9700 AUD |
Ordinary NPV | CFD | Reducing a long position | 18,564 | 42.9700 AUD |
Ordinary NPV | CFD | Increasing a long position | 32,000 | 42.9718 AUD |
Ordinary NPV | CFD | Reducing a short position | 1,505 | 42.9734 AUD |
Ordinary NPV | CFD | Reducing a short position | 11 | 42.9734 AUD |
Ordinary NPV | CFD | Reducing a short position | 45 | 42.9734 AUD |
Ordinary NPV | CFD | Reducing a short position | 427 | 42.9734 AUD |
Ordinary NPV | CFD | Opening a short position | 7,006 | 42.9764 AUD |
Ordinary NPV | CFD | Increasing a short position | 32,000 | 42.9772 AUD |
Ordinary NPV | CFD | Increasing a short position | 227 | 42.9786 AUD |
Ordinary NPV | CFD | Reducing a short position | 50,423 | 42.9814 AUD |
Ordinary NPV | CFD | Reducing a short position | 2,868 | 42.9814 AUD |
Ordinary NPV | CFD | Opening a long position | 50,433 | 42.9814 AUD |
Ordinary NPV | CFD | Opening a short position | 50,423 | 42.9835 AUD |
Ordinary NPV | CFD | Opening a short position | 50,433 | 42.9836 AUD |
Ordinary NPV | CFD | Reducing a long position | 2,868 | 42.9836 AUD |
Ordinary NPV | CFD | Reducing a long position | 10,896 | 42.9837 AUD |
Ordinary NPV | CFD | Increasing a long position | 23,010 | 42.9863 AUD |
Ordinary NPV | CFD | Reducing a short position | 11,309 | 42.9929 AUD |
Ordinary NPV | CFD | Increasing a short position | 42 | 42.9929 AUD |
Ordinary NPV | CFD | Increasing a short position | 15,881 | 42.9929 AUD |
Ordinary NPV | CFD | Reducing a long position | 11,309 | 42.9929 AUD |
Ordinary NPV | CFD | Opening a long position | 16,044 | 42.9931 AUD |
Ordinary NPV | CFD | Opening a short position | 700,000 | 42.9952 AUD |
Ordinary NPV | CFD | Increasing a long position | 159,981 | 42.9956 AUD |
Ordinary NPV | CFD | Opening a long position | 2,868 | 42.9971 AUD |
Ordinary NPV | CFD | Reducing a short position | 4,049 | 42.9978 AUD |
Ordinary NPV | CFD | Reducing a short position | 26 | 42.9978 AUD |
Ordinary NPV | CFD | Reducing a short position | 107 | 42.9978 AUD |
Ordinary NPV | CFD | Reducing a short position | 1,148 | 42.9978 AUD |
Ordinary NPV | CFD | Opening a short position | 2,868 | 42.9993 AUD |
Ordinary NPV | CFD | Increasing a short position | 159,981 | 42.9999 AUD |
Ordinary NPV | CFD | Opening a long position | 188,257 | 43.0005 AUD |
Ordinary NPV | CFD | Reducing a short position | 55,620 | 43.0005 AUD |
Ordinary NPV | CFD | Opening a short position | 188,257 | 43.0027 AUD |
Ordinary NPV | CFD | Reducing a long position | 55,620 | 43.0027 AUD |
Ordinary NPV | CFD | Increasing a long position | 27,011 | 43.0171 AUD |
Ordinary NPV | CFD | Increasing a short position | 8,267 | 43.0207 AUD |
Ordinary NPV | CFD | Increasing a short position | 18,744 | 43.0208 AUD |
Ordinary NPV | CFD | Reducing a short position | 102,168 | 43.0234 AUD |
Ordinary NPV | CFD | Opening a long position | 55,620 | 43.0234 AUD |
Ordinary NPV | CFD | Increasing a short position | 121 | 43.0235 AUD |
Ordinary NPV | CFD | Reducing a long position | 102,168 | 43.0256 AUD |
Ordinary NPV | CFD | Opening a short position | 55,620 | 43.0256 AUD |
Ordinary NPV | CFD | Reducing a short position | 1,535 | 43.1314 AUD |
Ordinary NPV | CFD | Reducing a short position | 1,157 | 43.1314 AUD |
Ordinary NPV | CFD | Reducing a short position | 493 | 43.1314 AUD |
Ordinary NPV | CFD | Reducing a long position | 3,185 | 43.1400 AUD |
Ordinary NPV | CFD | Increasing a long position | 20,688 | 43.1400 AUD |
Ordinary NPV | CFD | Increasing a short position | 20,688 | 43.1422 AUD |
Ordinary NPV | CFD | Reducing a long position | 16,044 | 43.1500 AUD |
Ordinary NPV | CFD | Opening a long position | 25,621 | 43.1500 AUD |
Ordinary NPV | CFD | Increasing a long position | 1,507 | 43.1500 AUD |
Ordinary NPV | CFD | Reducing a short position | 700,000 | 43.1500 AUD |
Ordinary NPV | CFD | Reducing a long position | 50,423 | 43.1500 AUD |
Ordinary NPV | CFD | Reducing a short position | 27,704 | 43.1500 AUD |
Ordinary NPV | CFD | Opening a short position | 700,000 | 43.1500 AUD |
Ordinary NPV | CFD | Increasing a long position | 7,575 | 43.1500 AUD |
Ordinary NPV | CFD | Opening a short position | 1,507 | 43.1500 AUD |
Ordinary NPV | CFD | Reducing a short position | 50,423 | 43.1500 AUD |
Ordinary NPV | CFD | Increasing a long position | 16,044 | 43.1500 AUD |
Ordinary NPV | CFD | Reducing a long position | 7,575 | 43.1500 AUD |
Ordinary NPV | CFD | Reducing a long position | 25,621 | 43.1500 AUD |
Ordinary NPV | CFD | Reducing a long position | 27,704 | 43.1500 AUD |
Ordinary NPV | CFD | Reducing a short position | 10 | 527.4189 ZAR |
Ordinary NPV | CFD | Opening a long position | 1,456 | 527.4189 ZAR |
Ordinary NPV | SWAP | Increasing a short position | 11,917 | 22.3095 GBP |
Ordinary NPV | SWAP | Reducing a short position | 184 | 22.3843 GBP |
Ordinary NPV | SWAP | Increasing a long position | 7,006 | 42.9764 AUD |
Ordinary NPV | SWAP | Increasing a long position | 227 | 42.9786 AUD |
Ordinary NPV | SWAP | Reducing a long position | 14,289 | 42.9795 AUD |
Ordinary NPV | SWAP | Reducing a long position | 4,241 | 527.5772 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Ordinary NPV | Put Option / (1.00 : 1,000.00) | Purchasing | 4 (4,000) | 22.5000 GBP | AMERICAN | 21/06/2024 | 0.9600 GBP |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 30 April 2024 |
| Contact name: | Papa Lette and Andrzej Szyszka |
| Telephone number: | +33(1) 4212 1459 / +48(22) 317 4817 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.