Last checked at 17 May 2024 11:39
FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose relevant securities this form relates: | BHP GROUP LTD | |||||
(c) | Name of the party to the offer with which exempt principal trader is connected | BHP GROUP LTD | |||||
(d) | Date position held/dealing undertaken: | 16 May 2024 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? | YES: ANGLO AMERICAN PLC | |||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | Ordinary NPV | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 10,000,753 | 0.20% | 9,157,841 | 0.18% | |||
(2) Cash-settled derivatives: | 6,135,298 | 0.12% | 7,547,757 | 0.15% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 16,136,051 | 0.32% | 16,705,598 | 0.33% | |||
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(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to which subscription right exists |
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Details, including nature of the rights concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales |
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Class of relevant security | Purchase/sale | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received | |||
Ordinary NPV | Purchase | 673401 | 23.6000 GBP | 23.3850 GBP | |||
Ordinary NPV | Sale | 134215 | 44.7118 AUD | 30.0650 AUD | |||
Ordinary NPV | Sale | 1683000 | 545.0311 ZAR | 542.1868 ZAR | |||
Ordinary NPV | Sale | 312322 | 23.6000 GBP | 23.3850 GBP | |||
Ordinary NPV | Purchase | 138251 | 44.7001 AUD | 30.0650 AUD | |||
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(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product description | Nature of dealing | Number of reference securities | Price per unit | |||
Ordinary NPV | SWAP | Decreasing Long | 2 | 543.5300 ZAR | |||
Ordinary NPV | CFD | Decreasing Long | 499 | 44.5288 AUD | |||
Ordinary NPV | CFD | Decreasing Long | 791 | 544.3507 ZAR | |||
Ordinary NPV | CFD | Decreasing Long | 3,872 | 544.0091 ZAR | |||
Ordinary NPV | SWAP | Decreasing Long | 4,025 | 545.8012 ZAR | |||
Ordinary NPV | SWAP | Decreasing Long | 5,005 | 544.7600 ZAR | |||
Ordinary NPV | CFD | Decreasing Long | 5,522 | 542.7811 ZAR | |||
Ordinary NPV | CFD | Decreasing Long | 6,296 | 44.5455 AUD | |||
Ordinary NPV | CFD | Decreasing Long | 8,753 | 542.3869 ZAR | |||
Ordinary NPV | CFD | Decreasing Long | 9,344 | 44.5532 AUD | |||
Ordinary NPV | SWAP | Decreasing Long | 9,526 | 544.1532 ZAR | |||
Ordinary NPV | SWAP | Decreasing Long | 13,179 | 545.6000 ZAR | |||
Ordinary NPV | SWAP | Decreasing Long | 13,485 | 544.0716 ZAR | |||
Ordinary NPV | SWAP | Decreasing Long | 56,423 | 23.5154 GBP | |||
Ordinary NPV | CFD | Decreasing Long | 66,161 | 44.6847 AUD | |||
Ordinary NPV | SWAP | Decreasing Short | 2 | 543.5300 ZAR | |||
Ordinary NPV | SWAP | Decreasing Short | 68 | 23.3598 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 69 | 23.4100 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 171 | 23.4000 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 242 | 23.5522 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 262 | 23.5832 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 494 | 44.4911 AUD | |||
Ordinary NPV | SWAP | Decreasing Short | 528 | 23.5108 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 545 | 23.5855 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 598 | 543.3984 ZAR | |||
Ordinary NPV | SWAP | Decreasing Short | 898 | 23.5645 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 902 | 23.5699 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 1,000 | 23.4800 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 1,316 | 23.5695 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 1,786 | 23.5663 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 2,000 | 23.4576 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 2,295 | 23.4723 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 4,290 | 23.5436 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 5,005 | 544.7600 ZAR | |||
Ordinary NPV | CFD | Decreasing Short | 5,185 | 23.5264 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 5,522 | 542.6183 ZAR | |||
Ordinary NPV | CFD | Decreasing Short | 5,564 | 23.5066 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 7,862 | 23.5336 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 8,507 | 23.5200 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 9,526 | 544.1532 ZAR | |||
Ordinary NPV | CFD | Decreasing Short | 10,914 | 23.5285 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 13,179 | 545.6000 ZAR | |||
Ordinary NPV | SWAP | Decreasing Short | 13,485 | 544.0716 ZAR | |||
Ordinary NPV | SWAP | Decreasing Short | 20,158 | 23.5570 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 20,746 | 23.5272 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 21,158 | 23.4538 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 48,009 | 23.5200 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 1,700,000 | 23.4100 GBP | |||
Ordinary NPV | SWAP | Increasing Long | 146 | 544.5000 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 224 | 543.2000 ZAR | |||
Ordinary NPV | CFD | Increasing Long | 451 | 44.6089 AUD | |||
Ordinary NPV | SWAP | Increasing Long | 791 | 544.2010 ZAR | |||
Ordinary NPV | CFD | Increasing Long | 2,000 | 44.6733 AUD | |||
Ordinary NPV | SWAP | Increasing Long | 3,872 | 543.8596 ZAR | |||
Ordinary NPV | CFD | Increasing Long | 4,025 | 545.6511 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 4,087 | 23.5417 GBP | |||
Ordinary NPV | SWAP | Increasing Long | 4,693 | 543.3394 ZAR | |||
Ordinary NPV | CFD | Increasing Long | 5,932 | 44.5427 AUD | |||
Ordinary NPV | SWAP | Increasing Long | 8,753 | 542.2378 ZAR | |||
Ordinary NPV | CFD | Increasing Long | 61,201 | 44.5559 AUD | |||
Ordinary NPV | CFD | Increasing Long | 125,549 | 44.5400 AUD | |||
Ordinary NPV | CFD | Increasing Long | 187,608 | 544.9759 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 10 | 23.5453 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 34 | 23.3598 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 100 | 23.4600 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 101 | 23.5200 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 146 | 544.5000 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 224 | 543.2000 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 237 | 44.6247 AUD | |||
Ordinary NPV | SWAP | Increasing Short | 283 | 23.4479 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 356 | 23.4214 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 470 | 23.4200 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 598 | 543.3984 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 700 | 44.6240 AUD | |||
Ordinary NPV | CFD | Increasing Short | 911 | 23.4938 GBP | |||
Ordinary NPV | CFD | Increasing Short | 960 | 23.5200 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 3,160 | 44.5932 AUD | |||
Ordinary NPV | SWAP | Increasing Short | 4,458 | 23.5201 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 4,693 | 543.3394 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 6,464 | 44.5933 AUD | |||
Ordinary NPV | CFD | Increasing Short | 9,490 | 23.5078 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 48,100 | 23.5200 GBP | |||
Ordinary NPV | CFD | Increasing Short | 49,857 | 23.5740 GBP | |||
Ordinary NPV | CFD | Increasing Short | 168,311 | 23.5672 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 187,608 | 545.1395 ZAR | |||
Ordinary NPV | CFD | Increasing Short | 206,504 | 23.5529 GBP | |||
Ordinary NPV | SWAP | Opening Long | 14,088 | 23.5190 GBP | |||
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(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | Option money paid/ received per unit |
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(ii) | Exercising |
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Class of relevant security | Product description | Exercising/ exercised against | Number of securities | Exercise price per unit | |||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant security | Nature of Dealings | Details | Price per unit (if applicable) | ||||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 17 May 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||