Last checked at 17 May 2024 11:31
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | BHP Group Limited |
(c) Name of the party to the offer with which exempt principal trader is connected: | BHP Group Limited |
(d) Date dealing undertaken: | 16 May 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary NPV | Buy
| 2547373 | 23.66216 GBP | 23.22593 GBP |
Ordinary NPV | Sell
| 2715755 | 23.65046 GBP | 22.36567 GBP |
ADR
| Buy | 21782 | 60.09000 USD | 51.79390 USD |
ADR
| Sell | 15890 | 60.09000 USD | 51.79390 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADR | CFD
| Long | 6 | 60.025 USD |
ADR | CFD
| Long | 1008 | 60.037619 USD |
Ordinary NPV | CFD
| Long | 176 | 44.46248 AUD |
Ordinary NPV | CFD
| Long | 571 | 44.520486 AUD |
Ordinary NPV | CFD
| Long | 1405 | 44.519143 AUD |
Ordinary NPV | CFD
| Long | 1797 | 44.656784 AUD |
Ordinary NPV | CFD
| Long | 80 | 44.449443 AUD |
Ordinary NPV | CFD
| Long | 1257 | 44.505743 AUD |
Ordinary NPV | CFD
| Long | 32931 | 544.66355319 ZAR |
Ordinary NPV | CFD
| Long | 1000 | 23.4 GBP |
Ordinary NPV | CFD
| Long | 20031 | 23.557477 GBP |
Ordinary NPV | CFD
| Long | 23088 | 44.5177217602218 AUD |
Ordinary NPV | CFD
| Long | 461 | 44.5770162542516 AUD |
Ordinary NPV | CFD
| Long | 6 | 44.4634409033333 AUD |
Ordinary NPV | CFD
| Long | 3 | 544.6467 ZAR |
Ordinary NPV | CFD
| Long | 928 | 543.4034 ZAR |
Ordinary NPV | CFD
| Long | 22635 | 543.61556086 ZAR |
Ordinary NPV | CFD
| Long | 32061 | 544.25210349 ZAR |
Ordinary NPV | CFD
| Long | 4258 | 29.8470839225955 USD |
Ordinary NPV | CFD
| Long | 22000 | 23.52 GBP |
Ordinary NPV | CFD
| Long | 11000 | 23.523973 GBP |
Ordinary NPV | CFD
| Long | 940 | 44.5770096312766 AUD |
Ordinary NPV | CFD
| Long | 12 | 44.46260757 AUD |
Ordinary NPV | CFD
| Long | 55 | 44.5871818 AUD |
Ordinary NPV | CFD
| Long | 2646 | 44.5631094938322 AUD |
Ordinary NPV | CFD
| Long | 290 | 44.512673 AUD |
Ordinary NPV | CFD
| Long | 325 | 44.485094 AUD |
Ordinary NPV | CFD
| Long | 170 | 44.495955 AUD |
Ordinary NPV | CFD
| Long | 1779 | 44.5770123401855 AUD |
Ordinary NPV | CFD
| Long | 7 | 44.4629647128571 AUD |
Ordinary NPV | CFD
| Long | 49012 | 44.51856688158 AUD |
Ordinary NPV | CFD
| Long | 752 | 44.56310158 AUD |
Ordinary NPV | CFD
| Long | 38889 | 23.517648 GBP |
Ordinary NPV | CFD
| Long | 121062 | 23.47377726 GBP |
Ordinary NPV | CFD
| Long | 3148 | 44.638174 AUD |
Ordinary NPV | CFD
| Long | 8400 | 44.582319 AUD |
Ordinary NPV | CFD
| Long | 4139 | 44.591752 AUD |
Ordinary NPV | CFD
| Long | 14 | 44.488734 AUD |
Ordinary NPV | CFD
| Long | 40308 | 44.573605 AUD |
Ordinary NPV | CFD
| Long | 281358 | 44.577067 AUD |
Ordinary NPV | CFD
| Long | 2217 | 44.5526 AUD |
Ordinary NPV | CFD
| Long | 871 | 44.61195752 AUD |
Ordinary NPV | CFD
| Long | 60288 | 44.558045 AUD |
Ordinary NPV | CFD
| Long | 53887 | 44.542337 AUD |
Ordinary NPV | CFD
| Long | 92363 | 44.590944 AUD |
Ordinary NPV | CFD
| Long | 756 | 44.61234127 AUD |
Ordinary NPV | CFD
| Long | 140770 | 44.545292 AUD |
Ordinary NPV | CFD
| Long | 35683 | 44.556516 AUD |
Ordinary NPV | CFD
| Long | 68354 | 44.54 AUD |
Ordinary NPV | CFD
| Long | 130701 | 44.585501 AUD |
Ordinary NPV | CFD
| Long | 13584 | 44.67816733 AUD |
Ordinary NPV | CFD
| Long | 4502 | 44.568951 AUD |
Ordinary NPV | CFD
| Long | 100 | 44.67 AUD |
Ordinary NPV | CFD
| Long | 137 | 44.523504 AUD |
Ordinary NPV | CFD
| Long | 83 | 44.512584 AUD |
Ordinary NPV | CFD
| Long | 92 | 44.484877 AUD |
Ordinary NPV | CFD
| Long | 48 | 44.495547 AUD |
Ordinary NPV | CFD
| Long | 8567 | 44.564328 AUD |
Ordinary NPV | CFD
| Long | 320619 | 44.593923 AUD |
Ordinary NPV | CFD
| Long | 26876 | 44.585173 AUD |
Ordinary NPV | CFD
| Long | 7727 | 44.5834489452569 AUD |
Ordinary NPV | CFD
| Long | 5827 | 44.6237103140553 AUD |
Ordinary NPV | CFD
| Long | 3561 | 44.692401 AUD |
Ordinary NPV | CFD
| Long | 2579 | 44.576355 AUD |
Ordinary NPV | CFD
| Long | 239295 | 44.59216 AUD |
Ordinary NPV | CFD
| Long | 1250 | 44.574992 AUD |
Ordinary NPV | CFD
| Long | 10961 | 23.544672932893 GBP |
Ordinary NPV | CFD
| Long | 3520 | 23.5145482960142 GBP |
Ordinary NPV | CFD
| Long | 8336 | 23.5445621396329 GBP |
Ordinary NPV | CFD
| Long | 3623 | 23.55046094 GBP |
Ordinary NPV | CFD
| Long | 42706 | 44.5640788178818 AUD |
Ordinary NPV | CFD
| Long | 17 | 542.3049 ZAR |
Ordinary NPV | CFD
| Long | 4 | 543.3919 ZAR |
Ordinary NPV | CFD
| Long | 533 | 44.639437 AUD |
Ordinary NPV | CFD
| Long | 343 | 44.525 AUD |
Ordinary NPV | CFD
| Long | 111 | 23.570991 GBP |
Ordinary NPV | CFD
| Long | 5763 | 44.592863 AUD |
Ordinary NPV | CFD
| Long | 41555 | 44.618866 AUD |
Ordinary NPV | CFD
| Long | 90391 | 44.568457 AUD |
Ordinary NPV | CFD
| Long | 49 | 44.593571 AUD |
Ordinary NPV | CFD
| Long | 135933 | 44.5809951393061 AUD |
Ordinary NPV | CFD
| Long | 7348 | 44.5170944474687 AUD |
Ordinary NPV | CFD
| Long | 8301 | 44.5887958401157 AUD |
Ordinary NPV | CFD
| Long | 1066 | 44.582205 AUD |
Ordinary NPV | CFD
| Long | 9679 | 44.556202 AUD |
Ordinary NPV | CFD
| Long | 61126 | 23.50822636 GBP |
Ordinary NPV | CFD
| Long | 1381 | 23.507649 GBP |
Ordinary NPV | CFD
| Long | 15794 | 44.5770127822173 AUD |
Ordinary NPV | CFD
| Long | 65 | 44.4631844930769 AUD |
Ordinary NPV | CFD
| Short | 29483 | 23.52 GBP |
Ordinary NPV | CFD
| Short | 3561 | 44.692401 AUD |
Ordinary NPV | CFD
| Short | 1066 | 44.582205 AUD |
Ordinary NPV | CFD
| Short | 1475 | 44.504285 AUD |
Ordinary NPV | CFD
| Short | 80 | 44.449625 AUD |
Ordinary NPV | CFD
| Short | 35354 | 44.54 AUD |
Ordinary NPV | CFD
| Short | 2917 | 44.599949 AUD |
Ordinary NPV | CFD
| Short | 1822 | 44.511345 AUD |
Ordinary NPV | CFD
| Short | 320619 | 44.593923 AUD |
Ordinary NPV | CFD
| Short | 9679 | 44.556202 AUD |
Ordinary NPV | CFD
| Short | 7348 | 44.517094 AUD |
Ordinary NPV | CFD
| Short | 90391 | 44.568457 AUD |
Ordinary NPV | CFD
| Short | 72100 | 44.518296 AUD |
Ordinary NPV | CFD
| Short | 533 | 44.639437 AUD |
Ordinary NPV | CFD
| Short | 8567 | 44.564328 AUD |
Ordinary NPV | CFD
| Short | 239295 | 44.59216 AUD |
Ordinary NPV | CFD
| Short | 135933 | 44.580995 AUD |
Ordinary NPV | CFD
| Short | 2579 | 44.576355 AUD |
Ordinary NPV | CFD
| Short | 8301 | 44.588796 AUD |
Ordinary NPV | CFD
| Short | 5763 | 44.592863 AUD |
Ordinary NPV | CFD
| Short | 49 | 44.593571 AUD |
Ordinary NPV | CFD
| Short | 1250 | 44.574992 AUD |
Ordinary NPV | CFD
| Short | 4258 | 44.7 AUD |
Ordinary NPV | CFD
| Short | 42706 | 44.56407882 AUD |
Ordinary NPV | CFD
| Short | 41555 | 44.618866 AUD |
Ordinary NPV | CFD
| Short | 343 | 44.525 AUD |
Ordinary NPV | CFD
| Short | 22462 | 44.574425 AUD |
Ordinary NPV | CFD
| Short | 26876 | 44.585173 AUD |
Ordinary NPV | CFD
| Short | 55 | 44.587091 AUD |
Ordinary NPV | CFD
| Short | 13554 | 44.600758 AUD |
Ordinary NPV | CFD
| Short | 4502 | 44.568951 AUD |
Ordinary NPV | CFD
| Short | 3148 | 44.638174 AUD |
Ordinary NPV | CFD
| Short | 281358 | 44.577067 AUD |
Ordinary NPV | CFD
| Short | 14 | 44.488734 AUD |
Ordinary NPV | CFD
| Short | 137 | 44.523504 AUD |
Ordinary NPV | CFD
| Short | 35683 | 44.556516 AUD |
Ordinary NPV | CFD
| Short | 756 | 44.61234127 AUD |
Ordinary NPV | CFD
| Short | 2 | 23.38 GBP |
Ordinary NPV | CFD
| Short | 13584 | 44.6781673332671 AUD |
Ordinary NPV | CFD
| Short | 3 | 544.6467 ZAR |
Ordinary NPV | CFD
| Short | 32061 | 544.25210349 ZAR |
Ordinary NPV | CFD
| Short | 8400 | 44.582319 AUD |
Ordinary NPV | CFD
| Short | 4139 | 44.591752 AUD |
Ordinary NPV | CFD
| Short | 365 | 543.41048 ZAR |
Ordinary NPV | CFD
| Short | 563 | 543.398751 ZAR |
Ordinary NPV | CFD
| Short | 140770 | 44.545292 AUD |
Ordinary NPV | CFD
| Short | 100 | 44.67 AUD |
Ordinary NPV | CFD
| Short | 130701 | 44.585501 AUD |
Ordinary NPV | CFD
| Short | 60288 | 44.5580451773355 AUD |
Ordinary NPV | CFD
| Short | 53887 | 44.5423375322471 AUD |
Ordinary NPV | CFD
| Short | 13273 | 23.5154584494839 GBP |
Ordinary NPV | CFD
| Short | 871 | 44.61195752 AUD |
Ordinary NPV | CFD
| Short | 2217 | 44.5526012260713 AUD |
Ordinary NPV | CFD
| Short | 40308 | 44.573605 AUD |
Ordinary NPV | CFD
| Short | 92363 | 44.590944 AUD |
Ordinary NPV | CFD
| Short | 22635 | 543.61556086 ZAR |
Ordinary NPV | CFD
| Short | 33000 | 23.460009 GBP |
Ordinary NPV | CFD
| Short | 1000 | 23.52765 GBP |
Ordinary NPV | CFD
| Short | 10 | 23.595 GBP |
Ordinary NPV | CFD
| Short | 244 | 23.5445327856147 GBP |
Ordinary NPV | CFD
| Short | 27234 | 23.551512 GBP |
Ordinary NPV | CFD
| Short | 3015 | 23.5154593698176 GBP |
Ordinary NPV | CFD
| Short | 17 | 542.3049 ZAR |
Ordinary NPV | CFD
| Short | 4 | 543.3919 ZAR |
Ordinary NPV | CFD
| Short | 32931 | 544.66355319 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 17 May 2024 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.