Last checked at 17 May 2024 11:57
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | BHP GROUP LIMITED |
(c) Name of the party to the offer with which exempt principal trader is connected: | ANGLO AMERICAN PLC |
(d) Date dealing undertaken: | 16 May 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for ANGLO AMERICAN PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary NPV | Purchases | 213,068176,061 | 23.5900 GBP44.6525 AUD | 23.3600 GBP44.5075 AUD |
Ordinary NPV | Sales | 203,907132,785 | 23.6100 GBP44.6423 AUD | 23.3600 GBP37.8764 AUD |
ADR / (1.00 : 2.00) | Purchases | 89,755 (179,510) | 60.6992 USD | 59.7000 USD |
ADR / (1.00 : 2.00) | Sales | 59,755 (119,510) | 60.2634 USD | 60.0700 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary NPV | CFD | Increasing a long position | 70 | 23.4098 GBP |
Ordinary NPV | CFD | Reducing a long position | 624 | 23.4285 GBP |
Ordinary NPV | CFD | Reducing a long position | 8 | 23.4285 GBP |
Ordinary NPV | CFD | Reducing a long position | 193 | 23.4285 GBP |
Ordinary NPV | CFD | Reducing a long position | 19 | 23.4285 GBP |
Ordinary NPV | CFD | Increasing a short position | 18 | 23.4635 GBP |
Ordinary NPV | CFD | Opening a long position | 41,296 | 23.4738 GBP |
Ordinary NPV | CFD | Increasing a long position | 11,400 | 23.4953 GBP |
Ordinary NPV | CFD | Increasing a long position | 118 | 23.5084 GBP |
Ordinary NPV | CFD | Increasing a long position | 382 | 23.5084 GBP |
Ordinary NPV | CFD | Increasing a short position | 1,268 | 23.5109 GBP |
Ordinary NPV | CFD | Increasing a long position | 145 | 23.5165 GBP |
Ordinary NPV | CFD | Increasing a long position | 470 | 23.5165 GBP |
Ordinary NPV | CFD | Reducing a long position | 3,148 | 23.5202 GBP |
Ordinary NPV | CFD | Increasing a long position | 35 | 23.5293 GBP |
Ordinary NPV | CFD | Increasing a long position | 350 | 23.5293 GBP |
Ordinary NPV | CFD | Increasing a long position | 1,126 | 23.5293 GBP |
Ordinary NPV | CFD | Increasing a long position | 14 | 23.5293 GBP |
Ordinary NPV | CFD | Opening a long position | 3,148 | 23.5337 GBP |
Ordinary NPV | CFD | Increasing a long position | 107 | 23.5390 GBP |
Ordinary NPV | CFD | Increasing a long position | 983 | 23.5390 GBP |
Ordinary NPV | CFD | Increasing a long position | 3,164 | 23.5390 GBP |
Ordinary NPV | CFD | Increasing a long position | 41 | 23.5390 GBP |
Ordinary NPV | CFD | Increasing a long position | 46,479 | 23.5402 GBP |
Ordinary NPV | CFD | Reducing a long position | 101,712 | 23.5524 GBP |
Ordinary NPV | CFD | Reducing a long position | 14,987 | 23.5524 GBP |
Ordinary NPV | CFD | Opening a short position | 974 | 29.7399 USD |
Ordinary NPV | CFD | Reducing a short position | 150 | 29.8408 USD |
Ordinary NPV | CFD | Reducing a short position | 974 | 29.8408 USD |
Ordinary NPV | CFD | Reducing a short position | 1,317 | 44.0900 AUD |
Ordinary NPV | CFD | Reducing a long position | 1,317 | 44.0900 AUD |
Ordinary NPV | CFD | Reducing a long position | 12,791 | 44.0900 AUD |
Ordinary NPV | CFD | Reducing a long position | 4,619 | 44.0900 AUD |
Ordinary NPV | CFD | Reducing a long position | 5,600 | 44.0900 AUD |
Ordinary NPV | CFD | Reducing a long position | 100 | 44.0900 AUD |
Ordinary NPV | CFD | Opening a long position | 5,600 | 44.0900 AUD |
Ordinary NPV | CFD | Increasing a long position | 4,619 | 44.0900 AUD |
Ordinary NPV | CFD | Reducing a short position | 100 | 44.0900 AUD |
Ordinary NPV | CFD | Reducing a short position | 8,845 | 44.0900 AUD |
Ordinary NPV | CFD | Reducing a long position | 974 | 44.0900 AUD |
Ordinary NPV | CFD | Reducing a short position | 29,823 | 44.0900 AUD |
Ordinary NPV | CFD | Reducing a long position | 29,823 | 44.0900 AUD |
Ordinary NPV | CFD | Reducing a short position | 974 | 44.0900 AUD |
Ordinary NPV | CFD | Reducing a short position | 12,791 | 44.0900 AUD |
Ordinary NPV | CFD | Reducing a short position | 78 | 44.0900 AUD |
Ordinary NPV | CFD | Reducing a long position | 8,845 | 44.0900 AUD |
Ordinary NPV | CFD | Reducing a long position | 78 | 44.0900 AUD |
Ordinary NPV | CFD | Reducing a short position | 288 | 44.4696 AUD |
Ordinary NPV | CFD | Opening a short position | 288 | 44.4697 AUD |
Ordinary NPV | CFD | Reducing a short position | 242 | 44.5311 AUD |
Ordinary NPV | CFD | Reducing a short position | 442 | 44.5311 AUD |
Ordinary NPV | CFD | Reducing a short position | 2,698 | 44.5333 AUD |
Ordinary NPV | CFD | Increasing a long position | 156 | 44.5333 AUD |
Ordinary NPV | CFD | Increasing a long position | 407 | 44.5333 AUD |
Ordinary NPV | CFD | Reducing a short position | 11,631 | 44.5362 AUD |
Ordinary NPV | CFD | Opening a short position | 100 | 44.5400 AUD |
Ordinary NPV | CFD | Increasing a long position | 974 | 44.5400 AUD |
Ordinary NPV | CFD | Opening a long position | 5,756 | 44.5400 AUD |
Ordinary NPV | CFD | Reducing a long position | 11,631 | 44.5400 AUD |
Ordinary NPV | CFD | Reducing a short position | 100 | 44.5400 AUD |
Ordinary NPV | CFD | Increasing a short position | 643 | 44.5400 AUD |
Ordinary NPV | CFD | Opening a short position | 8,845 | 44.5400 AUD |
Ordinary NPV | CFD | Increasing a long position | 6,421 | 44.5400 AUD |
Ordinary NPV | CFD | Reducing a short position | 643 | 44.5400 AUD |
Ordinary NPV | CFD | Reducing a short position | 3,089 | 44.5400 AUD |
Ordinary NPV | CFD | Opening a long position | 52,184 | 44.5419 AUD |
Ordinary NPV | CFD | Reducing a short position | 122,670 | 44.5419 AUD |
Ordinary NPV | CFD | Increasing a short position | 6,421 | 44.5422 AUD |
Ordinary NPV | CFD | Increasing a short position | 174,854 | 44.5442 AUD |
Ordinary NPV | CFD | Reducing a short position | 106 | 44.5467 AUD |
Ordinary NPV | CFD | Reducing a long position | 106 | 44.5523 AUD |
Ordinary NPV | CFD | Reducing a short position | 517 | 44.5603 AUD |
Ordinary NPV | CFD | Reducing a short position | 217,742 | 44.5608 AUD |
Ordinary NPV | CFD | Reducing a long position | 95,072 | 44.5631 AUD |
Ordinary NPV | CFD | Opening a short position | 122,670 | 44.5631 AUD |
Ordinary NPV | CFD | Reducing a long position | 517 | 44.5643 AUD |
Ordinary NPV | CFD | Reducing a short position | 4,895 | 44.5645 AUD |
Ordinary NPV | CFD | Increasing a short position | 1,374 | 44.5646 AUD |
Ordinary NPV | CFD | Reducing a long position | 4,895 | 44.5701 AUD |
Ordinary NPV | CFD | Increasing a long position | 252 | 44.5717 AUD |
Ordinary NPV | CFD | Increasing a long position | 809 | 44.5717 AUD |
Ordinary NPV | CFD | Increasing a long position | 42 | 44.5750 AUD |
Ordinary NPV | CFD | Increasing a long position | 180 | 44.5750 AUD |
Ordinary NPV | CFD | Increasing a long position | 589 | 44.5750 AUD |
Ordinary NPV | CFD | Opening a long position | 5,600 | 44.5866 AUD |
Ordinary NPV | CFD | Reducing a short position | 2 | 44.5868 AUD |
Ordinary NPV | CFD | Reducing a short position | 15 | 44.5868 AUD |
Ordinary NPV | CFD | Reducing a short position | 139 | 44.5868 AUD |
Ordinary NPV | CFD | Reducing a long position | 156 | 44.5868 AUD |
Ordinary NPV | CFD | Increasing a long position | 5,756 | 44.5876 AUD |
Ordinary NPV | CFD | Reducing a long position | 5,756 | 44.5876 AUD |
Ordinary NPV | CFD | Increasing a long position | 90 | 44.5896 AUD |
Ordinary NPV | CFD | Increasing a long position | 27 | 44.5912 AUD |
Ordinary NPV | CFD | Increasing a long position | 9 | 44.5912 AUD |
Ordinary NPV | CFD | Increasing a long position | 281 | 44.5912 AUD |
Ordinary NPV | CFD | Increasing a long position | 917 | 44.5912 AUD |
Ordinary NPV | CFD | Opening a long position | 78 | 44.5924 AUD |
Ordinary NPV | CFD | Reducing a long position | 78 | 44.5924 AUD |
Ordinary NPV | CFD | Reducing a short position | 124 | 44.5964 AUD |
Ordinary NPV | CFD | Opening a long position | 1,317 | 44.5969 AUD |
Ordinary NPV | CFD | Reducing a short position | 288 | 44.5969 AUD |
Ordinary NPV | CFD | Reducing a long position | 124 | 44.5998 AUD |
Ordinary NPV | CFD | Reducing a long position | 674 | 44.6014 AUD |
Ordinary NPV | CFD | Opening a short position | 931 | 44.6014 AUD |
Ordinary NPV | CFD | Opening a long position | 4,775 | 44.6023 AUD |
Ordinary NPV | CFD | Increasing a short position | 17 | 44.6023 AUD |
Ordinary NPV | CFD | Increasing a short position | 4,758 | 44.6023 AUD |
Ordinary NPV | CFD | Opening a short position | 1,488 | 44.6045 AUD |
Ordinary NPV | CFD | Opening a short position | 2,485 | 44.6045 AUD |
Ordinary NPV | CFD | Opening a short position | 1,627 | 44.6045 AUD |
Ordinary NPV | CFD | Increasing a long position | 29,253 | 44.6064 AUD |
Ordinary NPV | CFD | Increasing a short position | 29,253 | 44.6086 AUD |
Ordinary NPV | CFD | Reducing a short position | 3,533 | 44.6113 AUD |
Ordinary NPV | CFD | Opening a long position | 30,445 | 44.6113 AUD |
Ordinary NPV | CFD | Reducing a long position | 33,356 | 44.6135 AUD |
Ordinary NPV | CFD | Opening a short position | 622 | 44.6135 AUD |
Ordinary NPV | CFD | Reducing a long position | 15 | 44.6400 AUD |
Ordinary NPV | CFD | Reducing a short position | 15 | 44.6400 AUD |
Ordinary NPV | CFD | Increasing a long position | 151 | 44.6971 AUD |
Ordinary NPV | CFD | Increasing a long position | 3,533 | 44.6976 AUD |
Ordinary NPV | CFD | Reducing a short position | 12,791 | 44.6978 AUD |
Ordinary NPV | CFD | Opening a short position | 3,533 | 44.6999 AUD |
Ordinary NPV | CFD | Opening a short position | 974 | 44.7000 AUD |
Ordinary NPV | CFD | Reducing a long position | 150 | 44.7000 AUD |
Ordinary NPV | CFD | Opening a short position | 12,791 | 44.7000 AUD |
Ordinary NPV | CFD | Increasing a short position | 118 | 44.7060 AUD |
Ordinary NPV | CFD | Increasing a short position | 20 | 44.7060 AUD |
Ordinary NPV | CFD | Increasing a short position | 13 | 44.7060 AUD |
Ordinary NPV | CFD | Increasing a long position | 1,077 | 545.3818 ZAR |
Ordinary NPV | SWAP | Increasing a short position | 917 | 23.4574 GBP |
Ordinary NPV | SWAP | Increasing a short position | 4,387 | 28.5260 USD |
Ordinary NPV | SWAP | Reducing a short position | 2,133 | 29.5572 USD |
Ordinary NPV | SWAP | Reducing a short position | 2,133 | 44.0900 AUD |
Ordinary NPV | SWAP | Opening a short position | 70 | 44.0900 AUD |
Ordinary NPV | SWAP | Opening a long position | 70 | 44.0900 AUD |
Ordinary NPV | SWAP | Reducing a long position | 2,133 | 44.0900 AUD |
Ordinary NPV | SWAP | Reducing a long position | 242 | 44.5311 AUD |
Ordinary NPV | SWAP | Reducing a long position | 442 | 44.5311 AUD |
Ordinary NPV | SWAP | Reducing a long position | 2,698 | 44.5333 AUD |
Ordinary NPV | SWAP | Increasing a long position | 212,645 | 44.5400 AUD |
Ordinary NPV | SWAP | Reducing a long position | 70 | 44.5720 AUD |
Ordinary NPV | SWAP | Opening a short position | 2,133 | 44.6105 AUD |
Ordinary NPV | SWAP | Reducing a long position | 43,472 | 44.6745 AUD |
Ordinary NPV | SWAP | Increasing a long position | 7 | 537.3057 ZAR |
Ordinary NPV | SWAP | Reducing a long position | 1,077 | 545.5454 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
ADR / (1.00 : 2.00) | Call Option / (1.00 : 200.00) | Purchasing | 30 (6,000) | 65.0000 USD | AMERICAN | 21/06/2024 | 0.2340 USD |
ADR / (1.00 : 2.00) | Call Option / (1.00 : 200.00) | Selling | 30 (6,000) | 62.5000 USD | AMERICAN | 21/06/2024 | 0.7340 USD |
ADR / (1.00 : 2.00) | Put Option / (1.00 : 200.00) | Purchasing | 60 (12,000) | 47.5000 USD | AMERICAN | 21/06/2024 | 0.0463 USD |
ADR / (1.00 : 2.00) | Put Option / (1.00 : 200.00) | Purchasing | 3 (600) | 60.0000 USD | AMERICAN | 16/08/2024 | 2.5000 USD |
ADR / (1.00 : 2.00) | Put Option / (1.00 : 200.00) | Selling | 60 (12,000) | 52.5000 USD | AMERICAN | 21/06/2024 | 0.1963 USD |
Ordinary NPV | Forward | Purchasing | 240 | N/A | N/A | N/A | 37.8764 AUD |
Ordinary NPV | Forward | Purchasing | 240 | N/A | N/A | N/A | 38.8479 AUD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 17 May 2024 |
| Contact name: | Papa Lette and Andrzej Szyszka |
| Telephone number: | +33(1) 4212 1459 / +48(22) 317 4817 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.