4 Jan 2021 08:28
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. |
(b) | Owner or controller of interest and short | |
positions disclosed, if different from 1(a): | ||
(c) | Name of offeror/offeree in relation to whose | TAKE-TWO INTERACTIVE SOFTWARE INC |
relevant securities this form relates: | ||
(d) | If an exempt fund manager connected with an | |
offeror/offeree, state this and specify identity of | ||
offeror/offeree: | ||
(e) | Date position held/dealing undertaken: | 31 December 2020 |
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
disclosures in respect of any other party to the offer? | CODEMASTERS GROUP HOLDINGS PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | Common stock | ||||
Interests | Short Positions | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities owned | ||||
and/or controlled: | 328,265 | 0.29% | 201,812 | 0.18% | |
(2) | Cash-settled derivatives: | ||||
194,275 | 0.17% | 75,190 | 0.07% | ||
(3) | Stock-settled derivatives (including options) | ||||
and agreements to purchase/sell: | 38,600 | 0.03% | 68,800 | 0.06% | |
(4) | |||||
TOTAL: | 561,140 | 0.49% | 345,802 | 0.30% | |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Purchase/sale | Number of | Price per unit |
security | securities | ||
Common stock | Purchase | 1 | 207.0200 USD |
Common stock | Purchase | 4 | 207.0900 USD |
Common stock | Purchase | 10 | 207.0820 USD |
Common stock | Purchase | 50 | 207.4200 USD |
Common stock | Purchase | 100 | 206.4500 USD |
Common stock | Purchase | 104 | 206.8599 USD |
Common stock | Purchase | 686 | 207.1391 USD |
Common stock | Purchase | 720 | 207.3732 USD |
Common stock | Purchase | 886 | 206.7372 USD |
Common stock | Purchase | 967 | 207.3997 USD |
Common stock | Purchase | 1,311 | 206.9903 USD |
Common stock | Purchase | 2,667 | 207.0012 USD |
Common stock | Purchase | 2,751 | 207.0541 USD |
Common stock | Purchase | 3,630 | 207.6548 USD |
Common stock | Purchase | 5,125 | 207.6642 USD |
Common stock | Purchase | 7,734 | 207.7900 USD |
Common stock | Purchase | 16,095 | 207.0115 USD |
Common stock | Sale | 1 | 207.5000 USD |
Common stock | Sale | 3 | 207.1900 USD |
Common stock | Sale | 14 | 207.8600 USD |
Common stock | Sale | 14 | 207.8450 USD |
Common stock | Sale | 19 | 207.2778 USD |
Common stock | Sale | 21 | 207.4633 USD |
Common stock | Sale | 28 | 207.3600 USD |
Common stock | Sale | 29 | 207.5775 USD |
Common stock | Sale | 32 | 207.5982 USD |
Common stock | Sale | 35 | 207.7880 USD |
Common stock | Sale | 41 | 207.6719 USD |
Common stock | Sale | 45 | 207.4681 USD |
Common stock | Sale | 46 | 207.5300 USD |
Common stock | Sale | 56 | 207.5650 USD |
Common stock | Sale | 65 | 207.8300 USD |
Common stock | Sale | 70 | 206.7600 USD |
Common stock | Sale | 75 | 206.4976 USD |
Common stock | Sale | 86 | 206.7000 USD |
Common stock | Sale | 91 | 207.4561 USD |
Common stock | Sale | 100 | 207.1200 USD |
Common stock | Sale | 100 | 206.9550 USD |
Common stock | Sale | 100 | 206.7300 USD |
Common stock | Sale | 100 | 207.8500 USD |
Common stock | Sale | 133 | 207.3824 USD |
Common stock | Sale | 163 | 207.1100 USD |
Common stock | Sale | 187 | 207.3760 USD |
Common stock | Sale | 198 | 207.3377 USD |
Common stock | Sale | 200 | 206.7350 USD |
Common stock | Sale | 202 | 207.3994 USD |
Common stock | Sale | 249 | 207.3747 USD |
Common stock | Sale | 410 | 207.0431 USD |
Common stock | Sale | 500 | 206.7460 USD |
Common stock | Sale | 501 | 207.1247 USD |
Common stock | Sale | 740 | 207.0957 USD |
Common stock | Sale | 1,893 | 207.0010 USD |
Common stock | Sale | 2,003 | 207.0367 USD |
Common stock | Sale | 2,967 | 207.0136 USD |
Common stock | Sale | 7,311 | 207.6602 USD |
Common stock | Sale | 8,734 | 207.7900 USD |
Common stock | Sale | 15,279 | 207.0127 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | YES |
Date of disclosure: | 4 Jan 2021 |
Contact name: | Large Holdings Regulatory Operations |
Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings | Barclays PLC. |
are being disclosed: | |
Name of offeror/offeree in relation to whose | TAKE-TWO INTERACTIVE SOFTWARE INC |
relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry |
of | description | purchasing, | of | price |
| date |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| option |
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| relates |
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Common stock | Call Options | Purchased | 7,700 | 140.0000 | American | 15 Jan 2021 |
Common stock | Call Options | Purchased | 8,000 | 160.0000 | American | 21 Jan 2022 |
Common stock | Call Options | Written | -21,600 | 160.0000 | American | 21 Jan 2022 |
Common stock | Call Options | Written | -13,600 | 170.0000 | American | 21 Jan 2022 |
Common stock | Call Options | Written | -4,900 | 160.0000 | American | 15 Jan 2021 |
Common stock | Call Options | Written | -3,500 | 110.0000 | American | 15 Jan 2021 |
Common stock | Call Options | Written | -2,800 | 185.0000 | American | 21 Jan 2022 |
Common stock | Call Options | Written | -2,500 | 120.0000 | American | 15 Jan 2021 |
Common stock | Put Options | Purchased | -11,700 | 160.0000 | American | 21 Jan 2022 |
Common stock | Put Options | Purchased | -4,800 | 115.0000 | American | 21 Jan 2022 |
Common stock | Put Options | Purchased | -2,400 | 45.0000 | American | 15 Jan 2021 |
Common stock | Put Options | Purchased | -1,000 | 130.0000 | American | 21 Jan 2022 |
Common stock | Put Options | Written | 400 | 185.0000 | American | 21 Jan 2022 |
Common stock | Put Options | Written | 1,000 | 130.0000 | American | 21 Jan 2022 |
Common stock | Put Options | Written | 1,200 | 165.0000 | American | 21 Jan 2022 |
Common stock | Put Options | Written | 1,600 | 180.0000 | American | 21 Jan 2022 |
Common stock | Put Options | Written | 1,600 | 170.0000 | American | 21 Jan 2022 |
Common stock | Put Options | Written | 17,100 | 160.0000 | American | 21 Jan 2022 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
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It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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