Last checked at 23 Apr 2018 17:54
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SIBANYE GOLD LIMITED | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 20 April 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | LONMIN PLC | ||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | Ordinary npv | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 551,052 | 0.02% | 1,172,427 | 0.05% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 5,553,486 | 0.25% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 6,104,538 | 0.27% | 1,172,427 | 0.05% | |||||||
| Class of relevant security: | Convertible Bond XS1689727920 | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 600,000 | 0.13% | 0 | 0.00% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 600,000 | 0.13% | 0 | 0.00% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 100 | 3.7600 USD | ||||
| ADR | Purchase | 211 | 3.7576 USD | ||||
| ADR | Purchase | 600 | 3.7683 USD | ||||
| ADR | Purchase | 1,300 | 3.7711 USD | ||||
| ADR | Purchase | 2,100 | 3.7695 USD | ||||
| ADR | Purchase | 3,100 | 3.7398 USD | ||||
| ADR | Purchase | 4,200 | 3.7250 USD | ||||
| ADR | Purchase | 4,300 | 3.7705 USD | ||||
| ADR | Purchase | 4,355 | 3.7585 USD | ||||
| ADR | Purchase | 4,570 | 3.7241 USD | ||||
| ADR | Purchase | 5,303 | 3.7400 USD | ||||
| ADR | Purchase | 5,616 | 3.7696 USD | ||||
| ADR | Purchase | 7,400 | 3.7697 USD | ||||
| ADR | Purchase | 8,709 | 3.7677 USD | ||||
| ADR | Purchase | 11,600 | 3.7417 USD | ||||
| ADR | Purchase | 14,200 | 3.7745 USD | ||||
| ADR | Purchase | 14,800 | 3.7500 USD | ||||
| ADR | Purchase | 17,408 | 3.7403 USD | ||||
| ADR | Purchase | 18,075 | 3.7737 USD | ||||
| ADR | Purchase | 21,849 | 3.7100 USD | ||||
| ADR | Purchase | 24,845 | 3.7353 USD | ||||
| ADR | Purchase | 25,800 | 3.7414 USD | ||||
| ADR | Purchase | 30,000 | 3.7310 USD | ||||
| ADR | Purchase | 33,200 | 3.7304 USD | ||||
| ADR | Purchase | 100,000 | 3.7426 USD | ||||
| ADR | Purchase | 100,000 | 3.7425 USD | ||||
| ADR | Purchase | 126,063 | 3.7554 USD | ||||
| ADR | Sale | 100 | 3.7550 USD | ||||
| ADR | Sale | 200 | 3.7100 USD | ||||
| ADR | Sale | 200 | 3.7600 USD | ||||
| ADR | Sale | 500 | 3.7710 USD | ||||
| ADR | Sale | 800 | 3.7225 USD | ||||
| ADR | Sale | 1,000 | 3.7300 USD | ||||
| ADR | Sale | 1,037 | 3.6500 USD | ||||
| ADR | Sale | 1,800 | 3.7125 USD | ||||
| ADR | Sale | 3,600 | 3.7427 USD | ||||
| ADR | Sale | 3,800 | 3.7705 USD | ||||
| ADR | Sale | 4,200 | 3.7504 USD | ||||
| ADR | Sale | 4,700 | 3.7507 USD | ||||
| ADR | Sale | 7,400 | 3.7700 USD | ||||
| ADR | Sale | 8,403 | 3.7399 USD | ||||
| ADR | Sale | 12,849 | 3.7679 USD | ||||
| ADR | Sale | 13,570 | 3.7370 USD | ||||
| ADR | Sale | 13,700 | 3.7329 USD | ||||
| ADR | Sale | 21,622 | 3.7501 USD | ||||
| ADR | Sale | 24,200 | 3.7259 USD | ||||
| ADR | Sale | 27,200 | 3.7458 USD | ||||
| ADR | Sale | 33,700 | 3.7376 USD | ||||
| ADR | Sale | 69,689 | 3.7500 USD | ||||
| ADR | Sale | 77,208 | 3.7393 USD | ||||
| ADR | Sale | 82,414 | 3.7571 USD | ||||
| ADR | Sale | 100,000 | 3.7425 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| Ordinary npv | CFD | Long | 16,136 | 11.1821 ZAR | |||||
| Ordinary npv | CFD | Long | 19,589 | 11.1690 ZAR | |||||
| Ordinary npv | CFD | Long | 107,054 | 11.3396 ZAR | |||||
| Ordinary npv | CFD | Long | 165,798 | 11.2602 ZAR | |||||
| Ordinary npv | CFD | Long | 286,023 | 11.3427 ZAR | |||||
| Ordinary npv | CFD | Long | 694,774 | 11.2876 ZAR | |||||
| Ordinary npv | CFD | Short | 10,604 | 11.4132 ZAR | |||||
| Ordinary npv | CFD | Short | 13,114 | 11.0626 ZAR | |||||
| Ordinary npv | CFD | Short | 17,105 | 10.9931 ZAR | |||||
| Ordinary npv | CFD | Short | 89,656 | 11.3745 ZAR | |||||
| Ordinary npv | CFD | Short | 102,301 | 11.1554 ZAR | |||||
| Ordinary npv | CFD | Short | 127,933 | 11.3452 ZAR | |||||
| Ordinary npv | CFD | Short | 503,041 | 11.3773 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 23 Apr 2018 | ||
| Contact name: | Elise Tang | ||
| Telephone number: | 0207 1163 001 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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