We would love to hear your thoughts about our site and services, please take our survey here.

Less Ads, More Data, More Tools Register for FREE

Pin to quick picksBarclays Regulatory News (BARC)

Share Price Information for Barclays (BARC)

London Stock Exchange
Share Price is delayed by 15 minutes
Get Live Data
Share Price: 205.90
Bid: 205.90
Ask: 205.95
Change: 1.55 (0.76%)
Spread: 0.05 (0.024%)
Open: 204.00
High: 207.45
Low: 203.75
Prev. Close: 204.35
BARC Live PriceLast checked at -

Watchlists are a member only feature

Login to your account

Alerts are a premium feature

Login to your account

Form 8.3 - NORTONLIFELOCK INC - AMENDMENT

22 Oct 2021 12:41

 

FORM 8.3 Amendment to Purchase

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

NORTONLIFELOCK INC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

 

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

19 Oct 2021

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

YES: AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:USD 0.01 common
InterestsShort Positions
Number(%)Number(%)

(1)

Relevant securities owned
and/or controlled:

1,567,957

0.27%

967,104

0.17%

 

(2)

Cash-settled derivatives:

655,267

0.11%

1,028,322

0.18%

 

(3)

Stock-settled derivatives (including options)
and agreements to purchase/sell:

500

0.00%

2,100

0.00%

 

(4)

TOTAL:

2,223,724

0.38%

1,997,526

0.34%

 
Class of relevant security:Convertible Bond US668771AA66
InterestsShort Positions
Number(%)Number(%)

(1)

Relevant securities owned
and/or controlled:

146,000

0.03%

0

0.00%

 

(2)

Cash-settled derivatives:

0

0.00%

0

0.00%

 

(3)

Stock-settled derivatives (including options)
and agreements to purchase/sell:

0

0.00%

0

0.00%

 

(4)

TOTAL:

146,000

0.03%

0

0.00%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevantPurchase/saleNumber ofPrice per unit
securitysecurities
USD 0.01 commonPurchase

7

25.7900 USD
USD 0.01 commonPurchase

7

25.8650 USD
USD 0.01 commonPurchase

7

25.8100 USD
USD 0.01 commonPurchase

7

25.8700 USD
USD 0.01 commonPurchase

14

25.8375 USD
USD 0.01 commonPurchase

21

25.8466 USD
USD 0.01 commonPurchase

21

25.7933 USD
USD 0.01 commonPurchase

28

25.8225 USD
USD 0.01 commonPurchase

34

25.8250 USD
USD 0.01 commonPurchase

34

25.8550 USD
USD 0.01 commonPurchase

48

25.7500 USD
USD 0.01 commonPurchase

56

25.8425 USD
USD 0.01 commonPurchase

63

25.7185 USD
USD 0.01 commonPurchase

65

25.7767 USD
USD 0.01 commonPurchase

66

25.7543 USD
USD 0.01 commonPurchase

100

25.6950 USD
USD 0.01 commonPurchase

101

25.7599 USD
USD 0.01 commonPurchase

119

25.7579 USD
USD 0.01 commonPurchase

166

25.8087 USD
USD 0.01 commonPurchase

200

25.6400 USD
USD 0.01 commonPurchase

206

25.7550 USD
USD 0.01 commonPurchase

300

25.7800 USD
USD 0.01 commonPurchase

300

25.8277 USD
USD 0.01 commonPurchase

404

25.7525 USD
USD 0.01 commonPurchase

420

25.7780 USD
USD 0.01 commonPurchase

475

25.7600 USD
USD 0.01 commonPurchase

510

25.7534 USD
USD 0.01 commonPurchase

555

25.7527 USD
USD 0.01 commonPurchase

726

25.8070 USD
USD 0.01 commonPurchase

796

25.7883 USD
USD 0.01 commonPurchase

829

25.8221 USD
USD 0.01 commonPurchase

1,443

25.7578 USD
USD 0.01 commonPurchase

1,568

25.7958 USD
USD 0.01 commonPurchase

1,678

25.7576 USD
USD 0.01 commonPurchase

2,476

25.7701 USD
USD 0.01 commonPurchase

3,241

25.7547 USD
USD 0.01 commonPurchase

5,241

25.8085 USD
USD 0.01 commonPurchase

5,888

25.7868 USD
USD 0.01 commonPurchase

14,131

25.7968 USD
USD 0.01 commonPurchase

19,374

25.7950 USD
USD 0.01 commonPurchase

20,505

25.8200 USD
USD 0.01 commonPurchase

25,813

25.8329 USD
USD 0.01 commonPurchase

26,163

25.7896 USD
USD 0.01 commonPurchase

34,418

25.7924 USD
USD 0.01 commonPurchase

37,706

25.8201 USD
USD 0.01 commonPurchase

61,645

25.8198 USD
USD 0.01 commonSale

2

25.6700 USD
USD 0.01 commonSale

2

25.7800 USD
USD 0.01 commonSale

4

25.7825 USD
USD 0.01 commonSale

8

25.7075 USD
USD 0.01 commonSale

8

25.7950 USD
USD 0.01 commonSale

10

25.7860 USD
USD 0.01 commonSale

14

25.8100 USD
USD 0.01 commonSale

16

25.7687 USD
USD 0.01 commonSale

18

25.7844 USD
USD 0.01 commonSale

20

25.7530 USD
USD 0.01 commonSale

22

25.7627 USD
USD 0.01 commonSale

22

25.7727 USD
USD 0.01 commonSale

26

25.7853 USD
USD 0.01 commonSale

34

25.7797 USD
USD 0.01 commonSale

34

25.7752 USD
USD 0.01 commonSale

40

25.7770 USD
USD 0.01 commonSale

40

25.7670 USD
USD 0.01 commonSale

52

25.7815 USD
USD 0.01 commonSale

56

25.7782 USD
USD 0.01 commonSale

66

25.8524 USD
USD 0.01 commonSale

88

25.7764 USD
USD 0.01 commonSale

102

25.7767 USD
USD 0.01 commonSale

200

25.8300 USD
USD 0.01 commonSale

289

25.7565 USD
USD 0.01 commonSale

296

25.8347 USD
USD 0.01 commonSale

332

25.8179 USD
USD 0.01 commonSale

390

25.8390 USD
USD 0.01 commonSale

418

25.7921 USD
USD 0.01 commonSale

499

25.7469 USD
USD 0.01 commonSale

500

25.8260 USD
USD 0.01 commonSale

510

25.7534 USD
USD 0.01 commonSale

673

25.7405 USD
USD 0.01 commonSale

702

25.7500 USD
USD 0.01 commonSale

865

25.8166 USD
USD 0.01 commonSale

900

25.7433 USD
USD 0.01 commonSale

1,053

25.7528 USD
USD 0.01 commonSale

1,204

25.7890 USD
USD 0.01 commonSale

1,400

25.7557 USD
USD 0.01 commonSale

2,011

25.7400 USD
USD 0.01 commonSale

2,676

25.7603 USD
USD 0.01 commonSale

2,685

25.7856 USD
USD 0.01 commonSale

3,380

25.7771 USD
USD 0.01 commonSale

3,543

25.7906 USD
USD 0.01 commonSale

3,827

25.8178 USD
USD 0.01 commonSale

4,050

25.8025 USD
USD 0.01 commonSale

5,036

25.8208 USD
USD 0.01 commonSale

13,713

25.7969 USD
USD 0.01 commonSale

16,469

25.7501 USD
USD 0.01 commonSale

21,400

25.8500 USD
USD 0.01 commonSale

28,685

25.7875 USD
USD 0.01 commonSale

31,159

25.8251 USD
USD 0.01 commonSale

32,510

25.8201 USD
USD 0.01 commonSale

75,038

25.8200 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

 

 

 

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

22 Oct 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number*:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Full name of person making disclosure:

Barclays PLC.

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

NORTONLIFELOCK INC

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

ClassProductWriting,NumberExerciseTypeExpiry
ofdescriptionpurchasing,ofpricedate
relevantselling,securitiesper unit
securityvarying etcto which
option
relates
USD 0.01 commonCall OptionsPurchased

500

27.0000

American21 Jan 2022
USD 0.01 commonPut OptionsPurchased

-2,100

30.0000

American21 Jan 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk

View source version on businesswire.com: https://www.businesswire.com/news/home/20211022005230/en/

Copyright Business Wire 2021

Date   Source Headline
29th Apr 202411:22 amRNSForm 38.5(b)-Irish Residential Properties REIT plc
29th Apr 202411:20 amRNSForm 8.5(EPT/NON-RI)-International Distribut Serv
29th Apr 202411:17 amRNSForm 8.5 (EPT/NON-RI) - Redrow plc
29th Apr 202411:16 amRNSForm 8.5 (EPT/NON-RI) - Barratt Developments plc
29th Apr 202411:12 amRNSForm 8.5 (EPT/NON-RI)-Balanced Commercial Prop Tru
29th Apr 202411:10 amRNSForm 8.5 (EPT/NON-RI) - BHP Group Limited
29th Apr 202411:08 amRNSForm 8.5 (EPT/NON-RI) - Anglo American plc
29th Apr 20247:30 amRNSTransaction in Own Shares
26th Apr 20246:15 pmRNSPublication of Suppl.Prospcts
26th Apr 20244:00 pmRNSPublication of a Prospectus
26th Apr 20243:03 pmRNSForm 8.3 - Wincanton plc
26th Apr 20243:02 pmRNSForm 8.3 - Virgin Money UK plc
26th Apr 20243:01 pmRNSForm 8.3 - Tritax Big Box REIT plc
26th Apr 20243:00 pmRNSForm 8.3 - UK Commercial Property REIT Limited
26th Apr 20242:57 pmRNSForm 8.3 - Spirent Communications plc
26th Apr 20242:54 pmRNSForm 8.3 - Tyman plc
26th Apr 20242:54 pmRNSForm 8.3 - Quanex Building Products Corporation
26th Apr 20242:50 pmRNSForm 8.3 - Network International Holdings plc
26th Apr 20242:48 pmRNSForm 8.3 - Mattioli Woods plc
26th Apr 20242:45 pmRNSForm 8.3 - Lok’n Store Group plc
26th Apr 20242:44 pmRNSForm 8.3 - Kin and Carta plc
26th Apr 20242:42 pmRNSForm 8.3 - International Paper Company
26th Apr 20242:40 pmRNSForm 8.3 - Smith (DS) plc
26th Apr 20242:14 pmRNSForm 38.5(b)-Irish Residential Properties REIT plc
26th Apr 202411:50 amRNSForm 8.5(EPT/NON-RI)-International Distribut Serv
26th Apr 202411:47 amRNSForm 8.5 (EPT/NON-RI) - Redrow plc
26th Apr 202411:46 amRNSForm 8.5 (EPT/NON-RI) - Barratt Developments plc
26th Apr 202411:44 amRNSForm 8.5 (EPT/NON-RI)-Balanced Commercial Prop Tru
26th Apr 202411:42 amRNSForm 8.5 (EPT/NON-RI) - BHP Group Limited
26th Apr 202411:41 amRNSForm 8.5 (EPT/NON-RI) - Anglo American plc
26th Apr 20247:30 amRNSTransaction in Own Shares
25th Apr 20242:45 pmRNSForm 8.3 - Wincanton plc
25th Apr 20242:43 pmRNSForm 8.3 - Virgin Money UK plc
25th Apr 20242:41 pmRNSForm 8.3 - UK Commercial Property REIT Limited
25th Apr 20242:40 pmRNSForm 8.3 - Tritax Big Box REIT plc
25th Apr 20242:38 pmRNSForm 8.3 - Spirent Communications plc
25th Apr 20242:36 pmRNSForm 8.3 - Tyman plc
25th Apr 20242:34 pmRNSForm 8.3 - Quanex Building Products Corporation
25th Apr 20242:32 pmRNSForm 8.3 - Network International Holdings plc
25th Apr 20242:30 pmRNSForm 8.3 - Mattioli Woods plc
25th Apr 20242:18 pmRNSForm 8.3 - Lok’n Store Group plc
25th Apr 20242:16 pmRNSForm 8.3 - Kin and Carta plc
25th Apr 20242:13 pmRNSForm 8.3 - International Paper Company
25th Apr 20242:12 pmRNSForm 8.3 - Smith (DS) plc
25th Apr 202410:48 amRNSForm 38.5(b)-Irish Residential Properties REIT plc
25th Apr 202410:46 amRNSForm 8.5(EPT/NON-RI)-International Distribut Serv
25th Apr 202410:43 amRNSForm 8.5(EPT/NON-RI)-GCP Asset Backed Income F Ltd
25th Apr 202410:42 amRNSForm 8.5 (EPT/NON-RI) - Redrow plc
25th Apr 202410:41 amRNSForm 8.5 (EPT/NON-RI) - Barratt Developments plc
25th Apr 202410:39 amRNSForm 8.5 (EPT/NON-RI)-Balanced Commercial Prop Tru

Due to London Stock Exchange licensing terms, we stipulate that you must be a private investor. We apologise for the inconvenience.

To access our Live RNS you must confirm you are a private investor by using the button below.

Login to your account

Don't have an account? Click here to register.

Quickpicks are a member only feature

Login to your account

Don't have an account? Click here to register.