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Pin to quick picksBarclays Regulatory News (BARC)

Share Price Information for Barclays (BARC)

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Share Price: 203.45
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Form 8.3 - NortonLifeLock Inc.

2 Sep 2022 13:17

RNS Number : 1481Y
Barclays PLC
02 September 2022
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

01 Sep 2022

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

 

disclosures in respect of any other party to the offer?

AVAST PLC

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

USD 0.01 common

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

1,338,793

0.23%

1,483,382

0.26%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

2,068,873

0.36%

3,954,724

0.69%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

17,100

0.00%

48,410

0.01%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

3,424,766

0.60%

5,486,516

0.96%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

USD 0.01 common

Purchase

3

22.5100 USD

USD 0.01 common

Purchase

3

22.5400 USD

USD 0.01 common

Purchase

4

22.4900 USD

USD 0.01 common

Purchase

10

22.4650 USD

USD 0.01 common

Purchase

10

22.4050 USD

USD 0.01 common

Purchase

23

22.5095 USD

USD 0.01 common

Purchase

24

22.3883 USD

USD 0.01 common

Purchase

30

22.4183 USD

USD 0.01 common

Purchase

42

22.3100 USD

USD 0.01 common

Purchase

47

22.4365 USD

USD 0.01 common

Purchase

59

22.4118 USD

USD 0.01 common

Purchase

75

22.4201 USD

USD 0.01 common

Purchase

96

22.5024 USD

USD 0.01 common

Purchase

100

22.4300 USD

USD 0.01 common

Purchase

100

22.5850 USD

USD 0.01 common

Purchase

100

22.4400 USD

USD 0.01 common

Purchase

105

22.3861 USD

USD 0.01 common

Purchase

131

22.4901 USD

USD 0.01 common

Purchase

188

22.5353 USD

USD 0.01 common

Purchase

200

22.5000 USD

USD 0.01 common

Purchase

206

22.4416 USD

USD 0.01 common

Purchase

227

22.5128 USD

USD 0.01 common

Purchase

258

22.4713 USD

USD 0.01 common

Purchase

290

22.4841 USD

USD 0.01 common

Purchase

296

22.5240 USD

USD 0.01 common

Purchase

301

22.3899 USD

USD 0.01 common

Purchase

308

22.4044 USD

USD 0.01 common

Purchase

316

22.5203 USD

USD 0.01 common

Purchase

413

22.4733 USD

USD 0.01 common

Purchase

420

22.5290 USD

USD 0.01 common

Purchase

500

22.4000 USD

USD 0.01 common

Purchase

556

22.5372 USD

USD 0.01 common

Purchase

864

22.5381 USD

USD 0.01 common

Purchase

929

22.5867 USD

USD 0.01 common

Purchase

1,024

22.4257 USD

USD 0.01 common

Purchase

1,133

22.5302 USD

USD 0.01 common

Purchase

1,219

22.4147 USD

USD 0.01 common

Purchase

1,550

22.4249 USD

USD 0.01 common

Purchase

3,522

22.5800 USD

USD 0.01 common

Purchase

3,669

22.5600 USD

USD 0.01 common

Purchase

3,725

22.5900 USD

USD 0.01 common

Purchase

4,454

22.5347 USD

USD 0.01 common

Purchase

5,352

22.4958 USD

USD 0.01 common

Purchase

5,874

22.3704 USD

USD 0.01 common

Purchase

7,164

22.5793 USD

USD 0.01 common

Purchase

11,042

22.4968 USD

USD 0.01 common

Purchase

11,522

22.3894 USD

USD 0.01 common

Purchase

22,360

22.5245 USD

USD 0.01 common

Purchase

23,327

22.4965 USD

USD 0.01 common

Purchase

29,691

22.4284 USD

USD 0.01 common

Purchase

45,355

22.5577 USD

USD 0.01 common

Purchase

53,867

22.4114 USD

USD 0.01 common

Purchase

106,171

22.4135 USD

USD 0.01 common

Sale

1

22.4700 USD

USD 0.01 common

Sale

2

22.3350 USD

USD 0.01 common

Sale

2

22.3150 USD

USD 0.01 common

Sale

2

22.3450 USD

USD 0.01 common

Sale

3

22.3400 USD

USD 0.01 common

Sale

3

22.3500 USD

USD 0.01 common

Sale

3

22.3466 USD

USD 0.01 common

Sale

3

22.3666 USD

USD 0.01 common

Sale

5

22.4050 USD

USD 0.01 common

Sale

7

22.5035 USD

USD 0.01 common

Sale

9

22.4688 USD

USD 0.01 common

Sale

27

22.6414 USD

USD 0.01 common

Sale

80

22.4451 USD

USD 0.01 common

Sale

94

22.5060 USD

USD 0.01 common

Sale

99

22.5200 USD

USD 0.01 common

Sale

136

22.5100 USD

USD 0.01 common

Sale

137

22.4636 USD

USD 0.01 common

Sale

139

22.3451 USD

USD 0.01 common

Sale

153

22.3658 USD

USD 0.01 common

Sale

160

22.5111 USD

USD 0.01 common

Sale

204

22.5000 USD

USD 0.01 common

Sale

206

22.4416 USD

USD 0.01 common

Sale

209

22.5651 USD

USD 0.01 common

Sale

234

22.6623 USD

USD 0.01 common

Sale

258

22.4582 USD

USD 0.01 common

Sale

259

22.5839 USD

USD 0.01 common

Sale

347

22.5865 USD

USD 0.01 common

Sale

409

22.3820 USD

USD 0.01 common

Sale

447

22.4246 USD

USD 0.01 common

Sale

462

22.4292 USD

USD 0.01 common

Sale

479

22.4800 USD

USD 0.01 common

Sale

494

22.4389 USD

USD 0.01 common

Sale

546

22.4917 USD

USD 0.01 common

Sale

887

22.5851 USD

USD 0.01 common

Sale

1,195

22.4782 USD

USD 0.01 common

Sale

1,231

22.4805 USD

USD 0.01 common

Sale

1,264

22.4993 USD

USD 0.01 common

Sale

1,652

22.5002 USD

USD 0.01 common

Sale

1,727

22.6045 USD

USD 0.01 common

Sale

2,498

22.6280 USD

USD 0.01 common

Sale

2,727

22.5551 USD

USD 0.01 common

Sale

3,109

22.5791 USD

USD 0.01 common

Sale

3,809

22.5800 USD

USD 0.01 common

Sale

3,939

22.5432 USD

USD 0.01 common

Sale

4,757

22.5892 USD

USD 0.01 common

Sale

5,674

22.5265 USD

USD 0.01 common

Sale

6,811

22.4207 USD

USD 0.01 common

Sale

6,925

22.5093 USD

USD 0.01 common

Sale

7,134

22.5798 USD

USD 0.01 common

Sale

7,619

22.3982 USD

USD 0.01 common

Sale

9,588

22.4883 USD

USD 0.01 common

Sale

9,824

22.4410 USD

USD 0.01 common

Sale

9,952

22.5295 USD

USD 0.01 common

Sale

15,686

22.5486 USD

USD 0.01 common

Sale

20,302

22.4018 USD

USD 0.01 common

Sale

22,048

22.4251 USD

USD 0.01 common

Sale

49,660

22.5213 USD

USD 0.01 common

Sale

142,063

22.4114 USD

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i) the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

02 Sep 2022

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this from relates:

 

 

 

 

 

 

 

 

2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 0.01 common

Put Options

Purchased

-31,310

23.0000

American

18 Nov 2022

USD 0.01 common

Call Options

Written

-17,100

27.0000

American

16 Sep 2022

USD 0.01 common

Put Options

Written

17,100

25.0000

American

16 Sep 2022

 

 

 

 

 

 

 

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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