Last checked at 22 Oct 2021 11:18
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||||
| (b) | Owner or controller of interest and short | ||||||
| positions disclosed, if different from 1(a): | |||||||
| (c) | Name of offeror/offeree in relation to whose | DRAFTKINGS INC | |||||
| relevant securities this form relates: | |||||||
| (d) | If an exempt fund manager connected with an | ||||||
| offeror/offeree, state this and specify identity of | |||||||
| offeror/offeree: | |||||||
| (e) | Date position held/dealing undertaken: | 21 October 2021 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
| disclosures in respect of any other party to the offer? | ENTAIN PLC | ||||||
| GVC HLDGS PLC | |||||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | USD 0.0001 class A common | |||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned | |||||
| and/or controlled: | 605,977 | 0.15% | 381,924 | 0.09% | ||
(2) | Cash-settled derivatives: | |||||
16,877 | 0.00% | 0 | 0.00% | |||
(3) | Stock-settled derivatives (including options) | |||||
| and agreements to purchase/sell: | 2,534,295 | 0.62% | 1,370,630 | 0.34% | ||
| TOTAL: | 3,157,149 | 0.78% | 1,752,554 | 0.43% | ||
| Class of relevant security: | Convertible Bond US26142RAA23 | |||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned | |||||
| and/or controlled: | 0 | 0.00% | 206,000 | 0.05% | ||
(2) | Cash-settled derivatives: | |||||
0 | 0.00% | 0 | 0.00% | |||
(3) | Stock-settled derivatives (including options) | |||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
| TOTAL: | 0 | 0.00% | 206,000 | 0.05% | ||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities |
| |||||
USD 0.0001 class A common | Purchase | 4 | 49.3300 USD | ||||
USD 0.0001 class A common | Purchase | 4 | 49.0500 USD | ||||
USD 0.0001 class A common | Purchase | 5 | 48.9375 USD | ||||
USD 0.0001 class A common | Purchase | 16 | 49.0600 USD | ||||
USD 0.0001 class A common | Purchase | 42 | 48.9223 USD | ||||
USD 0.0001 class A common | Purchase | 47 | 48.9239 USD | ||||
USD 0.0001 class A common | Purchase | 48 | 48.8166 USD | ||||
USD 0.0001 class A common | Purchase | 62 | 48.8837 USD | ||||
USD 0.0001 class A common | Purchase | 100 | 48.8300 USD | ||||
USD 0.0001 class A common | Purchase | 100 | 48.9050 USD | ||||
USD 0.0001 class A common | Purchase | 105 | 48.8433 USD | ||||
USD 0.0001 class A common | Purchase | 112 | 48.8462 USD | ||||
USD 0.0001 class A common | Purchase | 140 | 48.8894 USD | ||||
USD 0.0001 class A common | Purchase | 141 | 48.9506 USD | ||||
USD 0.0001 class A common | Purchase | 148 | 48.9409 USD | ||||
USD 0.0001 class A common | Purchase | 196 | 49.4798 USD | ||||
USD 0.0001 class A common | Purchase | 200 | 49.0400 USD | ||||
USD 0.0001 class A common | Purchase | 200 | 49.0775 USD | ||||
USD 0.0001 class A common | Purchase | 200 | 49.0275 USD | ||||
USD 0.0001 class A common | Purchase | 203 | 48.9013 USD | ||||
USD 0.0001 class A common | Purchase | 209 | 48.9529 USD | ||||
USD 0.0001 class A common | Purchase | 212 | 48.9243 USD | ||||
USD 0.0001 class A common | Purchase | 261 | 49.2737 USD | ||||
USD 0.0001 class A common | Purchase | 284 | 49.0678 USD | ||||
USD 0.0001 class A common | Purchase | 300 | 49.6233 USD | ||||
USD 0.0001 class A common | Purchase | 300 | 49.0766 USD | ||||
USD 0.0001 class A common | Purchase | 307 | 49.2065 USD | ||||
USD 0.0001 class A common | Purchase | 352 | 48.9943 USD | ||||
USD 0.0001 class A common | Purchase | 400 | 49.0550 USD | ||||
USD 0.0001 class A common | Purchase | 400 | 49.4500 USD | ||||
USD 0.0001 class A common | Purchase | 410 | 49.0675 USD | ||||
USD 0.0001 class A common | Purchase | 500 | 49.0460 USD | ||||
USD 0.0001 class A common | Purchase | 548 | 49.6294 USD | ||||
USD 0.0001 class A common | Purchase | 865 | 48.8886 USD | ||||
USD 0.0001 class A common | Purchase | 1,153 | 49.5984 USD | ||||
USD 0.0001 class A common | Purchase | 1,172 | 49.4561 USD | ||||
USD 0.0001 class A common | Purchase | 1,600 | 48.8700 USD | ||||
USD 0.0001 class A common | Purchase | 1,978 | 49.5671 USD | ||||
USD 0.0001 class A common | Purchase | 2,099 | 49.2186 USD | ||||
USD 0.0001 class A common | Purchase | 2,115 | 49.4487 USD | ||||
USD 0.0001 class A common | Purchase | 2,210 | 49.4169 USD | ||||
USD 0.0001 class A common | Purchase | 2,600 | 48.8800 USD | ||||
USD 0.0001 class A common | Purchase | 3,294 | 49.1903 USD | ||||
USD 0.0001 class A common | Purchase | 3,926 | 49.4038 USD | ||||
USD 0.0001 class A common | Purchase | 4,214 | 49.4137 USD | ||||
USD 0.0001 class A common | Purchase | 4,500 | 49.2200 USD | ||||
USD 0.0001 class A common | Purchase | 7,643 | 49.3805 USD | ||||
USD 0.0001 class A common | Purchase | 9,503 | 49.2110 USD | ||||
USD 0.0001 class A common | Purchase | 13,549 | 49.5782 USD | ||||
USD 0.0001 class A common | Purchase | 13,966 | 49.3140 USD | ||||
USD 0.0001 class A common | Purchase | 18,609 | 49.2969 USD | ||||
USD 0.0001 class A common | Purchase | 18,959 | 49.3248 USD | ||||
USD 0.0001 class A common | Purchase | 21,898 | 48.9308 USD | ||||
USD 0.0001 class A common | Purchase | 23,084 | 49.3982 USD | ||||
USD 0.0001 class A common | Purchase | 57,482 | 48.9200 USD | ||||
USD 0.0001 class A common | Purchase | 60,391 | 49.2206 USD | ||||
USD 0.0001 class A common | Purchase | 89,975 | 49.2314 USD | ||||
USD 0.0001 class A common | Sale | 1 | 49.7200 USD | ||||
USD 0.0001 class A common | Sale | 5 | 48.9375 USD | ||||
USD 0.0001 class A common | Sale | 39 | 49.6800 USD | ||||
USD 0.0001 class A common | Sale | 47 | 48.9239 USD | ||||
USD 0.0001 class A common | Sale | 50 | 49.3800 USD | ||||
USD 0.0001 class A common | Sale | 75 | 49.1600 USD | ||||
USD 0.0001 class A common | Sale | 86 | 49.3300 USD | ||||
USD 0.0001 class A common | Sale | 100 | 49.5000 USD | ||||
USD 0.0001 class A common | Sale | 104 | 49.5138 USD | ||||
USD 0.0001 class A common | Sale | 139 | 49.3446 USD | ||||
USD 0.0001 class A common | Sale | 184 | 49.3729 USD | ||||
USD 0.0001 class A common | Sale | 199 | 49.3989 USD | ||||
USD 0.0001 class A common | Sale | 200 | 49.0825 USD | ||||
USD 0.0001 class A common | Sale | 227 | 49.4466 USD | ||||
USD 0.0001 class A common | Sale | 235 | 48.8944 USD | ||||
USD 0.0001 class A common | Sale | 241 | 49.4401 USD | ||||
USD 0.0001 class A common | Sale | 258 | 49.4090 USD | ||||
USD 0.0001 class A common | Sale | 261 | 49.2737 USD | ||||
USD 0.0001 class A common | Sale | 291 | 49.2139 USD | ||||
USD 0.0001 class A common | Sale | 333 | 49.4026 USD | ||||
USD 0.0001 class A common | Sale | 358 | 49.3863 USD | ||||
USD 0.0001 class A common | Sale | 395 | 49.4313 USD | ||||
USD 0.0001 class A common | Sale | 400 | 49.2875 USD | ||||
USD 0.0001 class A common | Sale | 400 | 49.4812 USD | ||||
USD 0.0001 class A common | Sale | 469 | 49.4101 USD | ||||
USD 0.0001 class A common | Sale | 500 | 49.5900 USD | ||||
USD 0.0001 class A common | Sale | 530 | 49.4486 USD | ||||
USD 0.0001 class A common | Sale | 544 | 48.9380 USD | ||||
USD 0.0001 class A common | Sale | 590 | 49.3338 USD | ||||
USD 0.0001 class A common | Sale | 630 | 49.2277 USD | ||||
USD 0.0001 class A common | Sale | 643 | 49.3530 USD | ||||
USD 0.0001 class A common | Sale | 668 | 49.1140 USD | ||||
USD 0.0001 class A common | Sale | 700 | 49.2071 USD | ||||
USD 0.0001 class A common | Sale | 748 | 49.4919 USD | ||||
USD 0.0001 class A common | Sale | 800 | 49.1650 USD | ||||
USD 0.0001 class A common | Sale | 1,200 | 49.3250 USD | ||||
USD 0.0001 class A common | Sale | 1,300 | 49.7253 USD | ||||
USD 0.0001 class A common | Sale | 1,337 | 49.2457 USD | ||||
USD 0.0001 class A common | Sale | 1,400 | 48.8700 USD | ||||
USD 0.0001 class A common | Sale | 1,827 | 48.9005 USD | ||||
USD 0.0001 class A common | Sale | 2,012 | 49.1327 USD | ||||
USD 0.0001 class A common | Sale | 2,372 | 49.3083 USD | ||||
USD 0.0001 class A common | Sale | 2,600 | 48.8800 USD | ||||
USD 0.0001 class A common | Sale | 3,017 | 49.2054 USD | ||||
USD 0.0001 class A common | Sale | 3,600 | 49.2219 USD | ||||
USD 0.0001 class A common | Sale | 3,741 | 49.3804 USD | ||||
USD 0.0001 class A common | Sale | 4,050 | 49.2305 USD | ||||
USD 0.0001 class A common | Sale | 4,633 | 49.4055 USD | ||||
USD 0.0001 class A common | Sale | 5,127 | 49.3328 USD | ||||
USD 0.0001 class A common | Sale | 5,224 | 49.1278 USD | ||||
USD 0.0001 class A common | Sale | 6,039 | 49.2308 USD | ||||
USD 0.0001 class A common | Sale | 7,447 | 49.4580 USD | ||||
USD 0.0001 class A common | Sale | 8,044 | 49.1935 USD | ||||
USD 0.0001 class A common | Sale | 8,428 | 49.3415 USD | ||||
USD 0.0001 class A common | Sale | 10,752 | 49.5227 USD | ||||
USD 0.0001 class A common | Sale | 12,863 | 49.1647 USD | ||||
USD 0.0001 class A common | Sale | 14,021 | 49.2835 USD | ||||
USD 0.0001 class A common | Sale | 14,788 | 48.9447 USD | ||||
USD 0.0001 class A common | Sale | 14,790 | 49.2709 USD | ||||
USD 0.0001 class A common | Sale | 25,145 | 49.3265 USD | ||||
USD 0.0001 class A common | Sale | 43,216 | 49.3014 USD | ||||
USD 0.0001 class A common | Sale | 66,765 | 48.9200 USD | ||||
USD 0.0001 class A common | Sale | 84,999 | 49.2607 USD | ||||
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
| Date of disclosure: | 22 Oct 2021 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||||||
| are being disclosed: | |||||||
| Name of offeror/offeree in relation to whose | DRAFTKINGS INC | ||||||
| relevant securities this from relates: | |||||||
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |
of | description | purchasing, | of | price | date | ||
relevant |
| selling, | securities | per unit |
| ||
security |
| varying etc | to which |
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| option |
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| relates |
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USD 0.0001 class A common | Call Options | Purchased | 65,000 | 50.0000 | American | 29 Oct 2021 | |
USD 0.0001 class A common | Call Options | Written | -56,900 | 50.0000 | American | 22 Oct 2021 | |
USD 0.0001 class A common | Call Options | Written | -35,500 | 55.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Call Options | Written | -33,835 | 70.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Call Options | Written | -31,007 | 65.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Call Options | Written | -20,503 | 65.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Call Options | Written | -16,059 | 55.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Call Options | Written | -14,443 | 60.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Call Options | Written | -7,373 | 45.0000 | American | 19 Nov 2021 | |
USD 0.0001 class A common | Call Options | Written | -6,363 | 50.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Call Options | Written | -707 | 40.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Call Options | Written | -101 | 60.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Purchased | -418,200 | 45.0000 | American | 20 May 2022 | |
USD 0.0001 class A common | Put Options | Purchased | -212,400 | 55.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Purchased | -211,100 | 45.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Put Options | Purchased | -85,700 | 40.0000 | American | 19 Nov 2021 | |
USD 0.0001 class A common | Put Options | Purchased | -63,963 | 50.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Purchased | -52,500 | 40.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Put Options | Purchased | -30,000 | 60.0000 | American | 19 Nov 2021 | |
USD 0.0001 class A common | Put Options | Purchased | -22,601 | 60.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Purchased | -18,700 | 49.0000 | American | 22 Oct 2021 | |
USD 0.0001 class A common | Put Options | Purchased | -16,968 | 65.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Purchased | -15,000 | 49.0000 | American | 29 Oct 2021 | |
USD 0.0001 class A common | Put Options | Purchased | -707 | 40.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Written | 505 | 40.0000 | American | 20 May 2022 | |
USD 0.0001 class A common | Put Options | Written | 9,999 | 55.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Put Options | Written | 22,500 | 60.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Written | 23,230 | 60.0000 | American | 19 Nov 2021 | |
USD 0.0001 class A common | Put Options | Written | 45,248 | 45.0000 | American | 19 Nov 2021 | |
USD 0.0001 class A common | Put Options | Written | 50,500 | 60.0000 | American | 15 Jul 2022 | |
USD 0.0001 class A common | Put Options | Written | 54,944 | 50.0000 | American | 20 May 2022 | |
USD 0.0001 class A common | Put Options | Written | 57,600 | 50.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Written | 111,403 | 60.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Put Options | Written | 113,778 | 40.0000 | American | 19 Nov 2021 | |
USD 0.0001 class A common | Put Options | Written | 141,400 | 55.0000 | American | 19 Nov 2021 | |
USD 0.0001 class A common | Put Options | Written | 201,596 | 45.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Written | 202,000 | 45.0000 | American | 14 Apr 2022 | |
USD 0.0001 class A common | Put Options | Written | 206,222 | 40.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Put Options | Written | 223,210 | 50.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Put Options | Written | 228,400 | 55.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Written | 275,033 | 45.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Put Options | Written | 501,727 | 45.0000 | American | 20 May 2022 | |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
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It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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