Last checked at 18 Sep 2018 15:02
FORM 8.3 Amendment to Sales
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | CYBG PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 14 September 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | VIRGIN MONEY HOLDINGS (UK) PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 10p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 1,673,005 | 0.19% | 11,031,030 | 1.24% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 9,149,654 | 1.03% | 530,337 | 0.06% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 10,822,659 | 1.22% | 11,561,367 | 1.30% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 10p ordinary | Purchase | 88 | 3.3360 GBP | ||||
| 10p ordinary | Purchase | 171 | 3.3442 GBP | ||||
| 10p ordinary | Purchase | 218 | 3.3436 GBP | ||||
| 10p ordinary | Purchase | 287 | 3.3460 GBP | ||||
| 10p ordinary | Purchase | 426 | 3.3383 GBP | ||||
| 10p ordinary | Purchase | 2,088 | 3.3322 GBP | ||||
| 10p ordinary | Purchase | 2,797 | 3.3380 GBP | ||||
| 10p ordinary | Purchase | 3,807 | 3.3427 GBP | ||||
| 10p ordinary | Purchase | 4,330 | 3.3416 GBP | ||||
| 10p ordinary | Purchase | 4,966 | 3.3388 GBP | ||||
| 10p ordinary | Purchase | 7,068 | 3.3445 GBP | ||||
| 10p ordinary | Purchase | 9,219 | 3.3377 GBP | ||||
| 10p ordinary | Purchase | 12,453 | 3.3491 GBP | ||||
| 10p ordinary | Purchase | 12,604 | 3.3440 GBP | ||||
| 10p ordinary | Purchase | 22,788 | 3.3318 GBP | ||||
| 10p ordinary | Purchase | 29,250 | 3.3417 GBP | ||||
| 10p ordinary | Purchase | 35,352 | 6.0996 AUD | ||||
| 10p ordinary | Purchase | 53,683 | 3.3456 GBP | ||||
| 10p ordinary | Purchase | 118,236 | 3.3320 GBP | ||||
| 10p ordinary | Purchase | 121,825 | 3.3402 GBP | ||||
| 10p ordinary | Sale | 5 | 3.3400 GBP | ||||
| 10p ordinary | Sale | 10 | 3.3441 GBP | ||||
| 10p ordinary | Sale | 88 | 3.3360 GBP | ||||
| 10p ordinary | Sale | 550 | 3.3384 GBP | ||||
| 10p ordinary | Sale | 785 | 3.3440 GBP | ||||
| 10p ordinary | Sale | 1,208 | 3.3436 GBP | ||||
| 10p ordinary | Sale | 1,972 | 3.3458 GBP | ||||
| 10p ordinary | Sale | 2,135 | 3.3427 GBP | ||||
| 10p ordinary | Sale | 2,300 | 3.3453 GBP | ||||
| 10p ordinary | Sale | 2,341 | 3.3439 GBP | ||||
| 10p ordinary | Sale | 2,686 | 3.3380 GBP | ||||
| 10p ordinary | Sale | 2,749 | 3.3381 GBP | ||||
| 10p ordinary | Sale | 2,827 | 3.3433 GBP | ||||
| 10p ordinary | Sale | 3,053 | 3.3455 GBP | ||||
| 10p ordinary | Sale | 4,268 | 3.3391 GBP | ||||
| 10p ordinary | Sale | 5,157 | 3.3383 GBP | ||||
| 10p ordinary | Sale | 5,948 | 3.3390 GBP | ||||
| 10p ordinary | Sale | 6,194 | 3.3414 GBP | ||||
| 10p ordinary | Sale | 6,912 | 3.3474 GBP | ||||
| 10p ordinary | Sale | 7,266 | 6.1031 AUD | ||||
| 10p ordinary | Sale | 7,695 | 3.3403 GBP | ||||
| 10p ordinary | Sale | 24,887 | 3.3460 GBP | ||||
| 10p ordinary | Sale | 29,673 | 3.3424 GBP | ||||
| 10p ordinary | Sale | 39,387 | 3.3320 GBP | ||||
| 10p ordinary | Sale | 49,409 | 3.3393 GBP | ||||
| 10p ordinary | Sale | 61,795 | 3.3364 GBP | ||||
| 10p ordinary | Sale | 121,250 | 3.3426 GBP | ||||
| 10p ordinary | Sale | 149,291 | 3.3411 GBP | ||||
| 10p ordinary | Sale | 299,500 | 3.3703 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 10p ordinary | SWAP | Long | 10 | 3.3441 GBP | |||||
| CDI | CFD | Long | 17 | 6.0994 AUD | |||||
| 10p ordinary | SWAP | Long | 550 | 3.3384 GBP | |||||
| CDI | CFD | Long | 721 | 6.0992 AUD | |||||
| 10p ordinary | SWAP | Long | 1,377 | 3.3436 GBP | |||||
| 10p ordinary | SWAP | Long | 1,972 | 3.3458 GBP | |||||
| 10p ordinary | SWAP | Long | 1,304 | 3.3316 GBP | |||||
| 10p ordinary | SWAP | Long | 2,749 | 3.3381 GBP | |||||
| 10p ordinary | SWAP | Long | 3,001 | 3.3449 GBP | |||||
| 10p ordinary | SWAP | Long | 3,053 | 3.3455 GBP | |||||
| 10p ordinary | SWAP | Long | 3,100 | 3.3390 GBP | |||||
| 10p ordinary | CFD | Long | 4,093 | 3.3439 GBP | |||||
| 10p ordinary | SWAP | Long | 4,093 | 3.3439 GBP | |||||
| 10p ordinary | SWAP | Long | 6,100 | 3.3461 GBP | |||||
| 10p ordinary | CFD | Long | 6,194 | 3.3414 GBP | |||||
| 10p ordinary | SWAP | Long | 7,695 | 3.3403 GBP | |||||
| 10p ordinary | SWAP | Long | 9,212 | 3.3469 GBP | |||||
| 10p ordinary | SWAP | Long | 14,547 | 3.3460 GBP | |||||
| 10p ordinary | CFD | Long | 29,673 | 3.3424 GBP | |||||
| 10p ordinary | SWAP | Long | 51,360 | 3.3387 GBP | |||||
| 10p ordinary | SWAP Expires 17/09/2020 | Long | 420,750 | 3.3623 GBP | |||||
| 10p ordinary | CFD | Short | 171 | 3.3442 GBP | |||||
| 10p ordinary | SWAP | Short | 891 | 3.3400 GBP | |||||
| 10p ordinary | CFD | Short | 3,440 | 3.3344 GBP | |||||
| 10p ordinary | SWAP | Short | 6,934 | 3.3378 GBP | |||||
| 10p ordinary | SWAP | Short | 11,060 | 3.3391 GBP | |||||
| 10p ordinary | CFD | Short | 11,205 | 3.3322 GBP | |||||
| 10p ordinary | CFD | Short | 11,793 | 3.3440 GBP | |||||
| 10p ordinary | SWAP | Short | 13,434 | 3.3504 GBP | |||||
| 10p ordinary | SWAP | Short | 51,617 | 3.3320 GBP | |||||
| 10p ordinary | CFD | Short | 53,683 | 3.3456 GBP | |||||
| 10p ordinary | SWAP | Short | 125,351 | 3.3412 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | |
| Date of disclosure: | 18 Sep 2018 | |
| Contact name: | Large Holdings Regulatory Operations | |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180918005652/en/
Copyright Business Wire 2018