Last checked at 1 Dec 2021 14:39
FORM 8.3 - Amendment to Sale
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||||
| (b) | Owner or controller of interest and short | ||||||
| positions disclosed, if different from 1(a): | |||||||
| (c) | Name of offeror/offeree in relation to whose | AVAST PLC | |||||
| relevant securities this form relates: | |||||||
| (d) | If an exempt fund manager connected with an | ||||||
| offeror/offeree, state this and specify identity of | |||||||
| offeror/offeree: | |||||||
| (e) | Date position held/dealing undertaken: | 24 November 2021 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
| disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC | ||||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 10p ordinary |
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Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 17,717,357 | 1.71% | 12,377,311 | 1.20% | ||
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(2) | Cash-settled derivatives: |
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501,595 | 0.05% | 12,597,953 | 1.22% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 18,218,952 | 1.76% | 24,975,264 | 2.41% | ||
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All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities |
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10p ordinary | Purchase | 472 | 5.9610 GBP | ||||
10p ordinary | Purchase | 482 | 5.9830 GBP | ||||
10p ordinary | Purchase | 494 | 6.0290 GBP | ||||
10p ordinary | Purchase | 498 | 6.0220 GBP | ||||
10p ordinary | Purchase | 529 | 5.9760 GBP | ||||
10p ordinary | Purchase | 531 | 6.0048 GBP | ||||
10p ordinary | Purchase | 534 | 5.9740 GBP | ||||
10p ordinary | Purchase | 550 | 5.9990 GBP | ||||
10p ordinary | Purchase | 555 | 5.9680 GBP | ||||
10p ordinary | Purchase | 696 | 5.9870 GBP | ||||
10p ordinary | Purchase | 702 | 5.9940 GBP | ||||
10p ordinary | Purchase | 702 | 6.0060 GBP | ||||
10p ordinary | Purchase | 887 | 6.0100 GBP | ||||
10p ordinary | Purchase | 906 | 5.9763 GBP | ||||
10p ordinary | Purchase | 975 | 6.0070 GBP | ||||
10p ordinary | Purchase | 1,041 | 5.9615 GBP | ||||
10p ordinary | Purchase | 1,058 | 6.0030 GBP | ||||
10p ordinary | Purchase | 1,222 | 5.9641 GBP | ||||
10p ordinary | Purchase | 1,284 | 6.0080 GBP | ||||
10p ordinary | Purchase | 1,496 | 5.9960 GBP | ||||
10p ordinary | Purchase | 1,551 | 5.9560 GBP | ||||
10p ordinary | Purchase | 1,715 | 5.9980 GBP | ||||
10p ordinary | Purchase | 1,717 | 5.9618 GBP | ||||
10p ordinary | Purchase | 2,071 | 5.9997 GBP | ||||
10p ordinary | Purchase | 2,083 | 6.0040 GBP | ||||
10p ordinary | Purchase | 2,411 | 5.9647 GBP | ||||
10p ordinary | Purchase | 3,033 | 5.9983 GBP | ||||
10p ordinary | Purchase | 3,042 | 5.9649 GBP | ||||
10p ordinary | Purchase | 3,612 | 5.9947 GBP | ||||
10p ordinary | Purchase | 3,726 | 6.0020 GBP | ||||
10p ordinary | Purchase | 3,792 | 5.9935 GBP | ||||
10p ordinary | Purchase | 3,845 | 5.9660 GBP | ||||
10p ordinary | Purchase | 3,876 | 5.9798 GBP | ||||
10p ordinary | Purchase | 4,131 | 6.0049 GBP | ||||
10p ordinary | Purchase | 4,705 | 5.9986 GBP | ||||
10p ordinary | Purchase | 4,769 | 6.0009 GBP | ||||
10p ordinary | Purchase | 4,835 | 5.9620 GBP | ||||
10p ordinary | Purchase | 5,516 | 5.9600 GBP | ||||
10p ordinary | Purchase | 5,655 | 5.9640 GBP | ||||
10p ordinary | Purchase | 6,227 | 5.9880 GBP | ||||
10p ordinary | Purchase | 6,866 | 5.9687 GBP | ||||
10p ordinary | Purchase | 7,231 | 5.9856 GBP | ||||
10p ordinary | Purchase | 8,118 | 6.0006 GBP | ||||
10p ordinary | Purchase | 10,045 | 5.9931 GBP | ||||
10p ordinary | Purchase | 10,712 | 5.9634 GBP | ||||
10p ordinary | Purchase | 11,616 | 5.9604 GBP | ||||
10p ordinary | Purchase | 21,326 | 6.0000 GBP | ||||
10p ordinary | Purchase | 34,144 | 6.0021 GBP | ||||
10p ordinary | Purchase | 51,865 | 5.9939 GBP | ||||
10p ordinary | Purchase | 77,373 | 5.9642 GBP | ||||
10p ordinary | Purchase | 101,196 | 5.9792 GBP | ||||
10p ordinary | Purchase | 105,964 | 181.0666 CZK | ||||
10p ordinary | Purchase | 217,364 | 5.9908 GBP | ||||
10p ordinary | Sale | 472 | 5.9610 GBP | ||||
10p ordinary | Sale | 482 | 5.9830 GBP | ||||
10p ordinary | Sale | 486 | 5.9640 GBP | ||||
10p ordinary | Sale | 494 | 6.0290 GBP | ||||
10p ordinary | Sale | 498 | 6.0220 GBP | ||||
10p ordinary | Sale | 528 | 5.9760 GBP | ||||
10p ordinary | Sale | 550 | 5.9990 GBP | ||||
10p ordinary | Sale | 555 | 5.9680 GBP | ||||
10p ordinary | Sale | 642 | 6.0057 GBP | ||||
10p ordinary | Sale | 702 | 5.9940 GBP | ||||
10p ordinary | Sale | 705 | 5.9620 GBP | ||||
10p ordinary | Sale | 713 | 5.9847 GBP | ||||
10p ordinary | Sale | 887 | 6.0100 GBP | ||||
10p ordinary | Sale | 1,013 | 6.0060 GBP | ||||
10p ordinary | Sale | 1,127 | 6.0027 GBP | ||||
10p ordinary | Sale | 1,208 | 5.9666 GBP | ||||
10p ordinary | Sale | 1,220 | 5.9724 GBP | ||||
10p ordinary | Sale | 1,458 | 5.9862 GBP | ||||
10p ordinary | Sale | 1,496 | 5.9960 GBP | ||||
10p ordinary | Sale | 1,551 | 5.9560 GBP | ||||
10p ordinary | Sale | 1,715 | 5.9980 GBP | ||||
10p ordinary | Sale | 2,073 | 5.9660 GBP | ||||
10p ordinary | Sale | 2,142 | 6.0080 GBP | ||||
10p ordinary | Sale | 2,463 | 5.9663 GBP | ||||
10p ordinary | Sale | 2,634 | 5.9961 GBP | ||||
10p ordinary | Sale | 2,678 | 5.9831 GBP | ||||
10p ordinary | Sale | 2,897 | 6.0158 GBP | ||||
10p ordinary | Sale | 4,148 | 5.9956 GBP | ||||
10p ordinary | Sale | 5,346 | 6.0020 GBP | ||||
10p ordinary | Sale | 5,353 | 5.9625 GBP | ||||
10p ordinary | Sale | 5,516 | 5.9600 GBP | ||||
10p ordinary | Sale | 6,306 | 6.0200 GBP | ||||
10p ordinary | Sale | 9,358 | 5.9877 GBP | ||||
10p ordinary | Sale | 9,503 | 6.0000 GBP | ||||
10p ordinary | Sale | 11,509 | 5.9785 GBP | ||||
10p ordinary | Sale | 12,582 | 5.9869 GBP | ||||
10p ordinary | Sale | 13,062 | 6.0087 GBP | ||||
10p ordinary | Sale | 13,328 | 6.0029 GBP | ||||
10p ordinary | Sale | 16,003 | 6.0059 GBP | ||||
10p ordinary | Sale | 19,038 | 6.0185 GBP | ||||
10p ordinary | Sale | 20,715 | 6.0030 GBP | ||||
10p ordinary | Sale | 20,730 | 6.0070 GBP | ||||
10p ordinary | Sale | 21,799 | 5.9984 GBP | ||||
10p ordinary | Sale | 24,311 | 5.9879 GBP | ||||
10p ordinary | Sale | 27,065 | 5.9853 GBP | ||||
10p ordinary | Sale | 30,335 | 5.9880 GBP | ||||
10p ordinary | Sale | 32,257 | 6.0040 GBP | ||||
10p ordinary | Sale | 33,009 | 5.9928 GBP | ||||
10p ordinary | Sale | 36,957 | 5.9870 GBP | ||||
10p ordinary | Sale | 40,836 | 5.9648 GBP | ||||
10p ordinary | Sale | 41,979 | 5.9615 GBP | ||||
10p ordinary | Sale | 86,093 | 5.9911 GBP | ||||
10p ordinary | Sale | 87,488 | 5.9939 GBP | ||||
10p ordinary | Sale | 125,300 | 5.9653 GBP | ||||
10p ordinary | Sale | 125,300 | 5.9696 GBP | ||||
10p ordinary | Sale | 310,836 | 5.9867 GBP | ||||
NB: The below transactions which were previously disclosed have been cancelled | |||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities |
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10p ordinary | Sale | 125,300 | 5.9696 GBP | ||||
10p ordinary | Sale | 125,300 | 5.9653 GBP | ||||
(b) Cash-settled derivative transactions
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities |
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10p ordinary | SWAP | Long | 1,458 | 5.9862 GBP | |||
10p ordinary | CFD | Long | 2,586 | 6.0057 GBP | |||
10p ordinary | CFD | Long | 5,232 | 5.9759 GBP | |||
10p ordinary | SWAP | Long | 5,416 | 5.9698 GBP | |||
10p ordinary | CFD | Long | 9,222 | 6.0000 GBP | |||
10p ordinary | SWAP | Long | 54,660 | 5.9909 GBP | |||
10p ordinary | SWAP | Long | 74,491 | 5.9821 GBP | |||
10p ordinary | CFD | Long | 105,944 | 5.9774 GBP | |||
10p ordinary | SWAP | Long | 113,729 | 5.9892 GBP | |||
10p ordinary | CFD | Long | 169,000 | 180.7000 CZK | |||
10p ordinary | SWAP | Short | 531 | 6.0048 GBP | |||
10p ordinary | SWAP | Short | 907 | 5.9763 GBP | |||
10p ordinary | SWAP | Short | 1,041 | 5.9615 GBP | |||
10p ordinary | SWAP | Short | 1,500 | 5.9904 GBP | |||
10p ordinary | CFD | Short | 1,921 | 6.0000 GBP | |||
10p ordinary | SWAP | Short | 2,900 | 5.9896 GBP | |||
10p ordinary | SWAP | Short | 7,089 | 6.0000 GBP | |||
10p ordinary | SWAP | Short | 10,060 | 5.9969 GBP | |||
10p ordinary | CFD | Short | 14,823 | 6.0005 GBP | |||
10p ordinary | SWAP | Short | 19,336 | 5.9740 GBP | |||
10p ordinary | CFD | Short | 26,890 | 6.0031 GBP | |||
10p ordinary | CFD | Short | 105,964 | 181.1933 CZK | |||
10p ordinary | CFD | Short | 169,000 | 5.9745 GBP | |||
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
| Date of disclosure: | 1 Dec 2021 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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