Last checked at 5 Dec 2019 15:36
Ap19
FORM 8.3 - Amendment to Purchases
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 03 December 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities |
|
|
|
|
4,090,843 | 1.25% | 2,218,353 | 0.68% | ||
|
|
|
| ||
(2) | Derivatives (other than options): |
|
|
|
|
1,977,200 | 0.60% | 2,310,203 | 0.70% | ||
|
|
|
| ||
(3) | Options and agreements to |
|
|
|
|
| purchase/sell: | 680,300 | 0.21% | 500,900 | 0.15% | |
|
|
|
| ||
| TOTAL: |
|
|
|
| |
6,748,343 | 2.06% | 5,029,456 | 1.53% | ||
|
|
|
| ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
| ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 1 | 184.9000 USD |
| Purchase | 32 | 185.1365 USD |
| Purchase | 100 | 185.0600 USD |
| Purchase | 112 | 185.2842 USD |
| Purchase | 200 | 185.3500 USD |
| Purchase | 200 | 185.0800 USD |
| Purchase | 600 | 185.0917 USD |
| Purchase | 786 | 185.1949 USD |
| Purchase | 927 | 185.2682 USD |
| Purchase | 1,451 | 184.8212 USD |
| Purchase | 1,900 | 185.2134 USD |
| Purchase | 3,553 | 185.2333 USD |
| Purchase | 3,759 | 185.2433 USD |
| Purchase | 4,800 | 185.1665 USD |
| Purchase | 7,747 | 185.2128 USD |
| Purchase | 8,200 | 185.3055 USD |
| Purchase | 10,241 | 185.0203 USD |
| Purchase | 12,295 | 185.1663 USD |
| Purchase | 12,567 | 185.2058 USD |
| Purchase | 24,595 | 185.0900 USD |
| Purchase | 31,342 | 185.3149 USD |
| Purchase | 51,767 | 185.1300 USD |
| Purchase | 75,000 | 185.1500 USD |
| Sale | 100 | 184.9000 USD |
| Sale | 100 | 185.5300 USD |
| Sale | 199 | 185.3751 USD |
| Sale | 200 | 184.8200 USD |
| Sale | 247 | 185.1486 USD |
| Sale | 295 | 185.1232 USD |
| Sale | 362 | 185.0967 USD |
| Sale | 400 | 185.2550 USD |
| Sale | 429 | 185.0626 USD |
| Sale | 469 | 185.3755 USD |
| Sale | 500 | 185.1857 USD |
| Sale | 500 | 185.1320 USD |
| Sale | 504 | 185.0528 USD |
| Sale | 653 | 185.3192 USD |
| Sale | 758 | 185.2852 USD |
| Sale | 773 | 185.1300 USD |
| Sale | 911 | 185.2972 USD |
| Sale | 956 | 185.2442 USD |
| Sale | 1,094 | 185.2947 USD |
| Sale | 1,132 | 184.8246 USD |
| Sale | 1,516 | 185.1063 USD |
| Sale | 1,600 | 185.2559 USD |
| Sale | 1,608 | 185.3324 USD |
| Sale | 2,043 | 185.1122 USD |
| Sale | 2,051 | 184.9003 USD |
| Sale | 2,104 | 185.2975 USD |
| Sale | 2,158 | 185.1475 USD |
| Sale | 2,417 | 185.0415 USD |
| Sale | 2,684 | 185.1001 USD |
| Sale | 2,700 | 185.1200 USD |
| Sale | 2,800 | 185.2528 USD |
| Sale | 2,909 | 185.1229 USD |
| Sale | 2,986 | 184.8929 USD |
| Sale | 3,750 | 185.2898 USD |
| Sale | 4,365 | 185.3312 USD |
| Sale | 4,452 | 185.1330 USD |
| Sale | 5,402 | 185.1336 USD |
| Sale | 7,214 | 185.2362 USD |
| Sale | 8,200 | 185.3055 USD |
| Sale | 9,700 | 185.2517 USD |
| Sale | 10,803 | 185.1970 USD |
| Sale | 13,856 | 185.1655 USD |
| Sale | 14,204 | 185.1054 USD |
| Sale | 25,887 | 185.0900 USD |
| Sale | 26,348 | 185.1469 USD |
| Sale | 50,000 | 185.1500 USD |
| Sale | 53,378 | 185.2746 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per |
|
| unit | |
| SWAP | Short | 25,000 | 185.1800 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
purchasing, | of | price |
| date | money | |
selling, | securities |
|
|
| paid/ | |
varying etc | to which |
|
|
| received | |
| option |
|
|
|
| |
| relates |
|
|
|
| |
| Call Option | Selling | 200 | 180 USD | American | 20 Dec 2019 | 6.8000 USD |
| Call Option | Selling | 200 | 185 USD | American | 17 Jan 2020 | 4.5000 USD |
| Put Option | Selling | 200 | 120 USD | American | 17 Jan 2020 | 0.1300 USD |
| Put Option | Selling | 300 | 120 USD | American | 15 Jan 2021 | 1.8200 USD |
| Put Option | Selling | 300 | 125 USD | American | 17 Jan 2020 | 0.1700 USD |
| Put Option | Selling | 500 | 185 USD | American | 21 Feb 2020 | 6.0500 USD |
| Put Option | Selling | 600 | 185 USD | American | 20 Mar 2020 | 7.0500 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 5 Dec 2019 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
purchased | relevant securities | price |
| date | |
| to which the option |
|
|
| |
| or derivative |
|
|
| |
| relates |
|
|
| |
| Call Options | Purchased | 9,100 | 185.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 4,300 | 250.0000 | American | Jan 17, 2020 |
| Put Options | Written | 200 | 180.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,300 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Written | 900 | 90.0000 | American | Feb 21, 2020 |
| Put Options | Written | 500 | 185.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 200 | 190.0000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 120.0000 | American | Jan 17, 2020 |
| Put Options | Written | 4,800 | 155.0000 | American | Dec 20, 2019 |
| Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 2,500 | 175.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,600 | 175.0000 | American | Dec 20, 2019 |
| Put Options | Written | 1,100 | 100.0000 | American | Feb 21, 2020 |
| Put Options | Written | 700 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 135.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,800 | 190.0000 | American | Feb 21, 2020 |
| Put Options | Written | 2,200 | 180.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -3,000 | 165.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -50,000 | 160.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -300 | 165.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,500 | 155.0000 | American | Feb 21, 2020 |
| Call Options | Written | -2,100 | 125.0000 | American | Jan 15, 2021 |
| Call Options | Written | -5,500 | 160.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -500 | 170.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -700 | 155.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,100 | 185.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 26,600 | 170.0000 | American | Dec 20, 2019 |
| Put Options | Written | 500 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Written | 66,500 | 140.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 3,400 | 170.0000 | American | Jan 15, 2021 |
| Put Options | Written | 18,500 | 150.0000 | American | May 15, 2020 |
| Put Options | Written | 11,700 | 160.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,000 | 190.0000 | American | Dec 20, 2019 |
| Put Options | Written | 36,400 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 185.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -200 | 110.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -16,800 | 115.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,900 | 90.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -100 | 155.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,100 | 290.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -5,300 | 110.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -10,500 | 125.0000 | American | Jan 17, 2020 |
| Call Options | Written | -300 | 150.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,700 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,900 | 180.0000 | American | Feb 21, 2020 |
| Call Options | Written | -2,200 | 210.0000 | American | Dec 20, 2019 |
| Call Options | Written | -1,000 | 185.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,200 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,000 | 85.0000 | American | Dec 20, 2019 |
| Put Options | Written | 13,500 | 165.0000 | American | Jan 17, 2020 |
| Put Options | Written | 300 | 100.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 5,800 | 160.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 3,300 | 165.0000 | American | Jan 15, 2021 |
| Put Options | Written | 400 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Written | 400 | 65.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 5,100 | 170.0000 | American | Feb 21, 2020 |
| Put Options | Written | 200 | 185.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,000 | 180.0000 | American | Jan 17, 2020 |
| Put Options | Written | 400 | 140.0000 | American | Dec 20, 2019 |
| Put Options | Written | 2,100 | 185.0000 | American | Mar 20, 2020 |
| Put Options | Written | 600 | 185.0000 | American | May 15, 2020 |
| Put Options | Written | 100 | 145.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 140.0000 | American | Feb 21, 2020 |
| Call Options | Written | -2,800 | 175.0000 | American | Jan 17, 2020 |
| Call Options | Written | -4,500 | 220.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -66,500 | 160.0000 | American | Mar 20, 2020 |
| Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Written | 800 | 135.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 500 | 220.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 100 | 165.0000 | American | Feb 21, 2020 |
| Put Options | Written | 48,000 | 140.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 145.0000 | American | Dec 20, 2019 |
| Put Options | Written | 3,800 | 165.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 800 | 160.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 1,900 | 180.0000 | American | Jan 15, 2021 |
| Put Options | Written | 400 | 170.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 4,100 | 170.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,500 | 150.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,000 | 130.0000 | American | Feb 21, 2020 |
| Call Options | Written | -500 | 220.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,300 | 170.0000 | American | Jun 19, 2020 |
| Call Options | Written | -7,000 | 300.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -3,300 | 100.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Written | -29,800 | 150.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 190.0000 | American | May 15, 2020 |
| Put Options | Purchased | -22,500 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Written | 14,800 | 160.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
| Put Options | Written | 7,000 | 120.0000 | American | Jun 19, 2020 |
| Put Options | Written | 2,500 | 120.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,400 | 180.0000 | American | Jan 21, 2022 |
| Put Options | Written | 30,100 | 140.0000 | American | Jan 17, 2020 |
| Put Options | Written | 14,300 | 160.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 200 | 180.0000 | American | Jun 19, 2020 |
| Put Options | Written | 50,000 | 140.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 400 | 200.0000 | American | Jan 15, 2021 |
| Put Options | Written | 300 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 4,900 | 190.0000 | American | Jan 17, 2020 |
| Put Options | Written | 7,000 | 160.0000 | American | Jan 17, 2020 |
| Put Options | Written | 3,100 | 115.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 6,700 | 190.0000 | American | Jan 15, 2021 |
| Put Options | Written | 4,700 | 80.0000 | American | Jan 17, 2020 |
| Put Options | Written | 2,000 | 115.0000 | American | Feb 21, 2020 |
| Call Options | Written | -600 | 205.0000 | American | Jan 17, 2020 |
| Call Options | Written | -4,100 | 155.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,500 | 270.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 165.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,200 | 195.0000 | American | Dec 20, 2019 |
| Call Options | Written | -100 | 240.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 140.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,700 | 225.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -12,400 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 185.0000 | American | Dec 6, 2019 |
| Call Options | Purchased | 100 | 180.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 4,300 | 165.0000 | American | Jan 17, 2020 |
| Put Options | Written | 13,700 | 75.0000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
| Put Options | Written | 1,800 | 180.0000 | American | Jan 17, 2020 |
| Put Options | Written | 500 | 180.0000 | American | May 15, 2020 |
| Put Options | Written | 500 | 185.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 4,000 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Written | 33,600 | 150.0000 | American | Dec 20, 2019 |
| Put Options | Written | 3,300 | 165.0000 | American | Mar 20, 2020 |
| Call Options | Written | -2,400 | 165.0000 | American | Mar 20, 2020 |
| Call Options | Written | -22,800 | 210.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -400 | 115.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,700 | 185.0000 | American | Jan 15, 2021 |
| Call Options | Written | -900 | 175.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 85.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,900 | 175.0000 | American | Jan 17, 2020 |
| Call Options | Written | -6,600 | 200.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 185.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -200 | 172.5000 | American | Dec 13, 2019 |
| Call Options | Written | -2,800 | 230.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 150.0000 | American | Jun 19, 2020 |
| Call Options | Written | -18,900 | 185.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,300 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Written | 7,100 | 145.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 100 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 185.0000 | American | Jan 10, 2020 |
| Put Options | Written | 600 | 135.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 3,800 | 175.0000 | American | Feb 21, 2020 |
| Put Options | Written | 8,400 | 170.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 300 | 180.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -106,300 | 130.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -3,600 | 80.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 215.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -200 | 130.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,000 | 200.0000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 185.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -19,300 | 95.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 11,200 | 195.0000 | American | Jan 15, 2021 |
| Put Options | Written | 43,400 | 170.0000 | American | Jan 17, 2020 |
| Put Options | Written | 31,900 | 150.0000 | American | Feb 21, 2020 |
| Put Options | Written | 3,500 | 200.0000 | American | Dec 20, 2019 |
| Put Options | Written | 1,200 | 95.0000 | American | Dec 20, 2019 |
| Put Options | Written | 9,300 | 160.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 4,600 | 145.0000 | American | Jan 17, 2020 |
| Put Options | Written | 25,000 | 150.0000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 150.0000 | American | Mar 20, 2020 |
| Put Options | Written | 5,600 | 145.0000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 172.5000 | American | Dec 6, 2019 |
| Call Options | Written | -4,500 | 260.0000 | American | Jan 17, 2020 |
| Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,500 | 140.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -9,600 | 140.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -4,500 | 130.0000 | American | Feb 21, 2020 |
| Call Options | Written | -1,300 | 130.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 110.0000 | American | Jan 17, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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