7 Dec 2018 12:26
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. | |||
(b) | Owner or controller of interest and short | ||||
positions disclosed, if different from 1(a): | |||||
(c) | Name of offeror/offeree in relation to whose | BARRICK GOLD CORPORATION | |||
relevant securities this form relates: | |||||
(d) | Status of person making the disclosure: | CONNECTED TO THE OFFEREE | |||
(e) | Date position held/dealing undertaken: | 06 December 2018 | |||
(f) | In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? | NO | |||
|
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
Class of relevant security: | Ordinary NPV | |||||||||||||||||||
Interests | Short Positions | |||||||||||||||||||
Number | (%) | Number | (%) | |||||||||||||||||
(1) | Relevant securities owned | |||||||||||||||||||
and/or controlled: | 1,058,655 | 0.09% | 0 | 0.00% | ||||||||||||||||
(2) | Cash-settled derivatives: | |||||||||||||||||||
0 | 0.00% | 0 | 0.00% | |||||||||||||||||
(3) | Stock-settled derivatives (including options) | |||||||||||||||||||
and agreements to purchase/sell: | 583,800 | 0.05% | 2,462,600 | 0.21% | ||||||||||||||||
TOTAL: | 1,642,455 | 0.14% | 2,462,600 | 0.21% | ||||||||||||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | ||
Details, including nature of the rights concerned and relevant percentages: | ||
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
security | securities | ||||||||||||||
Ordinary NPV | Purchase | 100 | 13.3500 USD | ||||||||||||
Ordinary NPV | Purchase | 200 | 13.4100 USD | ||||||||||||
Ordinary NPV | Purchase | 400 | 13.3825 USD | ||||||||||||
Ordinary NPV | Purchase | 400 | 13.3950 USD | ||||||||||||
Ordinary NPV | Purchase | 800 | 13.3887 USD | ||||||||||||
Ordinary NPV | Purchase | 1,000 | 13.3380 USD | ||||||||||||
Ordinary NPV | Purchase | 1,300 | 13.3850 USD | ||||||||||||
Ordinary NPV | Purchase | 1,800 | 13.2933 USD | ||||||||||||
Ordinary NPV | Purchase | 2,174 | 13.3800 USD | ||||||||||||
Ordinary NPV | Purchase | 2,500 | 13.2768 USD | ||||||||||||
Ordinary NPV | Purchase | 2,800 | 17.7539 CAD | ||||||||||||
Ordinary NPV | Purchase | 3,400 | 13.3517 USD | ||||||||||||
Ordinary NPV | Purchase | 3,700 | 17.8738 CAD | ||||||||||||
Ordinary NPV | Purchase | 4,600 | 13.3657 USD | ||||||||||||
Ordinary NPV | Purchase | 6,000 | 18.0488 CAD | ||||||||||||
Ordinary NPV | Purchase | 7,100 | 13.3776 USD | ||||||||||||
Ordinary NPV | Purchase | 8,087 | 13.3809 USD | ||||||||||||
Ordinary NPV | Purchase | 8,268 | 13.3762 USD | ||||||||||||
Ordinary NPV | Purchase | 11,600 | 13.3440 USD | ||||||||||||
Ordinary NPV | Purchase | 11,879 | 13.3749 USD | ||||||||||||
Ordinary NPV | Purchase | 13,200 | 13.3814 USD | ||||||||||||
Ordinary NPV | Purchase | 14,369 | 13.3700 USD | ||||||||||||
Ordinary NPV | Purchase | 16,500 | 13.3152 USD | ||||||||||||
Ordinary NPV | Purchase | 17,569 | 13.3227 USD | ||||||||||||
Ordinary NPV | Purchase | 17,697 | 13.3805 USD | ||||||||||||
Ordinary NPV | Purchase | 18,530 | 13.3434 USD | ||||||||||||
Ordinary NPV | Purchase | 20,000 | 13.1605 USD | ||||||||||||
Ordinary NPV | Purchase | 20,000 | 13.2038 USD | ||||||||||||
Ordinary NPV | Purchase | 20,607 | 13.3473 USD | ||||||||||||
Ordinary NPV | Purchase | 20,737 | 13.3536 USD | ||||||||||||
Ordinary NPV | Purchase | 22,587 | 13.3329 USD | ||||||||||||
Ordinary NPV | Purchase | 28,638 | 13.3408 USD | ||||||||||||
Ordinary NPV | Purchase | 40,400 | 13.3525 USD | ||||||||||||
Ordinary NPV | Purchase | 48,335 | 13.3689 USD | ||||||||||||
Ordinary NPV | Purchase | 60,746 | 13.3453 USD | ||||||||||||
Ordinary NPV | Purchase | 62,718 | 13.2791 USD | ||||||||||||
Ordinary NPV | Purchase | 64,339 | 13.3304 USD | ||||||||||||
Ordinary NPV | Purchase | 92,000 | 13.3320 USD | ||||||||||||
Ordinary NPV | Purchase | 119,000 | 13.3309 USD | ||||||||||||
Ordinary NPV | Purchase | 6,000 | 18.0488 CAD | ||||||||||||
Ordinary NPV | Purchase | 383 | 17.79 CAD | ||||||||||||
Ordinary NPV | Purchase | 500 | 17.804 CAD | ||||||||||||
Ordinary NPV | Sale | 10,384 | 17.8713 CAD | ||||||||||||
Ordinary NPV | Sale | 6,000 | 18.0488 CAD | ||||||||||||
Ordinary NPV | Sale | 6,000 | 18.0488 CAD | ||||||||||||
Ordinary NPV | Sale | 2,800 | 17.7539 CAD | ||||||||||||
Ordinary NPV | Sale | 100 | 13.1900 USD | ||||||||||||
Ordinary NPV | Sale | 100 | 17.8806 CAD | ||||||||||||
Ordinary NPV | Sale | 200 | 13.2600 USD | ||||||||||||
Ordinary NPV | Sale | 200 | 13.3800 USD | ||||||||||||
Ordinary NPV | Sale | 400 | 13.3550 USD | ||||||||||||
Ordinary NPV | Sale | 400 | 13.3600 USD | ||||||||||||
Ordinary NPV | Sale | 400 | 13.2000 USD | ||||||||||||
Ordinary NPV | Sale | 500 | 17.8040 CAD | ||||||||||||
Ordinary NPV | Sale | 600 | 13.1566 USD | ||||||||||||
Ordinary NPV | Sale | 600 | 13.2783 USD | ||||||||||||
Ordinary NPV | Sale | 800 | 13.3812 USD | ||||||||||||
Ordinary NPV | Sale | 800 | 13.4600 USD | ||||||||||||
Ordinary NPV | Sale | 1,007 | 13.3680 USD | ||||||||||||
Ordinary NPV | Sale | 1,100 | 13.1981 USD | ||||||||||||
Ordinary NPV | Sale | 1,200 | 13.1700 USD | ||||||||||||
Ordinary NPV | Sale | 1,200 | 13.3708 USD | ||||||||||||
Ordinary NPV | Sale | 1,400 | 13.1950 USD | ||||||||||||
Ordinary NPV | Sale | 1,500 | 13.3340 USD | ||||||||||||
Ordinary NPV | Sale | 1,800 | 13.2800 USD | ||||||||||||
Ordinary NPV | Sale | 1,800 | 13.2061 USD | ||||||||||||
Ordinary NPV | Sale | 1,800 | 13.3622 USD | ||||||||||||
Ordinary NPV | Sale | 2,200 | 13.2822 USD | ||||||||||||
Ordinary NPV | Sale | 2,200 | 13.3272 USD | ||||||||||||
Ordinary NPV | Sale | 3,200 | 13.1606 USD | ||||||||||||
Ordinary NPV | Sale | 4,802 | 13.3661 USD | ||||||||||||
Ordinary NPV | Sale | 5,300 | 13.3071 USD | ||||||||||||
Ordinary NPV | Sale | 5,300 | 13.3592 USD | ||||||||||||
Ordinary NPV | Sale | 5,600 | 13.1600 USD | ||||||||||||
Ordinary NPV | Sale | 5,800 | 13.2743 USD | ||||||||||||
Ordinary NPV | Sale | 5,900 | 13.3264 USD | ||||||||||||
Ordinary NPV | Sale | 6,200 | 13.2041 USD | ||||||||||||
Ordinary NPV | Sale | 6,600 | 13.3412 USD | ||||||||||||
Ordinary NPV | Sale | 7,700 | 13.3481 USD | ||||||||||||
Ordinary NPV | Sale | 8,835 | 13.2400 USD | ||||||||||||
Ordinary NPV | Sale | 9,000 | 13.2054 USD | ||||||||||||
Ordinary NPV | Sale | 9,367 | 13.2950 USD | ||||||||||||
Ordinary NPV | Sale | 11,095 | 13.1919 USD | ||||||||||||
Ordinary NPV | Sale | 11,600 | 13.3440 USD | ||||||||||||
Ordinary NPV | Sale | 12,200 | 13.3500 USD | ||||||||||||
Ordinary NPV | Sale | 12,900 | 13.3424 USD | ||||||||||||
Ordinary NPV | Sale | 13,605 | 13.3700 USD | ||||||||||||
Ordinary NPV | Sale | 15,900 | 13.3332 USD | ||||||||||||
Ordinary NPV | Sale | 16,500 | 13.3152 USD | ||||||||||||
Ordinary NPV | Sale | 23,800 | 13.3059 USD | ||||||||||||
Ordinary NPV | Sale | 38,404 | 13.3597 USD | ||||||||||||
Ordinary NPV | Sale | 48,700 | 13.3377 USD | ||||||||||||
Ordinary NPV | Sale | 58,100 | 13.3382 USD | ||||||||||||
Ordinary NPV | Sale | 61,200 | 13.3258 USD | ||||||||||||
Ordinary NPV | Sale | 73,000 | 13.3476 USD | ||||||||||||
Ordinary NPV | Sale | 103,137 | 13.3474 USD | ||||||||||||
Ordinary NPV | Sale | 107,051 | 13.3742 USD | ||||||||||||
Ordinary NPV | Sale | 144,375 | 13.3136 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received | |||||||||||||
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing along/short position,increasing/reducing along/short position | Number of reference securities | Price per unit | |||||||||||||
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||||||||||||||||||
of | description | purchasing, | of | price | date | money | |||||||||||||||||||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||||||||||||||||||
security | varying etc | to which | received | ||||||||||||||||||||||||||||
option | per unit | ||||||||||||||||||||||||||||||
relates | |||||||||||||||||||||||||||||||
Ordinary NPV | Call Options | Purchasing | 2,200 | 13 USD | American | 7 Dec 2018 | 0.3900 USD | ||||||||||||||||||||||||
Ordinary NPV | Call Options | Purchasing | 300 | 15 USD | American | 17 Jan 2020 | 1.3500 USD | ||||||||||||||||||||||||
Ordinary NPV | Call Options | Purchasing | 100 | 15 USD | American | 15 Jan 2021 | 2.1400 USD | ||||||||||||||||||||||||
Ordinary NPV | Call Options | Purchasing | 2,300 | 16 USD | American | 18 Jan 2019 | 0.0800 USD | ||||||||||||||||||||||||
Ordinary NPV | Call Options | Selling | 500 | 10 USD | American | 18 Apr 2019 | 3.4700 USD | ||||||||||||||||||||||||
Ordinary NPV | Call Options | Selling | 300 | 13 USD | American | 19 Jul 2019 | 1.6200 USD | ||||||||||||||||||||||||
Ordinary NPV | Call Options | Selling | 1,800 | 15 USD | American | 21 Dec 2018 | 0.1000 USD | ||||||||||||||||||||||||
Ordinary NPV | Put Options | Purchasing | 100 | 12 USD | American | 21 Dec 2018 | 0.0400 USD | ||||||||||||||||||||||||
Ordinary NPV | Put Options | Purchasing | 100 | 13 USD | American | 18 Jan 2019 | 0.4000 USD | ||||||||||||||||||||||||
Ordinary NPV | Put Options | Selling | 100 | 13 USD | American | 21 Dec 2018 | 0.2600 USD | ||||||||||||||||||||||||
Ordinary NPV | Put Options | Selling | 100 | 17 USD | American | 18 Apr 2019 | 3.8900 USD | ||||||||||||||||||||||||
(ii) Exercise
Class of relevant security | Product descriptione.g. call option
| Exercising/ exercised against | Number of securities | Exercise price per unit | |||||||||||||
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealinge.g. subscription, conversion
| Details | Price per unit (if applicable) | ||||||||||
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None |
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) | YES | ||||||
Supplemental Form 8 (SBL) | NO | ||||||
Date of disclosure: | 7 Dec 2018 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings | Barclays PLC. | ||
are being disclosed: | |||
Name of offeror/offeree in relation to whose | BARRICK GOLD CORPORATION | ||
relevant securities this from relates: | |||
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||||||||||||||||
of | description | purchasing, | of | price | date | ||||||||||||||||||||||
relevant | selling, | securities | per unit | ||||||||||||||||||||||||
security | varying etc | to which | |||||||||||||||||||||||||
option | |||||||||||||||||||||||||||
relates | |||||||||||||||||||||||||||
Ordinary NPV | Call Options | Purchased | 100 | 10.0000 | American | 15 Feb 2019 | |||||||||||||||||||||
Ordinary NPV | Call Options | Purchased | 100 | 13.0000 | American | 18 Apr 2019 | |||||||||||||||||||||
Ordinary NPV | Call Options | Purchased | 100 | 11.0000 | American | 21 Dec 2018 | |||||||||||||||||||||
Ordinary NPV | Call Options | Purchased | 200 | 20.0000 | American | 15 Jan 2021 | |||||||||||||||||||||
Ordinary NPV | Call Options | Purchased | 200 | 16.0000 | American | 21 Dec 2018 | |||||||||||||||||||||
Ordinary NPV | Call Options | Purchased | 200 | 13.0000 | American | 21 Dec 2018 | |||||||||||||||||||||
Ordinary NPV | Call Options | Purchased | 500 | 15.0000 | American | 15 Jan 2021 | |||||||||||||||||||||
Ordinary NPV | Call Options | Purchased | 500 | 14.0000 | American | 19 Jul 2019 | |||||||||||||||||||||
Ordinary NPV | Call Options | Purchased | 1,000 | 14.0000 | American | 14 Dec 2018 | |||||||||||||||||||||
Ordinary NPV | Call Options | Purchased | 1,200 | 13.0000 | American | 7 Dec 2018 | |||||||||||||||||||||
Ordinary NPV | Call Options | Purchased | 1,700 | 25.0000 | American | 18 Jan 2019 | |||||||||||||||||||||
Ordinary NPV | Call Options | Purchased | 1,900 | 8.0000 | American | 17 Jan 2020 | |||||||||||||||||||||
Ordinary NPV | Call Options | Purchased | 1,900 | 11.0000 | American | 18 Apr 2019 | |||||||||||||||||||||
Ordinary NPV | Call Options | Purchased | 3,700 | 18.0000 | American | 18 Apr 2019 | |||||||||||||||||||||
Ordinary NPV | Call Options | Purchased | 5,000 | 15.0000 | American | 14 Dec 2018 | |||||||||||||||||||||
Ordinary NPV | Call Options | Purchased | 7,600 | 14.0000 | American | 18 Apr 2019 | |||||||||||||||||||||
Ordinary NPV | Call Options | Purchased | 11,000 | 13.0000 | American | 14 Dec 2018 | |||||||||||||||||||||
Ordinary NPV | Call Options | Purchased | 11,500 | 35.0000 | American | 17 Jan 2020 | |||||||||||||||||||||
Ordinary NPV | Call Options | Purchased | 15,300 | 16.0000 | American | 18 Apr 2019 | |||||||||||||||||||||
Ordinary NPV | Call Options | Purchased | 19,200 | 17.0000 | American | 18 Apr 2019 | |||||||||||||||||||||
Ordinary NPV | Call Options | Purchased | 32,100 | 10.0000 | American | 18 Jan 2019 | |||||||||||||||||||||
Ordinary NPV | Call Options | Purchased | 37,800 | 10.0000 | American | 17 Jan 2020 | |||||||||||||||||||||
Ordinary NPV | Call Options | Purchased | 45,000 | 20.0000 | American | 18 Jan 2019 | |||||||||||||||||||||
Ordinary NPV | Call Options | Purchased | 177,100 | 22.0000 | American | 18 Jan 2019 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -283,100 | 15.0000 | American | 17 Jan 2020 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -256,200 | 20.0000 | American | 18 Jan 2019 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -162,500 | 17.0000 | American | 17 Jan 2020 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -112,400 | 16.0000 | American | 18 Jan 2019 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -95,700 | 13.0000 | American | 18 Jan 2019 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -94,000 | 15.0000 | American | 18 Jan 2019 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -80,800 | 30.0000 | American | 18 Jan 2019 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -65,400 | 17.0000 | American | 18 Jan 2019 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -60,700 | 22.0000 | American | 18 Jan 2019 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -54,500 | 12.0000 | American | 18 Jan 2019 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -46,500 | 11.0000 | American | 18 Jan 2019 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -44,100 | 35.0000 | American | 18 Jan 2019 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -34,200 | 25.0000 | American | 17 Jan 2020 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -22,600 | 13.0000 | American | 17 Jan 2020 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -20,800 | 25.0000 | American | 18 Jan 2019 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -19,300 | 15.0000 | American | 21 Dec 2018 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -19,200 | 14.0000 | American | 21 Dec 2018 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -16,700 | 20.0000 | American | 17 Jan 2020 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -15,600 | 37.0000 | American | 18 Jan 2019 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -14,300 | 15.0000 | American | 18 Apr 2019 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -13,300 | 27.0000 | American | 18 Jan 2019 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -12,600 | 10.0000 | American | 18 Apr 2019 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -11,400 | 25.0000 | American | 18 Apr 2019 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -11,200 | 18.0000 | American | 18 Jan 2019 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -10,200 | 14.0000 | American | 18 Jan 2019 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -9,400 | 19.0000 | American | 18 Apr 2019 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -8,200 | 26.0000 | American | 19 Jul 2019 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -7,800 | 22.0000 | American | 18 Apr 2019 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -6,000 | 14.0000 | American | 14 Dec 2018 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -5,900 | 27.0000 | American | 17 Jan 2020 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -5,300 | 12.0000 | American | 18 Apr 2019 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -5,300 | 19.0000 | American | 18 Jan 2019 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -5,200 | 19.0000 | American | 19 Jul 2019 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -4,800 | 21.0000 | American | 18 Jan 2019 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -4,700 | 13.0000 | American | 7 Dec 2018 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -4,700 | 24.0000 | American | 18 Jan 2019 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -3,800 | 21.0000 | American | 18 Apr 2019 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -3,500 | 22.0000 | American | 17 Jan 2020 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -3,100 | 13.0000 | American | 21 Dec 2018 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -2,100 | 20.0000 | American | 18 Apr 2019 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -1,800 | 17.0000 | American | 21 Dec 2018 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -1,300 | 8.0000 | American | 18 Jan 2019 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -1,200 | 12.0000 | American | 21 Dec 2018 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -1,000 | 10.0000 | American | 15 Jan 2021 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -700 | 15.0000 | American | 7 Dec 2018 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -700 | 14.0000 | American | 7 Dec 2018 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -700 | 26.0000 | American | 18 Jan 2019 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -300 | 10.0000 | American | 14 Dec 2018 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -300 | 13.0000 | American | 19 Jul 2019 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -100 | 17.0000 | American | 19 Jul 2019 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -100 | 9.0000 | American | 18 Apr 2019 | |||||||||||||||||||||
Ordinary NPV | Call Options | Written | -100 | 12.0000 | American | 15 Jan 2021 | |||||||||||||||||||||
Ordinary NPV | Put Options | Purchased | -300,000 | 15.0000 | American | 18 Jan 2019 | |||||||||||||||||||||
Ordinary NPV | Put Options | Purchased | -155,100 | 9.0000 | American | 18 Apr 2019 | |||||||||||||||||||||
Ordinary NPV | Put Options | Purchased | -137,700 | 10.0000 | American | 17 Jan 2020 | |||||||||||||||||||||
Ordinary NPV | Put Options | Purchased | -72,700 | 10.0000 | American | 18 Jan 2019 | |||||||||||||||||||||
Ordinary NPV | Put Options | Purchased | -53,400 | 9.0000 | American | 18 Jan 2019 | |||||||||||||||||||||
Ordinary NPV | Put Options | Purchased | -32,500 | 13.0000 | American | 18 Jan 2019 | |||||||||||||||||||||
Ordinary NPV | Put Options | Purchased | -13,600 | 8.0000 | American | 18 Jan 2019 | |||||||||||||||||||||
Ordinary NPV | Put Options | Purchased | -9,200 | 11.0000 | American | 18 Apr 2019 | |||||||||||||||||||||
Ordinary NPV | Put Options | Purchased | -5,800 | 13.0000 | American | 21 Dec 2018 | |||||||||||||||||||||
Ordinary NPV | Put Options | Purchased | -4,800 | 13.0000 | American | 17 Jan 2020 | |||||||||||||||||||||
Ordinary NPV | Put Options | Purchased | -2,800 | 20.0000 | American | 17 Jan 2020 | |||||||||||||||||||||
Ordinary NPV | Put Options | Purchased | -2,800 | 13.0000 | American | 7 Dec 2018 | |||||||||||||||||||||
Ordinary NPV | Put Options | Purchased | -2,600 | 13.0000 | American | 14 Dec 2018 | |||||||||||||||||||||
Ordinary NPV | Put Options | Purchased | -1,900 | 8.0000 | American | 17 Jan 2020 | |||||||||||||||||||||
Ordinary NPV | Put Options | Purchased | -700 | 14.0000 | American | 14 Dec 2018 | |||||||||||||||||||||
Ordinary NPV | Put Options | Purchased | -700 | 12.0000 | American | 15 Feb 2019 | |||||||||||||||||||||
Ordinary NPV | Put Options | Purchased | -500 | 11.0000 | American | 7 Dec 2018 | |||||||||||||||||||||
Ordinary NPV | Put Options | Purchased | -300 | 8.0000 | American | 15 Jan 2021 | |||||||||||||||||||||
Ordinary NPV | Put Options | Purchased | -100 | 14.0000 | American | 21 Dec 2018 | |||||||||||||||||||||
Ordinary NPV | Put Options | Written | 100 | 12.0000 | American | 15 Jan 2021 | |||||||||||||||||||||
Ordinary NPV | Put Options | Written | 100 | 12.0000 | American | 7 Dec 2018 | |||||||||||||||||||||
Ordinary NPV | Put Options | Written | 100 | 17.0000 | American | 18 Apr 2019 | |||||||||||||||||||||
Ordinary NPV | Put Options | Written | 200 | 19.0000 | American | 18 Jan 2019 | |||||||||||||||||||||
Ordinary NPV | Put Options | Written | 300 | 14.0000 | American | 28 Dec 2018 | |||||||||||||||||||||
Ordinary NPV | Put Options | Written | 400 | 22.0000 | American | 17 Jan 2020 | |||||||||||||||||||||
Ordinary NPV | Put Options | Written | 400 | 17.0000 | American | 18 Jan 2019 | |||||||||||||||||||||
Ordinary NPV | Put Options | Written | 600 | 8.0000 | American | 18 Apr 2019 | |||||||||||||||||||||
Ordinary NPV | Put Options | Written | 600 | 7.0000 | American | 18 Apr 2019 | |||||||||||||||||||||
Ordinary NPV | Put Options | Written | 600 | 5.0000 | American | 17 Jan 2020 | |||||||||||||||||||||
Ordinary NPV | Put Options | Written | 700 | 16.0000 | American | 18 Jan 2019 | |||||||||||||||||||||
Ordinary NPV | Put Options | Written | 700 | 14.0000 | American | 21 Dec 2018 | |||||||||||||||||||||
Ordinary NPV | Put Options | Written | 800 | 14.0000 | American | 18 Apr 2019 | |||||||||||||||||||||
Ordinary NPV | Put Options | Written | 800 | 13.0000 | American | 18 Apr 2019 | |||||||||||||||||||||
Ordinary NPV | Put Options | Written | 1,000 | 15.0000 | American | 21 Dec 2018 | |||||||||||||||||||||
Ordinary NPV | Put Options | Written | 1,000 | 10.0000 | American | 21 Dec 2018 | |||||||||||||||||||||
Ordinary NPV | Put Options | Written | 1,100 | 20.0000 | American | 15 Jan 2021 | |||||||||||||||||||||
Ordinary NPV | Put Options | Written | 1,300 | 13.0000 | American | 28 Dec 2018 | |||||||||||||||||||||
Ordinary NPV | Put Options | Written | 1,300 | 15.0000 | American | 28 Dec 2018 | |||||||||||||||||||||
Ordinary NPV | Put Options | Written | 1,400 | 14.0000 | American | 18 Jan 2019 | |||||||||||||||||||||
Ordinary NPV | Put Options | Written | 2,000 | 14.0000 | American | 7 Dec 2018 | |||||||||||||||||||||
Ordinary NPV | Put Options | Written | 2,600 | 20.0000 | American | 18 Jan 2019 | |||||||||||||||||||||
Ordinary NPV | Put Options | Written | 3,600 | 11.0000 | American | 18 Jan 2019 | |||||||||||||||||||||
Ordinary NPV | Put Options | Written | 4,300 | 12.0000 | American | 21 Dec 2018 | |||||||||||||||||||||
Ordinary NPV | Put Options | Written | 4,900 | 10.0000 | American | 18 Apr 2019 | |||||||||||||||||||||
Ordinary NPV | Put Options | Written | 5,000 | 15.0000 | American | 15 Jan 2021 | |||||||||||||||||||||
Ordinary NPV | Put Options | Written | 6,800 | 12.0000 | American | 18 Apr 2019 | |||||||||||||||||||||
Ordinary NPV | Put Options | Written | 19,200 | 15.0000 | American | 18 Jan 2019 | |||||||||||||||||||||
Ordinary NPV | Put Options | Written | 22,600 | 17.0000 | American | 17 Jan 2020 | |||||||||||||||||||||
Ordinary NPV | Put Options | Written | 37,400 | 15.0000 | American | 17 Jan 2020 | |||||||||||||||||||||
Ordinary NPV | Put Options | Written | 87,000 | 12.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20181207005173/en/
Copyright Business Wire 2018