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Pin to quick picksBarclays Regulatory News (BARC)

Share Price Information for Barclays (BARC)

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Share Price: 204.35
Bid: 204.75
Ask: 204.85
Change: 0.35 (0.17%)
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Open: 202.00
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Form 8 (DD) - BARRICK

7 Dec 2018 12:26

FORM 8 (DD)

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose BARRICK GOLD CORPORATION
relevant securities this form relates:
(d) Status of person making the disclosure: CONNECTED TO THE OFFEREE
(e) Date position held/dealing undertaken: 06 December 2018
(f)

In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

NO

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

Class of relevant security: Ordinary NPV
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,058,655 0.09% 0 0.00%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 583,800 0.05% 2,462,600 0.21%
TOTAL: 1,642,455 0.14% 2,462,600 0.21%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)

Class of relevant Purchase/sale Number of Price per unit
security securities
Ordinary NPV Purchase 100 13.3500 USD
Ordinary NPV Purchase 200 13.4100 USD
Ordinary NPV Purchase 400 13.3825 USD
Ordinary NPV Purchase 400 13.3950 USD
Ordinary NPV Purchase 800 13.3887 USD
Ordinary NPV Purchase 1,000 13.3380 USD
Ordinary NPV Purchase 1,300 13.3850 USD
Ordinary NPV Purchase 1,800 13.2933 USD
Ordinary NPV Purchase 2,174 13.3800 USD
Ordinary NPV Purchase 2,500 13.2768 USD
Ordinary NPV Purchase 2,800 17.7539 CAD
Ordinary NPV Purchase 3,400 13.3517 USD
Ordinary NPV Purchase 3,700 17.8738 CAD
Ordinary NPV Purchase 4,600 13.3657 USD
Ordinary NPV Purchase 6,000 18.0488 CAD
Ordinary NPV Purchase 7,100 13.3776 USD
Ordinary NPV Purchase 8,087 13.3809 USD
Ordinary NPV Purchase 8,268 13.3762 USD
Ordinary NPV Purchase 11,600 13.3440 USD
Ordinary NPV Purchase 11,879 13.3749 USD
Ordinary NPV Purchase 13,200 13.3814 USD
Ordinary NPV Purchase 14,369 13.3700 USD
Ordinary NPV Purchase 16,500 13.3152 USD
Ordinary NPV Purchase 17,569 13.3227 USD
Ordinary NPV Purchase 17,697 13.3805 USD
Ordinary NPV Purchase 18,530 13.3434 USD
Ordinary NPV Purchase 20,000 13.1605 USD
Ordinary NPV Purchase 20,000 13.2038 USD
Ordinary NPV Purchase 20,607 13.3473 USD
Ordinary NPV Purchase 20,737 13.3536 USD
Ordinary NPV Purchase 22,587 13.3329 USD
Ordinary NPV Purchase 28,638 13.3408 USD
Ordinary NPV Purchase 40,400 13.3525 USD
Ordinary NPV Purchase 48,335 13.3689 USD
Ordinary NPV Purchase 60,746 13.3453 USD
Ordinary NPV Purchase 62,718 13.2791 USD
Ordinary NPV Purchase 64,339 13.3304 USD
Ordinary NPV Purchase 92,000 13.3320 USD
Ordinary NPV Purchase 119,000 13.3309 USD
Ordinary NPV Purchase 6,000 18.0488 CAD
Ordinary NPV Purchase 383 17.79 CAD
Ordinary NPV Purchase 500 17.804 CAD
Ordinary NPV Sale 10,384 17.8713 CAD
Ordinary NPV Sale 6,000 18.0488 CAD
Ordinary NPV Sale 6,000 18.0488 CAD
Ordinary NPV Sale 2,800 17.7539 CAD
Ordinary NPV Sale 100 13.1900 USD
Ordinary NPV Sale 100 17.8806 CAD
Ordinary NPV Sale 200 13.2600 USD
Ordinary NPV Sale 200 13.3800 USD
Ordinary NPV Sale 400 13.3550 USD
Ordinary NPV Sale 400 13.3600 USD
Ordinary NPV Sale 400 13.2000 USD
Ordinary NPV Sale 500 17.8040 CAD
Ordinary NPV Sale 600 13.1566 USD
Ordinary NPV Sale 600 13.2783 USD
Ordinary NPV Sale 800 13.3812 USD
Ordinary NPV Sale 800 13.4600 USD
Ordinary NPV Sale 1,007 13.3680 USD
Ordinary NPV Sale 1,100 13.1981 USD
Ordinary NPV Sale 1,200 13.1700 USD
Ordinary NPV Sale 1,200 13.3708 USD
Ordinary NPV Sale 1,400 13.1950 USD
Ordinary NPV Sale 1,500 13.3340 USD
Ordinary NPV Sale 1,800 13.2800 USD
Ordinary NPV Sale 1,800 13.2061 USD
Ordinary NPV Sale 1,800 13.3622 USD
Ordinary NPV Sale 2,200 13.2822 USD
Ordinary NPV Sale 2,200 13.3272 USD
Ordinary NPV Sale 3,200 13.1606 USD
Ordinary NPV Sale 4,802 13.3661 USD
Ordinary NPV Sale 5,300 13.3071 USD
Ordinary NPV Sale 5,300 13.3592 USD
Ordinary NPV Sale 5,600 13.1600 USD
Ordinary NPV Sale 5,800 13.2743 USD
Ordinary NPV Sale 5,900 13.3264 USD
Ordinary NPV Sale 6,200 13.2041 USD
Ordinary NPV Sale 6,600 13.3412 USD
Ordinary NPV Sale 7,700 13.3481 USD
Ordinary NPV Sale 8,835 13.2400 USD
Ordinary NPV Sale 9,000 13.2054 USD
Ordinary NPV Sale 9,367 13.2950 USD
Ordinary NPV Sale 11,095 13.1919 USD
Ordinary NPV Sale 11,600 13.3440 USD
Ordinary NPV Sale 12,200 13.3500 USD
Ordinary NPV Sale 12,900 13.3424 USD
Ordinary NPV Sale 13,605 13.3700 USD
Ordinary NPV Sale 15,900 13.3332 USD
Ordinary NPV Sale 16,500 13.3152 USD
Ordinary NPV Sale 23,800 13.3059 USD
Ordinary NPV Sale 38,404 13.3597 USD
Ordinary NPV Sale 48,700 13.3377 USD
Ordinary NPV Sale 58,100 13.3382 USD
Ordinary NPV Sale 61,200 13.3258 USD
Ordinary NPV Sale 73,000 13.3476 USD
Ordinary NPV Sale 103,137 13.3474 USD
Ordinary NPV Sale 107,051 13.3742 USD
Ordinary NPV Sale 144,375 13.3136 USD

(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser

Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received

(b) Cash-settled derivative transactions

Class of relevant security Product description

e.g. CFD

Nature of dealing

e.g. opening/closing along/short position,increasing/reducing along/short position

Number of reference securities Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
Ordinary NPV Call Options Purchasing 2,200 13 USD American 7 Dec 2018 0.3900 USD
Ordinary NPV Call Options Purchasing 300 15 USD American 17 Jan 2020 1.3500 USD
Ordinary NPV Call Options Purchasing 100 15 USD American 15 Jan 2021 2.1400 USD
Ordinary NPV Call Options Purchasing 2,300 16 USD American 18 Jan 2019 0.0800 USD
Ordinary NPV Call Options Selling 500 10 USD American 18 Apr 2019 3.4700 USD
Ordinary NPV Call Options Selling 300 13 USD American 19 Jul 2019 1.6200 USD
Ordinary NPV Call Options Selling 1,800 15 USD American 21 Dec 2018 0.1000 USD
Ordinary NPV Put Options Purchasing 100 12 USD American 21 Dec 2018 0.0400 USD
Ordinary NPV Put Options Purchasing 100 13 USD American 18 Jan 2019 0.4000 USD
Ordinary NPV Put Options Selling 100 13 USD American 21 Dec 2018 0.2600 USD
Ordinary NPV Put Options Selling 100 17 USD American 18 Apr 2019 3.8900 USD

(ii) Exercise

Class of relevant security

Product descriptione.g. call option

Exercising/ exercised against Number of securities Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealinge.g. subscription, conversion

Details Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Are any Supplemental Forms attached?

Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 7 Dec 2018
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose BARRICK GOLD CORPORATION
relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
Ordinary NPV Call Options Purchased 100 10.0000 American 15 Feb 2019
Ordinary NPV Call Options Purchased 100 13.0000 American 18 Apr 2019
Ordinary NPV Call Options Purchased 100 11.0000 American 21 Dec 2018
Ordinary NPV Call Options Purchased 200 20.0000 American 15 Jan 2021
Ordinary NPV Call Options Purchased 200 16.0000 American 21 Dec 2018
Ordinary NPV Call Options Purchased 200 13.0000 American 21 Dec 2018
Ordinary NPV Call Options Purchased 500 15.0000 American 15 Jan 2021
Ordinary NPV Call Options Purchased 500 14.0000 American 19 Jul 2019
Ordinary NPV Call Options Purchased 1,000 14.0000 American 14 Dec 2018
Ordinary NPV Call Options Purchased 1,200 13.0000 American 7 Dec 2018
Ordinary NPV Call Options Purchased 1,700 25.0000 American 18 Jan 2019
Ordinary NPV Call Options Purchased 1,900 8.0000 American 17 Jan 2020
Ordinary NPV Call Options Purchased 1,900 11.0000 American 18 Apr 2019
Ordinary NPV Call Options Purchased 3,700 18.0000 American 18 Apr 2019
Ordinary NPV Call Options Purchased 5,000 15.0000 American 14 Dec 2018
Ordinary NPV Call Options Purchased 7,600 14.0000 American 18 Apr 2019
Ordinary NPV Call Options Purchased 11,000 13.0000 American 14 Dec 2018
Ordinary NPV Call Options Purchased 11,500 35.0000 American 17 Jan 2020
Ordinary NPV Call Options Purchased 15,300 16.0000 American 18 Apr 2019
Ordinary NPV Call Options Purchased 19,200 17.0000 American 18 Apr 2019
Ordinary NPV Call Options Purchased 32,100 10.0000 American 18 Jan 2019
Ordinary NPV Call Options Purchased 37,800 10.0000 American 17 Jan 2020
Ordinary NPV Call Options Purchased 45,000 20.0000 American 18 Jan 2019
Ordinary NPV Call Options Purchased 177,100 22.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -283,100 15.0000 American 17 Jan 2020
Ordinary NPV Call Options Written -256,200 20.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -162,500 17.0000 American 17 Jan 2020
Ordinary NPV Call Options Written -112,400 16.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -95,700 13.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -94,000 15.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -80,800 30.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -65,400 17.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -60,700 22.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -54,500 12.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -46,500 11.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -44,100 35.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -34,200 25.0000 American 17 Jan 2020
Ordinary NPV Call Options Written -22,600 13.0000 American 17 Jan 2020
Ordinary NPV Call Options Written -20,800 25.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -19,300 15.0000 American 21 Dec 2018
Ordinary NPV Call Options Written -19,200 14.0000 American 21 Dec 2018
Ordinary NPV Call Options Written -16,700 20.0000 American 17 Jan 2020
Ordinary NPV Call Options Written -15,600 37.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -14,300 15.0000 American 18 Apr 2019
Ordinary NPV Call Options Written -13,300 27.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -12,600 10.0000 American 18 Apr 2019
Ordinary NPV Call Options Written -11,400 25.0000 American 18 Apr 2019
Ordinary NPV Call Options Written -11,200 18.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -10,200 14.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -9,400 19.0000 American 18 Apr 2019
Ordinary NPV Call Options Written -8,200 26.0000 American 19 Jul 2019
Ordinary NPV Call Options Written -7,800 22.0000 American 18 Apr 2019
Ordinary NPV Call Options Written -6,000 14.0000 American 14 Dec 2018
Ordinary NPV Call Options Written -5,900 27.0000 American 17 Jan 2020
Ordinary NPV Call Options Written -5,300 12.0000 American 18 Apr 2019
Ordinary NPV Call Options Written -5,300 19.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -5,200 19.0000 American 19 Jul 2019
Ordinary NPV Call Options Written -4,800 21.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -4,700 13.0000 American 7 Dec 2018
Ordinary NPV Call Options Written -4,700 24.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -3,800 21.0000 American 18 Apr 2019
Ordinary NPV Call Options Written -3,500 22.0000 American 17 Jan 2020
Ordinary NPV Call Options Written -3,100 13.0000 American 21 Dec 2018
Ordinary NPV Call Options Written -2,100 20.0000 American 18 Apr 2019
Ordinary NPV Call Options Written -1,800 17.0000 American 21 Dec 2018
Ordinary NPV Call Options Written -1,300 8.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -1,200 12.0000 American 21 Dec 2018
Ordinary NPV Call Options Written -1,000 10.0000 American 15 Jan 2021
Ordinary NPV Call Options Written -700 15.0000 American 7 Dec 2018
Ordinary NPV Call Options Written -700 14.0000 American 7 Dec 2018
Ordinary NPV Call Options Written -700 26.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -300 10.0000 American 14 Dec 2018
Ordinary NPV Call Options Written -300 13.0000 American 19 Jul 2019
Ordinary NPV Call Options Written -100 17.0000 American 19 Jul 2019
Ordinary NPV Call Options Written -100 9.0000 American 18 Apr 2019
Ordinary NPV Call Options Written -100 12.0000 American 15 Jan 2021
Ordinary NPV Put Options Purchased -300,000 15.0000 American 18 Jan 2019
Ordinary NPV Put Options Purchased -155,100 9.0000 American 18 Apr 2019
Ordinary NPV Put Options Purchased -137,700 10.0000 American 17 Jan 2020
Ordinary NPV Put Options Purchased -72,700 10.0000 American 18 Jan 2019
Ordinary NPV Put Options Purchased -53,400 9.0000 American 18 Jan 2019
Ordinary NPV Put Options Purchased -32,500 13.0000 American 18 Jan 2019
Ordinary NPV Put Options Purchased -13,600 8.0000 American 18 Jan 2019
Ordinary NPV Put Options Purchased -9,200 11.0000 American 18 Apr 2019
Ordinary NPV Put Options Purchased -5,800 13.0000 American 21 Dec 2018
Ordinary NPV Put Options Purchased -4,800 13.0000 American 17 Jan 2020
Ordinary NPV Put Options Purchased -2,800 20.0000 American 17 Jan 2020
Ordinary NPV Put Options Purchased -2,800 13.0000 American 7 Dec 2018
Ordinary NPV Put Options Purchased -2,600 13.0000 American 14 Dec 2018
Ordinary NPV Put Options Purchased -1,900 8.0000 American 17 Jan 2020
Ordinary NPV Put Options Purchased -700 14.0000 American 14 Dec 2018
Ordinary NPV Put Options Purchased -700 12.0000 American 15 Feb 2019
Ordinary NPV Put Options Purchased -500 11.0000 American 7 Dec 2018
Ordinary NPV Put Options Purchased -300 8.0000 American 15 Jan 2021
Ordinary NPV Put Options Purchased -100 14.0000 American 21 Dec 2018
Ordinary NPV Put Options Written 100 12.0000 American 15 Jan 2021
Ordinary NPV Put Options Written 100 12.0000 American 7 Dec 2018
Ordinary NPV Put Options Written 100 17.0000 American 18 Apr 2019
Ordinary NPV Put Options Written 200 19.0000 American 18 Jan 2019
Ordinary NPV Put Options Written 300 14.0000 American 28 Dec 2018
Ordinary NPV Put Options Written 400 22.0000 American 17 Jan 2020
Ordinary NPV Put Options Written 400 17.0000 American 18 Jan 2019
Ordinary NPV Put Options Written 600 8.0000 American 18 Apr 2019
Ordinary NPV Put Options Written 600 7.0000 American 18 Apr 2019
Ordinary NPV Put Options Written 600 5.0000 American 17 Jan 2020
Ordinary NPV Put Options Written 700 16.0000 American 18 Jan 2019
Ordinary NPV Put Options Written 700 14.0000 American 21 Dec 2018
Ordinary NPV Put Options Written 800 14.0000 American 18 Apr 2019
Ordinary NPV Put Options Written 800 13.0000 American 18 Apr 2019
Ordinary NPV Put Options Written 1,000 15.0000 American 21 Dec 2018
Ordinary NPV Put Options Written 1,000 10.0000 American 21 Dec 2018
Ordinary NPV Put Options Written 1,100 20.0000 American 15 Jan 2021
Ordinary NPV Put Options Written 1,300 13.0000 American 28 Dec 2018
Ordinary NPV Put Options Written 1,300 15.0000 American 28 Dec 2018
Ordinary NPV Put Options Written 1,400 14.0000 American 18 Jan 2019
Ordinary NPV Put Options Written 2,000 14.0000 American 7 Dec 2018
Ordinary NPV Put Options Written 2,600 20.0000 American 18 Jan 2019
Ordinary NPV Put Options Written 3,600 11.0000 American 18 Jan 2019
Ordinary NPV Put Options Written 4,300 12.0000 American 21 Dec 2018
Ordinary NPV Put Options Written 4,900 10.0000 American 18 Apr 2019
Ordinary NPV Put Options Written 5,000 15.0000 American 15 Jan 2021
Ordinary NPV Put Options Written 6,800 12.0000 American 18 Apr 2019
Ordinary NPV Put Options Written 19,200 15.0000 American 18 Jan 2019
Ordinary NPV Put Options Written 22,600 17.0000 American 17 Jan 2020
Ordinary NPV Put Options Written 37,400 15.0000 American 17 Jan 2020
Ordinary NPV Put Options Written 87,000 12.0000 American 18 Jan 2019

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20181207005173/en/

Copyright Business Wire 2018

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