12 Oct 2018 11:35
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. | |||
(b) | Owner or controller of interest and short | ||||
positions disclosed, if different from 1(a): | |||||
(c) | Name of offeror/offeree in relation to whose | BARRICK GOLD CORPORATION | |||
relevant securities this form relates: | |||||
(d) | Status of person making the disclosure: | CONNECTED TO THE OFFEREE | |||
(e) | Date position held/dealing undertaken: | 11 October 2018 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
Class of relevant security: | Ordinary NPV | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 1,416,278 | 0.12% | 42,600 | 0.00% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 903,200 | 0.08% | 3,327,100 | 0.29% | |||||||
(4) | |||||||||||
TOTAL: | 2,319,478 | 0.20% | 3,369,700 | 0.29% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
Ordinary NPV | Purchase | 100 | 12.1900 USD | ||||
Ordinary NPV | Purchase | 100 | 11.8200 USD | ||||
Ordinary NPV | Purchase | 100 | 11.8500 USD | ||||
Ordinary NPV | Purchase | 200 | 12.1600 USD | ||||
Ordinary NPV | Purchase | 217 | 12.5800 USD | ||||
Ordinary NPV | Purchase | 300 | 11.7900 USD | ||||
Ordinary NPV | Purchase | 513 | 11.8025 USD | ||||
Ordinary NPV | Purchase | 694 | 12.1365 USD | ||||
Ordinary NPV | Purchase | 700 | 12.6500 USD | ||||
Ordinary NPV | Purchase | 800 | 12.5962 USD | ||||
Ordinary NPV | Purchase | 900 | 11.8144 USD | ||||
Ordinary NPV | Purchase | 1,200 | 11.7983 USD | ||||
Ordinary NPV | Purchase | 1,200 | 11.8108 USD | ||||
Ordinary NPV | Purchase | 1,500 | 11.7550 USD | ||||
Ordinary NPV | Purchase | 1,600 | 12.6350 USD | ||||
Ordinary NPV | Purchase | 2,000 | 12.6280 USD | ||||
Ordinary NPV | Purchase | 2,500 | 12.5950 USD | ||||
Ordinary NPV | Purchase | 3,495 | 12.5147 USD | ||||
Ordinary NPV | Purchase | 3,705 | 12.2223 USD | ||||
Ordinary NPV | Purchase | 5,400 | 16.4707 CAD | ||||
Ordinary NPV | Purchase | 6,333 | 12.2508 USD | ||||
Ordinary NPV | Purchase | 6,500 | 12.6200 USD | ||||
Ordinary NPV | Purchase | 9,770 | 12.6142 USD | ||||
Ordinary NPV | Purchase | 13,400 | 12.6185 USD | ||||
Ordinary NPV | Purchase | 14,802 | 12.2772 USD | ||||
Ordinary NPV | Purchase | 15,193 | 12.6253 USD | ||||
Ordinary NPV | Purchase | 17,010 | 12.4967 USD | ||||
Ordinary NPV | Purchase | 20,500 | 12.6329 USD | ||||
Ordinary NPV | Purchase | 27,192 | 12.6244 USD | ||||
Ordinary NPV | Purchase | 34,956 | 12.6130 USD | ||||
Ordinary NPV | Purchase | 35,436 | 12.3612 USD | ||||
Ordinary NPV | Purchase | 37,400 | 12.3099 USD | ||||
Ordinary NPV | Purchase | 39,788 | 12.1015 USD | ||||
Ordinary NPV | Purchase | 52,728 | 12.6412 USD | ||||
Ordinary NPV | Purchase | 57,241 | 12.1248 USD | ||||
Ordinary NPV | Purchase | 60,287 | 12.6029 USD | ||||
Ordinary NPV | Purchase | 61,200 | 12.6254 USD | ||||
Ordinary NPV | Purchase | 63,800 | 12.2839 USD | ||||
Ordinary NPV | Purchase | 67,463 | 12.4897 USD | ||||
Ordinary NPV | Purchase | 71,900 | 12.5371 USD | ||||
Ordinary NPV | Purchase | 71,981 | 12.6237 USD | ||||
Ordinary NPV | Purchase | 77,844 | 12.2511 USD | ||||
Ordinary NPV | Purchase | 80,817 | 12.2708 USD | ||||
Ordinary NPV | Purchase | 91,354 | 12.4725 USD | ||||
Ordinary NPV | Purchase | 112,721 | 12.2306 USD | ||||
Ordinary NPV | Purchase | 127,885 | 12.1375 USD | ||||
Ordinary NPV | Purchase | 162,302 | 12.6228 USD | ||||
Ordinary NPV | Purchase | 171,000 | 12.5005 USD | ||||
Ordinary NPV | Purchase | 195,098 | 12.4249 USD | ||||
Ordinary NPV | Purchase | 233,500 | 12.4491 USD | ||||
Ordinary NPV | Purchase | 303,518 | 12.2945 USD | ||||
Ordinary NPV | Purchase | 368,300 | 12.4095 USD | ||||
Ordinary NPV | Purchase | 414,661 | 12.2784 USD | ||||
Ordinary NPV | Purchase | 45,200 | 16.4579 CAD | ||||
Ordinary NPV | Sale | 60 | 12.6200 USD | ||||
Ordinary NPV | Sale | 100 | 12.3100 USD | ||||
Ordinary NPV | Sale | 100 | 12.3000 USD | ||||
Ordinary NPV | Sale | 100 | 11.8550 USD | ||||
Ordinary NPV | Sale | 105 | 12.3845 USD | ||||
Ordinary NPV | Sale | 300 | 12.6466 USD | ||||
Ordinary NPV | Sale | 300 | 12.3033 USD | ||||
Ordinary NPV | Sale | 500 | 12.6450 USD | ||||
Ordinary NPV | Sale | 500 | 12.3450 USD | ||||
Ordinary NPV | Sale | 500 | 11.8520 USD | ||||
Ordinary NPV | Sale | 565 | 12.2446 USD | ||||
Ordinary NPV | Sale | 635 | 12.4925 USD | ||||
Ordinary NPV | Sale | 700 | 12.6500 USD | ||||
Ordinary NPV | Sale | 1,000 | 12.6250 USD | ||||
Ordinary NPV | Sale | 1,000 | 12.3975 USD | ||||
Ordinary NPV | Sale | 1,500 | 11.7550 USD | ||||
Ordinary NPV | Sale | 1,500 | 12.6600 USD | ||||
Ordinary NPV | Sale | 1,900 | 12.6142 USD | ||||
Ordinary NPV | Sale | 2,000 | 11.8600 USD | ||||
Ordinary NPV | Sale | 2,400 | 12.6300 USD | ||||
Ordinary NPV | Sale | 2,500 | 12.6552 USD | ||||
Ordinary NPV | Sale | 2,800 | 12.5189 USD | ||||
Ordinary NPV | Sale | 2,800 | 12.6285 USD | ||||
Ordinary NPV | Sale | 2,822 | 12.4134 USD | ||||
Ordinary NPV | Sale | 2,900 | 12.6434 USD | ||||
Ordinary NPV | Sale | 3,000 | 12.2576 USD | ||||
Ordinary NPV | Sale | 3,000 | 12.6533 USD | ||||
Ordinary NPV | Sale | 3,455 | 12.5910 USD | ||||
Ordinary NPV | Sale | 3,700 | 12.5900 USD | ||||
Ordinary NPV | Sale | 3,946 | 12.2882 USD | ||||
Ordinary NPV | Sale | 4,200 | 12.5415 USD | ||||
Ordinary NPV | Sale | 4,313 | 11.8067 USD | ||||
Ordinary NPV | Sale | 4,600 | 12.6296 USD | ||||
Ordinary NPV | Sale | 5,117 | 12.0756 USD | ||||
Ordinary NPV | Sale | 5,289 | 12.5950 USD | ||||
Ordinary NPV | Sale | 5,400 | 12.3614 USD | ||||
Ordinary NPV | Sale | 5,893 | 12.6194 USD | ||||
Ordinary NPV | Sale | 6,790 | 12.3945 USD | ||||
Ordinary NPV | Sale | 7,900 | 12.2956 USD | ||||
Ordinary NPV | Sale | 9,900 | 12.6356 USD | ||||
Ordinary NPV | Sale | 11,800 | 12.5914 USD | ||||
Ordinary NPV | Sale | 11,900 | 12.6338 USD | ||||
Ordinary NPV | Sale | 12,884 | 12.6176 USD | ||||
Ordinary NPV | Sale | 13,045 | 12.6145 USD | ||||
Ordinary NPV | Sale | 14,450 | 12.6171 USD | ||||
Ordinary NPV | Sale | 14,800 | 12.5876 USD | ||||
Ordinary NPV | Sale | 15,030 | 12.5800 USD | ||||
Ordinary NPV | Sale | 15,205 | 12.6177 USD | ||||
Ordinary NPV | Sale | 15,300 | 12.3535 USD | ||||
Ordinary NPV | Sale | 16,054 | 12.6125 USD | ||||
Ordinary NPV | Sale | 16,085 | 12.4280 USD | ||||
Ordinary NPV | Sale | 16,700 | 12.5537 USD | ||||
Ordinary NPV | Sale | 17,100 | 12.2722 USD | ||||
Ordinary NPV | Sale | 19,927 | 12.4318 USD | ||||
Ordinary NPV | Sale | 23,557 | 12.4842 USD | ||||
Ordinary NPV | Sale | 24,949 | 12.5440 USD | ||||
Ordinary NPV | Sale | 25,544 | 12.6560 USD | ||||
Ordinary NPV | Sale | 28,600 | 12.1551 USD | ||||
Ordinary NPV | Sale | 42,654 | 12.2191 USD | ||||
Ordinary NPV | Sale | 45,100 | 12.2246 USD | ||||
Ordinary NPV | Sale | 50,600 | 16.4592 CAD | ||||
Ordinary NPV | Sale | 75,100 | 12.4477 USD | ||||
Ordinary NPV | Sale | 120,492 | 12.3896 USD | ||||
Ordinary NPV | Sale | 152,100 | 12.4439 USD | ||||
Ordinary NPV | Sale | 234,375 | 12.1234 USD | ||||
Ordinary NPV | Sale | 250,100 | 12.4301 USD | ||||
Ordinary NPV | Sale | 316,200 | 12.4461 USD | ||||
Ordinary NPV | Sale | 352,345 | 12.6231 USD | ||||
Ordinary NPV | Sale | 387,586 | 12.5565 USD | ||||
Ordinary NPV | Sale | 789,221 | 12.2254 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
relates | |||||||||||||||
Ordinary NPV | Call Options | Purchasing | 600 | 9 USD | American | 19 Oct 2018 | 3.1100 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 14,300 | 9 USD | American | 18 Jan 2019 | 3.7191 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 1,200 | 10 USD | American | 19 Oct 2018 | 2.2066 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 5,500 | 10 USD | American | 18 Jan 2019 | 2.8474 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 11,500 | 10 USD | American | 17 Jan 2020 | 3.3429 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 3,600 | 11 USD | American | 12 Oct 2018 | 1.4958 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 400 | 11 USD | American | 19 Oct 2018 | 1.1400 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 100 | 11 USD | American | 26 Oct 2018 | 0.9100 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 200 | 11 USD | American | 2 Nov 2018 | 1.3700 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 17,100 | 11 USD | American | 16 Nov 2018 | 1.7051 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 9,000 | 11 USD | American | 18 Jan 2019 | 1.7046 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 2,000 | 11 USD | American | 18 Apr 2019 | 2.2700 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 27,300 | 12 USD | American | 12 Oct 2018 | 0.5073 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 1,900 | 12 USD | American | 12 Oct 2018 | 0.6731 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 43,900 | 12 USD | American | 19 Oct 2018 | 0.5191 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 700 | 12 USD | American | 26 Oct 2018 | 0.6942 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 400 | 12 USD | American | 2 Nov 2018 | 0.5600 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 400 | 12 USD | American | 9 Nov 2018 | 0.6700 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 2,300 | 12 USD | American | 16 Nov 2018 | 0.8504 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 500 | 12 USD | American | 18 Jan 2019 | 1.2620 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 600 | 12 USD | American | 18 Apr 2019 | 1.3516 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 1,800 | 13 USD | American | 12 Oct 2018 | 0.2155 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 18,100 | 13 USD | American | 19 Oct 2018 | 0.1069 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 1,400 | 13 USD | American | 26 Oct 2018 | 0.2985 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 100 | 13 USD | American | 2 Nov 2018 | 0.2700 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 5,200 | 13 USD | American | 16 Nov 2018 | 0.2605 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 600 | 13 USD | American | 23 Nov 2018 | 0.4800 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 1,300 | 13 USD | American | 18 Jan 2019 | 0.4084 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 4,900 | 13 USD | American | 18 Apr 2019 | 1.1428 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 13,300 | 13 USD | American | 17 Jan 2020 | 1.8408 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 800 | 14 USD | American | 2 Nov 2018 | 0.1600 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 2,300 | 14 USD | American | 16 Nov 2018 | 0.1608 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 1,400 | 14 USD | American | 30 Nov 2018 | 0.1900 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 200 | 14 USD | American | 18 Jan 2019 | 0.2600 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 100 | 14 USD | American | 18 Apr 2019 | 0.8000 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 3,300 | 15 USD | American | 16 Nov 2018 | 0.0600 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 1,800 | 15 USD | American | 18 Jan 2019 | 0.2700 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 6,800 | 15 USD | American | 17 Jan 2020 | 1.1704 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 100 | 16 USD | American | 18 Jan 2019 | 0.1900 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 5,000 | 16 USD | American | 18 Apr 2019 | 0.3300 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 1,000 | 17 USD | American | 18 Jan 2019 | 0.1200 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 21,400 | 17 USD | American | 17 Jan 2020 | 0.7725 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 200 | 20 USD | American | 17 Jan 2020 | 0.4900 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 1,600 | 22 USD | American | 17 Jan 2020 | 0.3587 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 5,500 | 25 USD | American | 17 Jan 2020 | 0.2300 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 10,000 | 35 USD | American | 17 Jan 2020 | 0.1000 USD | ||||||||
Ordinary NPV | Call Options | Selling | 1,100 | 11 USD | American | 12 Oct 2018 | 0.8100 USD | ||||||||
Ordinary NPV | Call Options | Selling | 100 | 13 USD | American | 19 Oct 2018 | 0.0300 USD | ||||||||
Ordinary NPV | Call Options | Selling | 500 | 15 USD | American | 17 Jan 2020 | 1.0400 USD | ||||||||
Ordinary NPV | Call Options | Selling | 100 | 20 USD | American | 17 Jan 2020 | 0.4400 USD | ||||||||
Ordinary NPV | Put Options | Purchasing | 500 | 12 USD | American | 16 Nov 2018 | 0.5800 USD | ||||||||
Ordinary NPV | Put Options | Purchasing | 500 | 13 USD | American | 17 Jan 2020 | 2.1200 USD | ||||||||
Ordinary NPV | Put Options | Selling | 400 | 10 USD | American | 17 Jan 2020 | 0.8000 USD | ||||||||
Ordinary NPV | Put Options | Selling | 700 | 11 USD | American | 26 Oct 2018 | 0.0800 USD | ||||||||
Ordinary NPV | Put Options | Selling | 800 | 12 USD | American | 2 Nov 2018 | 0.3100 USD | ||||||||
Ordinary NPV | Put Options | Selling | 800 | 12 USD | American | 9 Nov 2018 | 0.3300 USD | ||||||||
Ordinary NPV | Put Options | Selling | 2,000 | 13 USD | American | 12 Oct 2018 | 0.1200 USD | ||||||||
Ordinary NPV | Put Options | Selling | 2,000 | 14 USD | American | 19 Oct 2018 | 1.9500 USD | ||||||||
Ordinary NPV | Put Options | Selling | 1,000 | 14 USD | American | 18 Apr 2019 | 2.1500 USD | ||||||||
Ordinary NPV | Put Options | Selling | 1,000 | 15 USD | American | 17 Jan 2020 | 3.5800 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None |
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) | YES | ||
Supplemental Form 8 (SBL) | NO | ||
Date of disclosure: | 12 Oct 2018 | ||
Contact name: | Large Holdings Regulatory Operations | ||
Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings | Barclays PLC. | ||
are being disclosed: | |||
Name of offeror/offeree in relation to whose | BARRICK GOLD CORPORATION | ||
relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
Ordinary NPV | Call Options | Purchased | 100 | 15.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 100 | 6.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 100 | 18.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 200 | 15.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Call Options | Purchased | 200 | 10.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 300 | 11.0000 | American | 23 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 300 | 11.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 300 | 20.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Call Options | Purchased | 300 | 10.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 400 | 12.0000 | American | 9 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 600 | 13.0000 | American | 23 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 800 | 14.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 1,200 | 14.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,300 | 12.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 1,300 | 18.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 1,400 | 14.0000 | American | 30 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 1,500 | 13.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 1,700 | 11.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 1,700 | 25.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,800 | 13.0000 | American | 12 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 1,900 | 8.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Purchased | 2,500 | 12.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 3,300 | 11.0000 | American | 12 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 3,400 | 11.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 5,000 | 16.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 6,600 | 13.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 10,000 | 35.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Purchased | 10,500 | 13.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 24,400 | 9.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 27,500 | 10.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 28,800 | 12.0000 | American | 12 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 42,000 | 12.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 43,100 | 10.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Purchased | 45,000 | 20.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 74,700 | 12.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 177,100 | 22.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 207,600 | 11.0000 | American | 9 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -271,900 | 15.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -258,600 | 20.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -160,800 | 17.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -133,000 | 13.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -132,000 | 16.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -113,600 | 15.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -105,900 | 13.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -91,400 | 14.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -81,300 | 17.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -80,800 | 30.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -59,200 | 12.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -55,500 | 22.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -51,800 | 14.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -48,000 | 11.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -44,100 | 35.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -42,000 | 25.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -26,900 | 15.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -20,800 | 25.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -20,100 | 10.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -19,600 | 20.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -19,300 | 13.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -18,000 | 18.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -15,600 | 37.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -14,600 | 15.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -13,300 | 27.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -12,500 | 16.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -10,500 | 19.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -10,300 | 12.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -9,900 | 17.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -6,000 | 27.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -5,300 | 19.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -4,700 | 24.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -4,400 | 11.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -4,300 | 22.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -4,200 | 9.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -4,000 | 14.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -3,700 | 10.0000 | American | 12 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -3,000 | 21.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -2,000 | 8.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -1,100 | 12.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -1,000 | 10.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -700 | 26.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -400 | 9.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -400 | 11.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -300 | 13.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -200 | 17.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -100 | 21.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -100 | 12.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Put Options | Purchased | -518,000 | 12.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -300,000 | 15.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -160,200 | 9.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -140,300 | 10.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -74,600 | 10.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -53,400 | 9.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -27,100 | 13.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -13,600 | 8.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -10,700 | 11.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -10,000 | 13.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -9,000 | 11.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -5,100 | 13.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -3,300 | 11.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -2,800 | 20.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -2,600 | 10.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -1,900 | 8.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -1,500 | 9.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -1,500 | 10.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -1,300 | 12.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -1,200 | 12.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -800 | 14.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -400 | 13.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -300 | 8.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Put Options | Purchased | -200 | 9.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -100 | 12.0000 | American | 12 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 100 | 10.0000 | American | 12 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 100 | 20.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 200 | 10.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Put Options | Written | 200 | 15.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 400 | 17.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 400 | 22.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 600 | 8.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 600 | 5.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 600 | 8.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 700 | 16.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 800 | 12.0000 | American | 9 Nov 2018 | |||||||
Ordinary NPV | Put Options | Written | 800 | 12.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Put Options | Written | 1,000 | 14.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 2,000 | 13.0000 | American | 12 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 3,400 | 11.0000 | American | 12 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 5,700 | 14.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 13,100 | 11.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 19,200 | 15.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 22,400 | 17.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 22,600 | 15.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 25,500 | 10.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 53,800 | 12.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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