11 Oct 2018 16:37
FORM 8 (DD)
AMENDMENT TO PURCHASE AND SALES
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. | |||
(b) | Owner or controller of interest and short | ||||
positions disclosed, if different from 1(a): | |||||
(c) | Name of offeror/offeree in relation to whose | BARRICK GOLD CORPORATION | |||
relevant securities this form relates: | |||||
(d) | Status of person making the disclosure: | CONNECTED TO THE OFFEREE | |||
(e) | Date position held/dealing undertaken: | 09 October 2018 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
Class of relevant security: | Ordinary NPV | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 1,775,999 | 0.15% | 170,900 | 0.01% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 832,000 | 0.07% | 3,445,500 | 0.30% | |||||||
(4) | |||||||||||
TOTAL: | 2,607,999 | 0.22% | 3,616,400 | 0.31% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
Ordinary NPV | Purchase | 20 | 11.1550 USD | ||||
Ordinary NPV | Purchase | 23 | 11.3450 USD | ||||
Ordinary NPV | Purchase | 100 | 11.1100 USD | ||||
Ordinary NPV | Purchase | 100 | 11.1500 USD | ||||
Ordinary NPV | Purchase | 162 | 11.1575 USD | ||||
Ordinary NPV | Purchase | 168 | 11.2725 USD | ||||
Ordinary NPV | Purchase | 200 | 11.2050 USD | ||||
Ordinary NPV | Purchase | 200 | 11.1400 USD | ||||
Ordinary NPV | Purchase | 200 | 11.1350 USD | ||||
Ordinary NPV | Purchase | 200 | 11.1225 USD | ||||
Ordinary NPV | Purchase | 200 | 11.3000 USD | ||||
Ordinary NPV | Purchase | 200 | 11.3200 USD | ||||
Ordinary NPV | Purchase | 295 | 11.1166 USD | ||||
Ordinary NPV | Purchase | 1,414 | 11.3155 USD | ||||
Ordinary NPV | Purchase | 1,505 | 11.3611 USD | ||||
Ordinary NPV | Purchase | 1,785 | 11.3833 USD | ||||
Ordinary NPV | Purchase | 2,692 | 11.3230 USD | ||||
Ordinary NPV | Purchase | 3,184 | 11.3264 USD | ||||
Ordinary NPV | Purchase | 4,300 | 11.3751 USD | ||||
Ordinary NPV | Purchase | 4,872 | 11.3558 USD | ||||
Ordinary NPV | Purchase | 4,900 | 11.3481 USD | ||||
Ordinary NPV | Purchase | 8,494 | 11.3331 USD | ||||
Ordinary NPV | Purchase | 9,000 | 11.2078 USD | ||||
Ordinary NPV | Purchase | 10,800 | 11.2099 USD | ||||
Ordinary NPV | Purchase | 11,400 | 11.2310 USD | ||||
Ordinary NPV | Purchase | 14,500 | 11.2468 USD | ||||
Ordinary NPV | Purchase | 23,900 | 11.2567 USD | ||||
Ordinary NPV | Purchase | 25,000 | 11.2820 USD | ||||
Ordinary NPV | Purchase | 29,196 | 11.3057 USD | ||||
Ordinary NPV | Purchase | 32,500 | 11.3098 USD | ||||
Ordinary NPV | Purchase | 36,439 | 11.2666 USD | ||||
Ordinary NPV | Purchase | 70,000 | 11.3318 USD | ||||
Ordinary NPV | Purchase | 82,897 | 11.2530 USD | ||||
Ordinary NPV | Purchase | 153,200 | 11.3379 USD | ||||
Ordinary NPV | Purchase | 157,700 | 11.2121 USD | ||||
Ordinary NPV | Purchase | 188,588 | 14.6185 CAD | ||||
Ordinary NPV | Purchase | 219,900 | 11.3002 USD | ||||
Ordinary NPV | Sale | 100 | 11.1500 USD | ||||
Ordinary NPV | Sale | 100 | 11.1450 USD | ||||
Ordinary NPV | Sale | 130 | 11.1538 USD | ||||
Ordinary NPV | Sale | 200 | 11.3700 USD | ||||
Ordinary NPV | Sale | 222 | 11.1453 USD | ||||
Ordinary NPV | Sale | 300 | 11.1100 USD | ||||
Ordinary NPV | Sale | 500 | 11.1300 USD | ||||
Ordinary NPV | Sale | 600 | 11.1900 USD | ||||
Ordinary NPV | Sale | 700 | 11.3428 USD | ||||
Ordinary NPV | Sale | 725 | 11.3406 USD | ||||
Ordinary NPV | Sale | 1,095 | 11.1277 USD | ||||
Ordinary NPV | Sale | 1,138 | 11.3496 USD | ||||
Ordinary NPV | Sale | 1,200 | 11.3433 USD | ||||
Ordinary NPV | Sale | 1,200 | 11.3391 USD | ||||
Ordinary NPV | Sale | 1,500 | 11.3500 USD | ||||
Ordinary NPV | Sale | 2,100 | 11.1154 USD | ||||
Ordinary NPV | Sale | 2,300 | 11.3152 USD | ||||
Ordinary NPV | Sale | 2,500 | 11.3440 USD | ||||
Ordinary NPV | Sale | 2,700 | 11.1226 USD | ||||
Ordinary NPV | Sale | 2,800 | 11.2446 USD | ||||
Ordinary NPV | Sale | 3,200 | 11.3446 USD | ||||
Ordinary NPV | Sale | 3,850 | 11.3437 USD | ||||
Ordinary NPV | Sale | 4,600 | 11.2510 USD | ||||
Ordinary NPV | Sale | 4,923 | 11.3480 USD | ||||
Ordinary NPV | Sale | 4,940 | 11.3545 USD | ||||
Ordinary NPV | Sale | 5,300 | 11.1401 USD | ||||
Ordinary NPV | Sale | 5,700 | 11.1534 USD | ||||
Ordinary NPV | Sale | 8,450 | 11.3206 USD | ||||
Ordinary NPV | Sale | 8,700 | 11.3329 USD | ||||
Ordinary NPV | Sale | 10,972 | 11.3405 USD | ||||
Ordinary NPV | Sale | 11,700 | 11.2356 USD | ||||
Ordinary NPV | Sale | 12,696 | 11.3300 USD | ||||
Ordinary NPV | Sale | 12,800 | 11.1383 USD | ||||
Ordinary NPV | Sale | 12,830 | 11.2709 USD | ||||
Ordinary NPV | Sale | 13,030 | 11.3641 USD | ||||
Ordinary NPV | Sale | 15,367 | 14.5894 CAD | ||||
Ordinary NPV | Sale | 15,901 | 11.3479 USD | ||||
Ordinary NPV | Sale | 18,400 | 11.3200 USD | ||||
Ordinary NPV | Sale | 18,800 | 11.1263 USD | ||||
Ordinary NPV | Sale | 18,828 | 11.3289 USD | ||||
Ordinary NPV | Sale | 20,000 | 11.2089 USD | ||||
Ordinary NPV | Sale | 23,000 | 11.2609 USD | ||||
Ordinary NPV | Sale | 35,200 | 11.3213 USD | ||||
Ordinary NPV | Sale | 45,900 | 11.2996 USD | ||||
Ordinary NPV | Sale | 63,200 | 11.2802 USD | ||||
Ordinary NPV | Sale | 76,470 | 11.2431 USD | ||||
Ordinary NPV | Sale | 78,300 | 11.3293 USD | ||||
Ordinary NPV | Sale | 78,400 | 11.2871 USD | ||||
Ordinary NPV | Sale | 124,000 | 11.3355 USD | ||||
Ordinary NPV | Sale | 159,626 | 11.2552 USD | ||||
Ordinary NPV | Sale | 173,221 | 14.6211 CAD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
relates | |||||||||||||||
Ordinary NPV | Call Options | Purchasing | 400 | 9 USD | American | 18 Jan 2019 | 2.3500 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 800 | 10 USD | American | 18 Jan 2019 | 1.6200 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 100 | 10 USD | American | 18 Apr 2019 | 1.8500 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 157,400 | 12 USD | American | 16 Nov 2018 | 0.2600 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 3,200 | 12 USD | American | 16 Nov 2018 | 0.2900 USD | ||||||||
Ordinary NPV | Call Options | Selling | 21,700 | 12 USD | American | 16 Nov 2018 | 0.2929 USD | ||||||||
Ordinary NPV | Call Options | Selling | 400 | 13 USD | American | 2 Nov 2018 | 0.0800 USD | ||||||||
Ordinary NPV | Call Options | Selling | 300 | 15 USD | American | 17 Jan 2020 | 0.8000 USD | ||||||||
Ordinary NPV | Put Options | Purchasing | 3,300 | 11 USD | American | 16 Nov 2018 | 0.3500 USD | ||||||||
Ordinary NPV | Put Options | Selling | 300 | 11 USD | American | 12 Oct 2018 | 0.0900 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None |
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) | YES | |
Supplemental Form 8 (SBL) | NO | |
Date of disclosure: | 11 Oct 2018 | |
Contact name: | Large Holdings Regulatory Operations | |
Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings | Barclays PLC. | |
are being disclosed: | ||
Name of offeror/offeree in relation to whose | BARRICK GOLD CORPORATION | |
relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
Ordinary NPV | Call Options | Purchased | 100 | 6.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 100 | 11.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 100 | 18.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 100 | 10.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 100 | 13.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 200 | 15.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Call Options | Purchased | 200 | 10.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 300 | 20.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Call Options | Purchased | 600 | 12.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 800 | 11.0000 | American | 12 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 1,100 | 14.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,300 | 18.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 1,400 | 11.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,600 | 13.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 1,700 | 13.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,700 | 25.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,900 | 8.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Purchased | 2,100 | 12.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 10,100 | 9.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 21,900 | 10.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 31,500 | 10.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Purchased | 45,000 | 20.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 157,400 | 12.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 177,100 | 22.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 207,600 | 11.0000 | American | 9 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -278,300 | 15.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -258,600 | 20.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -182,300 | 17.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -134,300 | 13.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -132,100 | 16.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -123,900 | 13.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -115,400 | 15.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -91,600 | 14.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -82,300 | 17.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -80,800 | 30.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -59,700 | 12.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -56,900 | 11.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -55,500 | 22.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -51,800 | 14.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -47,500 | 25.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -44,100 | 35.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -33,700 | 13.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -26,900 | 15.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -21,300 | 10.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -20,800 | 25.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -19,700 | 20.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -18,000 | 18.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -16,100 | 11.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -15,600 | 37.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -14,600 | 15.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -13,800 | 12.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -13,300 | 27.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -12,500 | 16.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -10,500 | 19.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -9,900 | 17.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -6,400 | 14.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -6,000 | 27.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -5,900 | 22.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -5,600 | 10.0000 | American | 12 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -5,400 | 12.0000 | American | 12 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -5,300 | 19.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -4,800 | 9.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -4,800 | 11.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -4,700 | 24.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -3,200 | 15.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -3,000 | 21.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -2,000 | 8.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -1,900 | 12.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -1,700 | 12.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -1,000 | 10.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -700 | 26.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -500 | 11.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -400 | 9.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -400 | 13.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -200 | 17.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -100 | 12.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Call Options | Written | -100 | 21.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -518,000 | 12.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -300,000 | 15.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -160,200 | 9.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -140,700 | 10.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -74,600 | 10.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -53,400 | 9.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -27,100 | 13.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -13,600 | 8.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -10,700 | 11.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -10,000 | 13.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -9,000 | 11.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -4,600 | 13.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -3,300 | 11.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -2,800 | 20.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -2,600 | 10.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -1,900 | 8.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -1,500 | 9.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -1,500 | 10.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -1,200 | 12.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -800 | 14.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -800 | 13.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -700 | 11.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -300 | 8.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Put Options | Purchased | -200 | 9.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -100 | 12.0000 | American | 12 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 100 | 10.0000 | American | 12 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 100 | 20.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 200 | 15.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 200 | 10.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Put Options | Written | 400 | 22.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 400 | 17.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 600 | 5.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 600 | 8.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 700 | 16.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 3,400 | 11.0000 | American | 12 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 3,700 | 14.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 13,100 | 11.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 19,200 | 15.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 21,600 | 15.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 22,400 | 17.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 25,500 | 10.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 53,800 | 12.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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