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Pin to quick picksAugmentum Fint. Regulatory News (AUGM)

Share Price Information for Augmentum Fint. (AUGM)

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Augmentum Fintech is an Investment Trust

To realise value through exiting the investments over time, the Company invests in early (but not seed) or later stage investments in unquoted fintech businesses.

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Holding(s) in Company

11 Oct 2022 12:23

Augmentum Fintech Plc - Holding(s) in Company

Augmentum Fintech Plc - Holding(s) in Company

PR Newswire

London, October 11

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BG12XV81

Issuer Name

AUGMENTUM FINTECH PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

Rathbone Investment Management Ltd

City of registered office (if applicable)

London

Country of registered office (if applicable)

United Kingdom

Name City of registered office Country of registered office
Rathbone Investment Management International LtdSt.HelierJersey

4. Details of the shareholder

Name City of registered office Country of registered office
BNP ParibasLondonUK
Rathbone Nominees LtdLondonUK

5. Date on which the threshold was crossed or reached

10-Oct-2022

6. Date on which Issuer notified

11-Oct-2022

7. Total positions of person(s) subject to the notification obligation

.% of voting rights attached to shares (total of 8.A) % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) Total of both in % (8.A + 8.B) Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached4.9992000.0000004.9992008927476
Position of previous notification (if applicable)5.0099000.0000005.009900

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible) Number of direct voting rights (DTR5.1) Number of indirect voting rights (DTR5.2.1) % of direct voting rights (DTR5.1) % of indirect voting rights (DTR5.2.1)
GB00BG12XV8189274764.999200
Sub Total 8.A89274764.999200%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument Expiration date Exercise/conversion period Number of voting rights that may be acquired if the instrument is exercised/converted % of voting rights
Sub Total 8.B1

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument Expiration date Exercise/conversion period Physical or cash settlement Number of voting rights % of voting rights
Sub Total 8.B2

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person Name of controlled undertaking % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher than the notifiable threshold Total of both if it equals or is higher than the notifiable threshold
Rathbone Investment Management Limited4.8659004.865900%
Rathbone Investment Management International Ltd0.1333000.133300%

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

None

12. Date of Completion

11-Oct-2022

13. Place Of Completion

Port of Liverpool Building, Pier Head, Liverpool. L3 1NW

Date   Source Headline
2nd Jul 20197:00 amPRNResult of Equity Issue
1st Jul 201911:01 amPRNResult of Meeting
17th Jun 20193:58 pmPRNHolding(s) in Company
14th Jun 20192:59 pmPRNPublication of Prospectus
14th Jun 20197:00 amPRNProposed Issue of Equity
13th Jun 20194:24 pmPRNHolding(s) in Company
13th Jun 20197:00 amPRNFurther investments totalling £8.5 million
12th Jun 20194:55 pmPRNHolding(s) in Company
11th Jun 20195:10 pmPRNHolding(s) in Company
11th Jun 20197:00 amPRNFinal Results
5th Jun 20197:00 amPRNNotice of Final Results and Notice of General Meeting
1st May 201911:53 amPRNHolding(s) in Company
29th Mar 20194:20 pmPRNHolding(s) in Company
5th Mar 20197:00 amPRNCompany Update and Capital Markets Day
13th Feb 20194:12 pmPRNCancellation of share premium account
4th Feb 20194:26 pmPRNHolding(s) in Company
24th Jan 20197:00 amPRNAugmentum Fintech plc invests £7.5 million in iwoca
21st Jan 20197:00 amPRNAugmentum Fintech plc invests £4.0m in Farewill
4th Dec 20188:19 amPRNPortfolio update: Zopa granted banking licence
26th Nov 20181:44 pmPRNDirector/PDMR Shareholding
26th Nov 20187:00 amPRNInterim Results
12th Nov 201810:31 amPRNNotification of Interim Results for 2018
1st Oct 20187:00 amPRNAppointment of Joint Corporate Broker
10th Sep 20187:00 amPRNAugmentum Fintech plc invests £2.5 million in Unmortgage
6th Sep 20187:00 amPRNPortfolio Update
20th Aug 20187:00 amPRNNew investments totalling £7 million
3rd Aug 20187:00 amPRNPortfolio Update
13th Jul 20182:42 pmPRNHolding(s) in Company
20th Mar 20182:32 pmPRNNet Asset Value(s)
16th Mar 20184:01 pmPRNHolding(s) in Company
15th Mar 20182:15 pmPRNHolding(s) in Company
15th Mar 20182:06 pmPRNHolding(s) in Company
13th Mar 20183:54 pmPRNDirector/PDMR Shareholding
13th Mar 20187:00 amPRNFirst Day of Dealings

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