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Pin to quick picksAugmentum Fint. Regulatory News (AUGM)

Share Price Information for Augmentum Fint. (AUGM)

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Augmentum Fintech is an Investment Trust

To realise value through exiting the investments over time, the Company invests in early (but not seed) or later stage investments in unquoted fintech businesses.

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Holding(s) in Company

11 Oct 2022 12:23

Augmentum Fintech Plc - Holding(s) in Company

Augmentum Fintech Plc - Holding(s) in Company

PR Newswire

London, October 11

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BG12XV81

Issuer Name

AUGMENTUM FINTECH PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

Rathbone Investment Management Ltd

City of registered office (if applicable)

London

Country of registered office (if applicable)

United Kingdom

Name City of registered office Country of registered office
Rathbone Investment Management International LtdSt.HelierJersey

4. Details of the shareholder

Name City of registered office Country of registered office
BNP ParibasLondonUK
Rathbone Nominees LtdLondonUK

5. Date on which the threshold was crossed or reached

10-Oct-2022

6. Date on which Issuer notified

11-Oct-2022

7. Total positions of person(s) subject to the notification obligation

.% of voting rights attached to shares (total of 8.A) % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) Total of both in % (8.A + 8.B) Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached4.9992000.0000004.9992008927476
Position of previous notification (if applicable)5.0099000.0000005.009900

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible) Number of direct voting rights (DTR5.1) Number of indirect voting rights (DTR5.2.1) % of direct voting rights (DTR5.1) % of indirect voting rights (DTR5.2.1)
GB00BG12XV8189274764.999200
Sub Total 8.A89274764.999200%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument Expiration date Exercise/conversion period Number of voting rights that may be acquired if the instrument is exercised/converted % of voting rights
Sub Total 8.B1

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument Expiration date Exercise/conversion period Physical or cash settlement Number of voting rights % of voting rights
Sub Total 8.B2

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person Name of controlled undertaking % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher than the notifiable threshold Total of both if it equals or is higher than the notifiable threshold
Rathbone Investment Management Limited4.8659004.865900%
Rathbone Investment Management International Ltd0.1333000.133300%

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

None

12. Date of Completion

11-Oct-2022

13. Place Of Completion

Port of Liverpool Building, Pier Head, Liverpool. L3 1NW

Date   Source Headline
19th Jun 20204:35 pmRNSPrice Monitoring Extension
4th Jun 20207:00 amPRNInclusion in FTSE Smallcap Index and FTSE Allshare Index
26th May 202010:49 amPRNNotification of Major Holdings
1st May 20204:17 pmPRNListing Rule 9.2.6ER(1)
1st May 202011:16 amPRNTotal Voting Rights
27th Apr 20205:55 pmPRNTransaction in Own Shares
16th Apr 20207:00 amPRNSuccessful fundraise for Augmentum portfolio
6th Apr 20202:05 pmRNSSecond Price Monitoring Extn
6th Apr 20202:01 pmRNSPrice Monitoring Extension
6th Apr 202011:00 amRNSPrice Monitoring Extension
2nd Apr 20205:28 pmPRNTransaction in Own Shares
1st Apr 20203:35 pmPRNTotal Voting Rights
26th Mar 20205:09 pmPRNTransaction in Own Shares
26th Mar 20204:40 pmRNSSecond Price Monitoring Extn
26th Mar 20204:35 pmRNSPrice Monitoring Extension
25th Mar 20205:42 pmPRNTransaction in Own Shares
25th Mar 202011:10 amPRNClarification of Investment Restrictions
24th Mar 20205:37 pmPRNTransaction in Own Shares
24th Mar 20202:22 pmPRNCorrection : Transaction in Own Shares
24th Mar 20207:00 amPRNCOVID 19: Potential Impact and Portfolio Progress
23rd Mar 20205:49 pmPRNTransaction in Own Shares
19th Mar 20204:02 pmPRNChange of Auditor
3rd Mar 20207:00 amPRNCapital Markets Day
28th Feb 20203:48 pmPRNDirector/PDMR Shareholding
24th Feb 202012:43 pmPRNHolding(s) in Company
20th Feb 20209:33 amPRNHolding(s) in Company
20th Feb 20207:00 amPRNNotice of Capital Markets Day
17th Feb 20202:17 pmPRNInteractive Investor's Recommended Offer for Share plc
6th Feb 20207:00 amPRNAppointment of Joint Corporate Broker
17th Jan 20205:48 pmPRNHolding(s) in Company
3rd Jan 20207:00 amPRN£7.5 million investment into Receipt Bank
16th Dec 201912:54 pmPRN$5 million investment into Onfido
5th Dec 20192:30 pmPRNDirector/PDMR Shareholding
4th Dec 20197:05 amPRNAugmentum Fintech plc Analysts Briefing 10am today
4th Dec 20197:00 amPRNHalf-year Report
25th Nov 20197:00 amPRNNotice of Interim Results
25th Nov 20197:00 amPRNNotice of Interim Results
13th Nov 20192:18 pmPRNHolding(s) in Company
30th Oct 201911:18 amPRNNotice of Interim Results
18th Oct 20193:41 pmPRNHolding(s) in Company
1st Oct 20197:00 amPRN€6 million investment into German fintech Grover
27th Sep 20199:31 amPRNHolding(s) in Company
24th Sep 20193:14 pmPRNPortfolio Update - Tide
11th Sep 20193:54 pmPRNResult of AGM
2nd Aug 201910:25 amPRNAugmentum Fintech plc invests £5 million in Habito
1st Aug 201910:26 amPRNTotal Voting Rights
17th Jul 201912:45 pmPRNHolding(s) in Company
16th Jul 20197:00 amPRNHolding(s) in Company
5th Jul 20194:21 pmPRNHolding(s) in Company
4th Jul 201912:29 pmPRNDirector/PDMR Shareholding

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