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18 Jul 2019 09:56
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Aston Martin Lagonda Global Holdings plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker to Aston Martin Lagonda Global Holdings plc |
(d) Date dealing undertaken: | 17 July 2019 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP) | Lowest price per unit paid/received (GBP) |
Ordinary Share
| Purchase
Sale | 116,915
72,515 | 10.1869
10.2199 | 9.7530
9.7707 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary Share
| Equity Swap | Long
Short
| 4,449 1,391 11,692 650 1,298 9 525 327 15 21 14 1,743 79 14,769 1,688 732 500 487 5 12 127
103 9 2 5,540 51 1 37 229 40 4,927 48 3,511 2,267 573 520 149 2,277 535 745 1,669 1,267 358 1,259 520 192 1,814 9,493 2,741 5,226 2,142 7,122 40 10,929 7 10,136 523 1,773 1,985 104 373 334 458 | 9.7800 GBP 9.8215 GBP 9.8495 GBP 9.8560 GBP 9.8894 GBP 9.9276 GBP 9.9299 GBP 9.9304 GBP 9.9492 GBP 9.9548 GBP 9.9639 GBP 10.0086 GBP 10.0168 GBP 10.0563 GBP 10.0714 GBP 10.0900 GBP 10.1419 GBP 10.1994 GBP 10.2141 GBP 10.2144 GBP 10.2145 GBP
9.7540 GBP 9.7664 GBP 9.7743 GBP 9.7800 GBP 9.7804 GBP 9.7943 GBP 9.8052 GBP 9.8056 GBP 9.8065 GBP 9.8079 GBP 9.8098 GBP 9.8105 GBP 9.8113 GBP 9.8134 GBP 9.8161 GBP 9.8168 GBP 9.8183 GBP 9.8222 GBP 9.8251 GBP 9.8335 GBP 9.8527 GBP 9.8553 GBP 9.8560 GBP 9.8602 GBP 9.8621 GBP 9.8641 GBP 9.8654 GBP 9.8658 GBP 9.8961 GBP 9.9030 GBP 9.9099 GBP 9.9567 GBP 9.9607 GBP 10.0203 GBP 10.0302 GBP 10.0600 GBP 10.0807 GBP 10.0928 GBP 10.1251 GBP 10.1253 GBP 10.1870 GBP 10.1953 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 18 July 2019 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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