Last checked at 21 Jun 2016 11:32
| For filings with the FCA include the annex | |||||||||||
| For filings with issuer exclude the annex | |||||||||||
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES | |||||||||||
| 1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: | Goldbridges Global Resources Plc | ||||||||||
| 2 Reason for the notification (please tick the appropriate box or boxes): | |||||||||||
| An acquisition or disposal of voting rights | |||||||||||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||||||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||||||||
| An event changing the breakdown of voting rights | |||||||||||
| Other (please specify): | Reporting aggregated control by Kairos Investment Management Limited (“KIML”) of the funds specified below. Report being made consequent to management of ‘Kairos International Sicav – Key’ being transferred to manager on 30 May 2016. | x | |||||||||
| 3. Full name of person(s) subject to thenotification obligation: | Kairos Investment Management Limited | ||||||||||
| 4. Full name of shareholder(s)(if different from 3.): | See number 3 | ||||||||||
| 5. Date of the transaction and date onwhich the threshold is crossed orreached: | 30/05/2016 | ||||||||||
| 6. Date on which issuer notified: | 17/06/2016 | ||||||||||
| 7. Threshold(s) that is/are crossed orreached: | 5% | ||||||||||
| 8. Notified details: | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| A: Voting rights attached to shares | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Class/type ofshares Nominal value of 0.1 pence
if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Direct | Direct | Indirect | Direct | Indirect | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| ISIN:- GB00B015PT76 | 0 | 0 | 750,000 | 750,000 | 0.032% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| B: Qualifying Financial Instruments | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Type of financialinstrument | Expirationdate | Exercise/ Conversion Period | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| N/A | N/A | N/A | N/A | N/A | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Type of financialinstrument | Exercise price | Expiration date | Exercise/Conversion period | Number of voting rights instrument refers to | % of voting rights, | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
Contract for Difference
Contract for Difference |
N/A
N/A |
15 January 2026
6 July 2018 |
60,029,897
65,900,000 | Nominal | Delta | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| 2.571%
2.823% | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Total (A+B+C) | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Number of voting rights | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| 126,679,897 | 5.43% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| 9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: | |||||||||||
| Kairos Investment Management Limited (“KIML”) manages Kairos Pegasus Fund Limited (“KPFL”) and on 30 May 2016, management of Kairos International Sicav – Key (“”KISK”) was transferred to KIML. KPFL has an interest in 60,029,897 voting rights in Goldbridges Global Resources Plc (the “Company”) pursuant to a contract for difference that expires on 15 January 2026. KISK holds 750,000 shares in the Company and has a further interest in 65,900,000 voting rights in the Company pursuant to a contract for difference that expires on 6 July 2018. The transfer of management of KISK to KIML meant that the aggregate % of voting rights under management by KIML exceeded the 5% threshold. It is our understanding that the total voting shares outstanding of the Company is 2,334,342,130 bringing KIML’s aggregate interest in voting rights to 5.43%. | |||||||||||
| Proxy Voting: | |||||||||||
| 10. Name of the proxy holder: | Kairos Investment Management Limited | ||||||||||
| 11. Number of voting rights proxy holder will ceaseto hold: | N/A | ||||||||||
| 12. Date on which proxy holder will cease to holdvoting rights: | N/A | ||||||||||
| 13. Additional information: | None. | ||||||||||
| 14. Contact name: | Matthew Rae | ||||||||||
| 15. Contact telephone number: | 020 7398 3036 | ||||||||||
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