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Holding(s) in Company

3 Jan 2018 13:59

RNS Number : 8685A
Aldermore Group PLC
03 January 2018
 



TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

ALDERMORE GROUP PLC

1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)

Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments

X

An event changing the breakdown of voting rights

Other (please specify)iii:

3. Details of person subject to the notification obligationiv

Name

CREDIT SUISSE GROUP AG

City and country of registered office (if applicable)

ZURICH, SWITZERLAND

4. Full name of shareholder(s) (if different from 3.)v

Name

City and country of registered office (if applicable)

5. Date on which the threshold was crossed or reachedvi:

28/12/2017

6. Date on which issuer notified (DD/MM/YYYY):

02/01/2018

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

6.474%

0.053%

6.527%

22,511,582

Position of previous notification (if

applicable)

6.938%

0.114%

7.052%

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type ofshares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

ORD

GB00BQQMCJ47

22,329,954

6.474%

SUBTOTAL 8. A

22,329,954

6.474%

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expirationdatex

Exercise/Conversion Periodxi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

SUBTOTAL 8. B 1

 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expirationdatex

Exercise/Conversion Period xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights

Swap

03/05/18

CASH

815

0.0002%

Swap

09/03/19

CASH

180,813

0.0524%

SUBTOTAL 8.B.2

181,628

0.0527%

 

 

 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)

X

Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Credit Suisse Group AG

Credit Suisse AG

Credit Suisse Investments (UK)

Credit Suisse Investment Holdings (UK)

Credit Suisse Securities (Europe) Ltd

6.291%

0.053%

6.344%

Credit Suisse Group AG

Credit Suisse AG

Credit Suisse Asset Management International Holding Limited

Credit Suisse Asset Management & Investor Services (Schweiz) Holding AG

 

Credit Suisse Fund Management S.A.

Credit Suisse Group AG

Credit Suisse AG

 

Credit Suisse Asset Management International Holding Limited

Credit Suisse Asset Management & Investor Services (Schweiz) Holding AG

Credit Suisse Funds AG

Credit Suisse Group AG

Credit Suisse AG

 

Credit Suisse AG, Guernsey Branch

Qube Fund Ltd

Credit Suisse Group AG

Credit Suisse AG

Credit Suisse AG, Dublin Branch

10. In case of proxy voting, please identify:

Name of the proxy holder

N/A

The number and % of voting rights held

N/A

The date until which the voting rights will be held

N/A

11. Additional informationxvi

Ref: 13600263

 

Place of completion

London, England

Date of completion

02/01/2018

 

 

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
HOLBJMJTMBAMBTP
Date   Source Headline
14th Mar 20183:20 pmRNSForm 8.3 - Aldermore Group Plc
14th Mar 20183:19 pmRNSDirector/PDMR Shareholding
14th Mar 20183:17 pmRNSDirector/PDMR Shareholding
14th Mar 20183:13 pmRNSBlock Listing Return
14th Mar 20183:05 pmRNSForm 8.3 - Aldermore Group Plc
14th Mar 20181:17 pmBUSForm 8.3 - ALDERMORE GROUP PLC
14th Mar 201811:48 amRNSForm 8.5 (EPT/RI) - Aldermore Group plc
14th Mar 201811:36 amRNSCompletion of Acquisition
14th Mar 201810:49 amRNSForm 8.3 - Aldermore Group Plc
14th Mar 201810:46 amRNSForm 8.5 (EPT/RI) Aldermore Group plc
13th Mar 20183:20 pmRNSForm 8.3 - Aldermore Group Plc
13th Mar 20182:41 pmBUSForm 8.3 - ALDERMORE GROUP PLC
13th Mar 20181:20 pmRNSForm 8.3 - Aldermore Group PLC
13th Mar 201812:26 pmRNSForm 8.3 - Aldermore Group Plc
13th Mar 201811:15 amRNSForm 8.5 (EPT/RI)- Aldermore Group plc
13th Mar 201810:41 amRNSForm 8.5 (EPT/RI) Aldermore Group plc
13th Mar 201810:36 amRNSForm 8.5 (EPT/NON-RI) Aldermore Group plc
12th Mar 20183:20 pmRNSForm 8.3 - Aldermore Group Plc
12th Mar 20183:06 pmRNSForm 8.3 - Aldermore Group plc
12th Mar 201812:38 pmBUSFORM 8.3 - ALDERMORE GROUP PLC
12th Mar 201812:01 pmRNSScheme sanctioned by Court
12th Mar 201811:37 amRNSForm 8.3 - Aldermore Group plc
12th Mar 201811:12 amRNSForm 8.5 (EPT/RI) Aldermore Group plc
12th Mar 201810:59 amRNSForm 8.5 (EPT/RI)- Aldermore Group plc
12th Mar 201810:59 amRNSForm 8.3 - Aldermore Group Plc
9th Mar 20183:20 pmRNSForm 8.3 - Aldermore Group Plc
9th Mar 20182:35 pmBUSForm 8.3 - ALDERMORE GROUP PLC
9th Mar 201810:58 amRNSForm 8.5 (EPT/RI) Aldermore Group plc
9th Mar 201810:53 amRNSForm 8.5 (EPT/NON-RI) Aldermore Group plc
9th Mar 201810:08 amRNSForm 8.5 (EPT/RI)- Aldermore Group plc
9th Mar 20189:36 amRNSForm 8.3 - Aldermore Group Plc
8th Mar 20183:20 pmRNSForm 8.3 - Aldermore Group Plc
8th Mar 20181:59 pmBUSForm 8.3 - ALDERMORE GROUP PLC
8th Mar 20181:31 pmRNSForm 8.3 - Aldermore Group PLC
8th Mar 201811:32 amRNSForm 8.3 - Aldermore Group Plc
8th Mar 201811:14 amRNSForm 8.3 - Aldermore Group PLC
8th Mar 201811:00 amRNSForm 8.5 (EPT/RI)- Aldermore Group plc
8th Mar 201810:56 amRNSForm 8.5 (EPT/RI) Aldermore Group plc
8th Mar 201810:53 amRNSForm 8.5 (EPT/NON-RI) Aldermore Group plc
8th Mar 201810:51 amRNSForm 8.5 (EPT/NON-RI)Aldermore Group plc AMENDMENT
7th Mar 20185:23 pmRNSBlock Listing Six Monthly Return
7th Mar 20183:20 pmRNSForm 8.3 - Aldermore Group Plc
7th Mar 201812:12 pmBUSForm 8.3 - ALDERMORE GROUP PLC
7th Mar 201811:18 amRNSForm 8.5 (EPT/RI) Aldermore Group plc
7th Mar 201811:15 amRNSForm 8.5 (EPT/NON-RI) Aldermore Group plc
7th Mar 201810:05 amRNSBlock Listing Application
7th Mar 20189:58 amRNSForm 8.3 - Aldermore Group Plc
7th Mar 20189:31 amRNSForm 8.5 (EPT/RI)- Aldermore Group plc
6th Mar 20183:20 pmRNSForm 8.3 - Aldermore Group Plc
6th Mar 20183:13 pmRNSForm 8.3 - Aldermore Group Plc

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