Last checked at 21 May 2024 11:56
FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose relevant securities this form relates: | ANGLO AMERICAN PLC | |||||
(c) | Name of the party to the offer with which exempt principal trader is connected | BHP GROUP LTD | |||||
(d) | Date position held/dealing undertaken: | 20 May 2024 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? | YES: BHP GROUP LTD | |||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | USD 0.54945 ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 5,399,551 | 0.44% | 20,915,657 | 1.71% | |||
(2) Cash-settled derivatives: | 20,889,536 | 1.70% | 5,108,428 | 0.42% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 26,289,087 | 2.15% | 26,024,085 | 2.12% | |||
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(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to which subscription right exists |
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Details, including nature of the rights concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales |
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Class of relevant security | Purchase/sale | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received | |||
USD 0.54945 ordinary | Purchase | 719647 | 27.1188 GBP | 26.3300 GBP | |||
ADR | Sale | 112515 | 17.2238 USD | 16.9844 USD | |||
USD 0.54945 ordinary | Sale | 4954027 | 27.0600 GBP | 26.3300 GBP | |||
ADR | Purchase | 162515 | 17.2238 USD | 16.9844 USD | |||
USD 0.54945 ordinary | Sale | 6583 | 31.0921 EUR | 31.0921 EUR | |||
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(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product description | Nature of dealing | Number of reference securities | Price per unit | |||
USD 0.54945 ordinary | SWAP | Closing Short | 465 | 26.5402 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 87 | 621.6900 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 166 | 26.9750 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 191 | 26.6663 GBP | |||
USD 0.54945 ordinary | CFD | Decreasing Long | 200 | 26.9051 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 310 | 621.6900 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 641 | 26.6888 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 650 | 26.7629 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 1,667 | 26.7634 GBP | |||
USD 0.54945 ordinary | CFD | Decreasing Long | 1,715 | 26.8000 GBP | |||
USD 0.54945 ordinary | CFD | Decreasing Long | 2,602 | 26.6994 GBP | |||
USD 0.54945 ordinary | CFD | Decreasing Long | 5,382 | 27.0350 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 5,414 | 621.6884 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 5,458 | 26.7601 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 6,978 | 614.1146 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 7,124 | 616.3451 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 7,649 | 615.3245 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 11,257 | 26.6064 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 11,304 | 26.7637 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 12,771 | 26.5055 GBP | |||
USD 0.54945 ordinary | CFD | Decreasing Long | 13,885 | 26.8308 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 14,370 | 26.8085 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 15,461 | 622.4834 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 17,863 | 26.6282 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 19,242 | 26.8000 GBP | |||
USD 0.54945 ordinary | CFD | Decreasing Long | 20,244 | 26.7525 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 22,508 | 26.8000 GBP | |||
USD 0.54945 ordinary | CFD | Decreasing Long | 25,000 | 26.6856 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 28,063 | 622.0075 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 32,121 | 26.5933 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 32,282 | 614.7054 ZAR | |||
USD 0.54945 ordinary | CFD | Decreasing Long | 97,074 | 26.7832 GBP | |||
USD 0.54945 ordinary | CFD | Decreasing Long | 119,924 | 26.7841 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 168 | 619.9566 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 206 | 621.0601 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 207 | 621.0329 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 733 | 26.7997 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 1,264 | 26.7573 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 1,500 | 623.0023 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 1,821 | 26.7412 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 6,045 | 618.2216 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 6,369 | 26.7393 GBP | |||
USD 0.54945 ordinary | CFD | Decreasing Short | 6,583 | 31.0886 EUR | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 8,655 | 26.7548 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 12,122 | 26.8439 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 12,818 | 26.8253 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 19,046 | 26.7683 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 19,240 | 26.8792 GBP | |||
USD 0.54945 ordinary | CFD | Decreasing Short | 32,282 | 614.5364 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 34,110 | 618.4592 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 83,497 | 621.3983 ZAR | |||
USD 0.54945 ordinary | CFD | Decreasing Short | 143,010 | 619.3962 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 87 | 621.6900 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 123 | 26.4769 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 310 | 621.6900 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 378 | 26.7373 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 551 | 611.5213 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 1,179 | 26.9350 GBP | |||
USD 0.54945 ordinary | CFD | Increasing Long | 5,382 | 27.0350 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 5,414 | 621.6884 ZAR | |||
USD 0.54945 ordinary | CFD | Increasing Long | 6,270 | 26.7336 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 6,978 | 614.1146 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 7,124 | 616.3451 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 7,649 | 615.3245 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 9,500 | 26.5444 GBP | |||
USD 0.54945 ordinary | CFD | Increasing Long | 9,741 | 26.8000 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 11,146 | 621.7296 ZAR | |||
USD 0.54945 ordinary | CFD | Increasing Long | 11,241 | 26.6587 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 12,100 | 26.8692 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 12,390 | 26.8829 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 13,370 | 26.8015 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 15,461 | 622.4834 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 28,063 | 622.0075 ZAR | |||
USD 0.54945 ordinary | CFD | Increasing Long | 39,138 | 26.8070 GBP | |||
USD 0.54945 ordinary | CFD | Increasing Long | 50,536 | 26.8424 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 65,560 | 26.8478 GBP | |||
USD 0.54945 ordinary | CFD | Increasing Long | 323,696 | 26.7739 GBP | |||
USD 0.54945 ordinary | CFD | Increasing Long | 4,000,000 | 26.4800 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 168 | 619.9566 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 206 | 621.0601 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 207 | 621.0329 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 415 | 26.5379 GBP | |||
USD 0.54945 ordinary | CFD | Increasing Short | 551 | 611.7659 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 649 | 26.7251 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 1,500 | 623.0023 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 1,584 | 27.0262 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 1,702 | 26.8002 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 2,126 | 26.5040 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 6,045 | 618.2216 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 8,596 | 26.6721 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 10,595 | 26.6701 GBP | |||
USD 0.54945 ordinary | CFD | Increasing Short | 11,146 | 621.9006 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 19,379 | 26.5918 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 34,110 | 618.4592 ZAR | |||
USD 0.54945 ordinary | CFD | Increasing Short | 83,497 | 621.5847 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 143,010 | 619.5821 ZAR | |||
USD 0.54945 ordinary | SWAP | Opening Long | 85 | 26.5162 GBP | |||
USD 0.54945 ordinary | SWAP | Opening Long | 97 | 26.5945 GBP | |||
USD 0.54945 ordinary | SWAP | Opening Long | 150 | 26.8222 GBP | |||
USD 0.54945 ordinary | SWAP | Opening Long | 12,489 | 26.7345 GBP | |||
USD 0.54945 ordinary | SWAP | Opening Long | 12,781 | 26.8218 GBP | |||
USD 0.54945 ordinary | SWAP | Opening Long | 24,328 | 26.5476 GBP | |||
USD 0.54945 ordinary | SWAP | Opening Long | 29,735 | 26.8110 GBP | |||
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(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | Option money paid/ received per unit |
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(ii) | Exercising |
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Class of relevant security | Product description | Exercising/ exercised against | Number of securities | Exercise price per unit | |||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant security | Nature of Dealings | Details | Price per unit (if applicable) | ||||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 21 May 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||