5 May 2023 12:47
FORM 8.3 | |||||||
IRISH TAKEOVER PANEL | |||||||
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, | |||||||
TAKEOVER RULES, 2007 (AS AMENDED) | |||||||
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES | |||||||
REPRESENTING 1% OR MORE | |||||||
1. | KEY INFORMATION | ||||||
Name of person dealing (Note 1) | Barclays PLC. | ||||||
Company dealt in | HORIZON THERAPEUTICS PLC | ||||||
Class of relevant security to which the dealings being disclosed relate (Note 2) | $0.0001 ordinary shares | ||||||
Date of dealing | 04 May 2023 | ||||||
2. | INTERESTS AND SHORT POSITIONS | ||||||
(a) | Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3) | ||||||
Class of relevant security: | $0.0001 ordinary shares | ||||||
Long | Short | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities | 1,423,459 | 0.62% | 397,285 | 0.17% | ||
(2) | Derivatives (other than options): | 53,580 | 0.02% | 0 | 0.00% | ||
(3) | Options and agreements to purchase/sell: | 1,282,700 | 0.56% | 1,062,200 | 0.46% | ||
TOTAL: | 2,759,739 | 1.21% | 1,459,485 | 0.64% | |||
(b) | Interests and short positions in relevant securities of the company, other than the class dealt in | ||||||
Class of relevant security: | Long | Short | |||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities | Â | Â | Â | Â | ||
(2) | Derivatives (other than options): | Â | Â | Â | Â | ||
(3) | Options and agreements to purchase/sell: | Â | Â | Â | Â | ||
TOTAL: | Â | Â | Â | Â | |||
3. | DEALINGS (Note 4) | ||||||
(a) | Purchase and sales | Â | |||||
Class of relevant Security | Purchase/sale | Number of securities | Price per unit | ||||
$0.0001 ordinary shares | Purchase | 1 | 110.2600 USD | ||||
$0.0001 ordinary shares | Purchase | 3 | 110.1600 USD | ||||
$0.0001 ordinary shares | Purchase | 3 | 110.3966 USD | ||||
$0.0001 ordinary shares | Purchase | 3 | 110.3300 USD | ||||
$0.0001 ordinary shares | Purchase | 3 | 110.3700 USD | ||||
$0.0001 ordinary shares | Purchase | 4 | 110.2650 USD | ||||
$0.0001 ordinary shares | Purchase | 7 | 110.2100 USD | ||||
$0.0001 ordinary shares | Purchase | 9 | 110.2788 USD | ||||
$0.0001 ordinary shares | Purchase | 9 | 110.2966 USD | ||||
$0.0001 ordinary shares | Purchase | 11 | 110.2827 USD | ||||
$0.0001 ordinary shares | Purchase | 16 | 110.4287 USD | ||||
$0.0001 ordinary shares | Purchase | 17 | 110.3141 USD | ||||
$0.0001 ordinary shares | Purchase | 24 | 110.3129 USD | ||||
$0.0001 ordinary shares | Purchase | 47 | 110.2850 USD | ||||
$0.0001 ordinary shares | Purchase | 68 | 110.3157 USD | ||||
$0.0001 ordinary shares | Purchase | 77 | 110.3031 USD | ||||
$0.0001 ordinary shares | Purchase | 100 | 110.4800 USD | ||||
$0.0001 ordinary shares | Purchase | 100 | 110.4950 USD | ||||
$0.0001 ordinary shares | Purchase | 105 | 110.5000 USD | ||||
$0.0001 ordinary shares | Purchase | 111 | 110.2174 USD | ||||
$0.0001 ordinary shares | Purchase | 122 | 110.1800 USD | ||||
$0.0001 ordinary shares | Purchase | 300 | 110.2066 USD | ||||
$0.0001 ordinary shares | Purchase | 300 | 110.3050 USD | ||||
$0.0001 ordinary shares | Purchase | 323 | 110.2913 USD | ||||
$0.0001 ordinary shares | Purchase | 375 | 110.3552 USD | ||||
$0.0001 ordinary shares | Purchase | 394 | 110.3381 USD | ||||
$0.0001 ordinary shares | Purchase | 419 | 110.3110 USD | ||||
$0.0001 ordinary shares | Purchase | 447 | 110.2564 USD | ||||
$0.0001 ordinary shares | Purchase | 500 | 110.2800 USD | ||||
$0.0001 ordinary shares | Purchase | 691 | 110.2900 USD | ||||
$0.0001 ordinary shares | Purchase | 898 | 110.2773 USD | ||||
$0.0001 ordinary shares | Purchase | 1,006 | 110.1519 USD | ||||
$0.0001 ordinary shares | Purchase | 1,041 | 110.3519 USD | ||||
$0.0001 ordinary shares | Purchase | 2,791 | 110.2067 USD | ||||
$0.0001 ordinary shares | Purchase | 3,931 | 110.2405 USD | ||||
$0.0001 ordinary shares | Purchase | 4,498 | 111.2429 USD | ||||
$0.0001 ordinary shares | Purchase | 4,637 | 110.3444 USD | ||||
$0.0001 ordinary shares | Purchase | 5,660 | 110.2910 USD | ||||
$0.0001 ordinary shares | Purchase | 6,630 | 110.3249 USD | ||||
$0.0001 ordinary shares | Purchase | 11,114 | 110.2720 USD | ||||
$0.0001 ordinary shares | Purchase | 19,773 | 110.2924 USD | ||||
$0.0001 ordinary shares | Purchase | 27,768 | 110.3104 USD | ||||
$0.0001 ordinary shares | Sale | 1 | 110.5400 USD | ||||
$0.0001 ordinary shares | Sale | 1 | 110.3900 USD | ||||
$0.0001 ordinary shares | Sale | 1 | 110.3700 USD | ||||
$0.0001 ordinary shares | Sale | 2 | 110.4000 USD | ||||
$0.0001 ordinary shares | Sale | 2 | 110.3800 USD | ||||
$0.0001 ordinary shares | Sale | 2 | 110.3750 USD | ||||
$0.0001 ordinary shares | Sale | 3 | 110.1933 USD | ||||
$0.0001 ordinary shares | Sale | 9 | 110.2744 USD | ||||
$0.0001 ordinary shares | Sale | 10 | 110.3220 USD | ||||
$0.0001 ordinary shares | Sale | 18 | 110.1783 USD | ||||
$0.0001 ordinary shares | Sale | 28 | 110.2832 USD | ||||
$0.0001 ordinary shares | Sale | 80 | 110.2723 USD | ||||
$0.0001 ordinary shares | Sale | 100 | 110.3053 USD | ||||
$0.0001 ordinary shares | Sale | 100 | 110.3200 USD | ||||
$0.0001 ordinary shares | Sale | 103 | 110.3223 USD | ||||
$0.0001 ordinary shares | Sale | 128 | 110.2048 USD | ||||
$0.0001 ordinary shares | Sale | 154 | 110.4332 USD | ||||
$0.0001 ordinary shares | Sale | 200 | 110.1900 USD | ||||
$0.0001 ordinary shares | Sale | 207 | 110.2643 USD | ||||
$0.0001 ordinary shares | Sale | 358 | 110.3721 USD | ||||
$0.0001 ordinary shares | Sale | 400 | 110.2250 USD | ||||
$0.0001 ordinary shares | Sale | 454 | 110.2033 USD | ||||
$0.0001 ordinary shares | Sale | 551 | 110.1818 USD | ||||
$0.0001 ordinary shares | Sale | 578 | 110.3576 USD | ||||
$0.0001 ordinary shares | Sale | 780 | 110.2429 USD | ||||
$0.0001 ordinary shares | Sale | 894 | 110.2954 USD | ||||
$0.0001 ordinary shares | Sale | 900 | 110.3822 USD | ||||
$0.0001 ordinary shares | Sale | 1,001 | 110.2729 USD | ||||
$0.0001 ordinary shares | Sale | 1,262 | 110.2280 USD | ||||
$0.0001 ordinary shares | Sale | 1,400 | 110.2971 USD | ||||
$0.0001 ordinary shares | Sale | 1,401 | 110.2450 USD | ||||
$0.0001 ordinary shares | Sale | 1,500 | 110.3550 USD | ||||
$0.0001 ordinary shares | Sale | 1,984 | 110.3141 USD | ||||
$0.0001 ordinary shares | Sale | 1,991 | 110.2466 USD | ||||
$0.0001 ordinary shares | Sale | 2,018 | 110.1801 USD | ||||
$0.0001 ordinary shares | Sale | 2,271 | 110.3375 USD | ||||
$0.0001 ordinary shares | Sale | 2,354 | 110.3548 USD | ||||
$0.0001 ordinary shares | Sale | 2,385 | 110.3410 USD | ||||
$0.0001 ordinary shares | Sale | 3,931 | 110.2405 USD | ||||
$0.0001 ordinary shares | Sale | 4,517 | 110.3041 USD | ||||
$0.0001 ordinary shares | Sale | 4,702 | 110.2371 USD | ||||
$0.0001 ordinary shares | Sale | 4,948 | 110.2363 USD | ||||
$0.0001 ordinary shares | Sale | 5,000 | 110.3342 USD | ||||
$0.0001 ordinary shares | Sale | 6,000 | 111.1015 USD | ||||
$0.0001 ordinary shares | Sale | 7,584 | 110.3024 USD | ||||
$0.0001 ordinary shares | Sale | 7,968 | 110.2496 USD | ||||
$0.0001 ordinary shares | Sale | 8,597 | 110.2571 USD | ||||
$0.0001 ordinary shares | Sale | 10,701 | 110.2619 USD | ||||
$0.0001 ordinary shares | Sale | 18,390 | 110.2900 USD | ||||
$0.0001 ordinary shares | Sale | 18,869 | 110.3091 USD | ||||
 | |||||||
(b) | Derivatives transactions (other than option transactions) | ||||||
Product Name | Nature of transaction | Number of relevant securities | Price per unit | ||||
 |  |  |  | ||||
 | |||||||
(c) | Options transactions in respect of existing securities | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | Option money paid/ received per unit |
 |  |  |  |  |  |  |  |
 | |||||||
(ii) | Exercising | Â | |||||
Product name | Number of securities | Exercise price per unit | |||||
 |  |  | |||||
 | |||||||
(d) | Other dealings (including transactions in respect of new securities) (Note 4) | ||||||
Nature of transaction | Details | Price per unit (if applicable) | |||||
 |  |  | |||||
4. | OTHER INFORMATION | ||||||
Agreements, arrangements or understandings relating to options or derivatives | |||||||
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. | |||||||
NONE | |||||||
Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 05 May 2023 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
If a connected EFM, name of offeree/offeror with which connected | Â | ||||||
If a connected EFM, state nature of connection | Â | ||||||
 | |||||||
SUPPLEMENTAL FORM 8 | |||||||
 | |||||||
IRISH TAKEOVER PANEL | |||||||
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL | |||||||
ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED) | |||||||
DETAILS OF OPEN POSITIONS | |||||||
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as | |||||||
appropriate) | |||||||
OPEN POSITIONS | Â | ||||||
Class of relevant security | Product Description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
$0.0001 ordinary shares | Put Options | Written | 150,000 | 090 | American | 19 May 2023 | |
$0.0001 ordinary shares | Put Options | Written | 495,500 | 100 | American | 16 Jun 2023 | |
$0.0001 ordinary shares | Put Options | Purchased | -65,000 | 095 | American | 19 May 2023 | |
$0.0001 ordinary shares | Put Options | Purchased | -25,000 | 085 | American | 19 May 2023 | |
$0.0001 ordinary shares | Put Options | Written | 10,200 | 080 | American | 18 Aug 2023 | |
$0.0001 ordinary shares | Put Options | Written | 65,000 | 105 | American | 19 May 2023 | |
$0.0001 ordinary shares | Put Options | Written | 400,000 | 100 | American | 18 Aug 2023 | |
$0.0001 ordinary shares | Put Options | Purchased | -800,000 | 080 | American | 18 Aug 2023 | |
$0.0001 ordinary shares | Put Options | Written | 162,000 | 105 | American | 21 Jul 2023 | |
$0.0001 ordinary shares | Put Options | Purchased | -162,000 | 090 | American | 21 Jul 2023 | |
$0.0001 ordinary shares | Put Options | Purchased | -10,200 | 100 | American | 18 Aug 2023 | |
 |
Â