2 Sep 2022 13:16
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Â | Barclays PLC. | ||||
(b) | Owner or controller of interest and short | Â | |||||
 | positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | HOMESERVE PLC | |||||
 | relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an | Â | |||||
 | offeror/offeree, state this and specify identity of | ||||||
 | offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 01 Sep 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | Â | Â | |||
 | disclosures in respect of any other party to the offer? |  |  | ||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | Â | |||||
 | to which the disclosure relates following the dealing(if any) |  | |||||
Class of relevant security: | 2 9/13p ordinary | ||||||
 | Interests | Short Positions | |||||
 | Number | (%) | Number | (%) | |||
(1) | Relevant securities owned | Â | Â | Â | Â | ||
 | and/or controlled: |  |  | 10,712,989 | 3.18% | 2,457,989 | 0.73% |
(2) | Cash-settled derivatives: | Â | Â | Â | Â | ||
 | and/or controlled: |  |  | 2,041,183 | 0.61% | 9,813,967 | 2.91% |
(3) | Stock-settled derivatives (including options) | Â | Â | Â | Â | ||
 | and agreements to purchase/sell: |  |  | 0 | 0.00% | 0 | 0.00% |
 |  |  |  |  |  |  |  |
 | TOTAL: |  |  | 12,754,172 | 3.79% | 12,271,956 | 3.65% |
(b) | Rights to subscribe for new securities (including directors and other executive | Â | |||||
 | options) |  |  |  |  |  |  |
Class of relevant security in relation to | Â | Â | Â | Â | |||
which subscription right exists | Â | Â | Â | Â | |||
Details, including nature of the rights | Â | Â | Â | Â | |||
concerned and relevant percentages: | Â | Â | Â | Â | |||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | Â | Â | Â | Â | Â | |
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | Â | securities | Â | ||||
2 9/13p ordinary | Purchase | 474 | 11.8800 GBP | ||||
2 9/13p ordinary | Purchase | 500 | 11.8620 GBP | ||||
2 9/13p ordinary | Purchase | 1,718 | 11.8633 GBP | ||||
2 9/13p ordinary | Purchase | 1,840 | 11.8671 GBP | ||||
2 9/13p ordinary | Purchase | 1,988 | 11.8614 GBP | ||||
2 9/13p ordinary | Purchase | 3,221 | 11.8619 GBP | ||||
2 9/13p ordinary | Purchase | 3,571 | 11.8659 GBP | ||||
2 9/13p ordinary | Purchase | 3,642 | 11.8623 GBP | ||||
2 9/13p ordinary | Purchase | 3,655 | 11.8700 GBP | ||||
2 9/13p ordinary | Purchase | 5,393 | 11.8647 GBP | ||||
2 9/13p ordinary | Purchase | 5,734 | 11.8594 GBP | ||||
2 9/13p ordinary | Purchase | 6,204 | 11.8650 GBP | ||||
2 9/13p ordinary | Purchase | 6,995 | 11.8701 GBP | ||||
2 9/13p ordinary | Purchase | 10,697 | 11.8610 GBP | ||||
2 9/13p ordinary | Purchase | 18,222 | 11.8724 GBP | ||||
2 9/13p ordinary | Purchase | 18,775 | 11.8608 GBP | ||||
2 9/13p ordinary | Purchase | 138,966 | 11.8600 GBP | ||||
2 9/13p ordinary | Sale | 5,032 | 11.8650 GBP | ||||
2 9/13p ordinary | Sale | 6,947 | 11.8546 GBP | ||||
2 9/13p ordinary | Sale | 13,291 | 11.8504 GBP | ||||
2 9/13p ordinary | Sale | 13,964 | 11.8591 GBP | ||||
2 9/13p ordinary | Sale | 14,205 | 11.8524 GBP | ||||
2 9/13p ordinary | Sale | 16,000 | 11.8633 GBP | ||||
2 9/13p ordinary | Sale | 40,000 | 11.8645 GBP | ||||
2 9/13p ordinary | Sale | 86,258 | 11.8600 GBP | ||||
 |  |  |  |  |  |  |  |
(b) | Cash-settled derivative transactions | Â | |||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | Â | reference | unit | |||
security | Â | Â | securities | Â | |||
2 9/13p ordinary | SWAP | Long | 743 | 11.8650 GBP | |||
2 9/13p ordinary | SWAP | Long | 13,964 | 11.8591 GBP | |||
2 9/13p ordinary | SWAP | Long | 16,000 | 11.8633 GBP | |||
2 9/13p ordinary | SWAP | Long | 21,168 | 11.8540 GBP | |||
2 9/13p ordinary | SWAP | Long | 28,182 | 11.8548 GBP | |||
2 9/13p ordinary | SWAP | Long | 54,458 | 11.8600 GBP | |||
2 9/13p ordinary | SWAP | Short | 39 | 11.8599 GBP | |||
2 9/13p ordinary | SWAP | Short | 566 | 11.8650 GBP | |||
2 9/13p ordinary | SWAP | Short | 1,870 | 11.8600 GBP | |||
2 9/13p ordinary | SWAP | Short | 2,210 | 11.8621 GBP | |||
2 9/13p ordinary | CFD | Short | 3,642 | 11.8623 GBP | |||
2 9/13p ordinary | SWAP | Short | 6,868 | 11.8756 GBP | |||
2 9/13p ordinary | CFD | Short | 18,222 | 11.8723 GBP | |||
 |  |  |  |  |  |  |  |
(c) | Stock-settled derivative transactions (including options) | Â | |||||
(i) | Writing, selling, purchasing or varying | Â | |||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | Â | date | money |
relevant | Â | selling, | securities | per unit | Â | Â | paid/ |
security | Â | varying etc | to which | Â | Â | Â | received |
 |  |  | option |  |  |  | per unit |
 |  |  | relates |  |  |  |  |
 |  |  |  |  |  |  |  |
 |  |  |  |  |  |  |  |
(ii) | Exercising | Â | Â | Â | Â | Â | Â |
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | Â | Â | securities | unit | |||
 |  |  |  |  | |||
 |  |  |  |  |  |  |  |
(d) | Other dealings (including subscribing for new securities) | Â | |||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | Â | Â | applicable) | ||||
 |  |  |  | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | Â | |||||
Details of any indemnity or option arrangement, or any agreement or understanding, | Â | Â | |||||
formal or informal, relating to relevant securities which may be an inducement to deal | Â | Â | |||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | Â | ||||||
to the offer or any person acting in concert with a party to the offer: | Â | Â | Â | ||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | Â | |||||
Details of any agreement, arrangement or understanding, formal or informal, between | Â | Â | |||||
the person making the disclosure and any other person relating to: | Â | Â | |||||
(i) the voting rights of any relevant securities under any option; or | Â | Â | Â | ||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | Â | Â | |||||
any derivative is referenced: | Â | Â | Â | Â | Â | Â | |
NONE | |||||||
(c) | Attachments | Â | Â | Â | Â | Â | Â |
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 02 Sep 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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