25 Oct 2018 11:33
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. | |||
(b) | Owner or controller of interest and short | ||||
positions disclosed, if different from 1(a): | |||||
(c) | Name of offeror/offeree in relation to whose | BARRICK GOLD CORPORATION | |||
relevant securities this form relates: | |||||
(d) | Status of person making the disclosure: | CONNECTED TO THE OFFEREE | |||
(e) | Date position held/dealing undertaken: | 24 October 2018 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
Class of relevant security: | Ordinary NPV | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 1,575,483 | 0.13% | 49,200 | 0.00% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 641,600 | 0.05% | 2,713,200 | 0.23% | |||||||
(4) | |||||||||||
TOTAL: | 2,217,083 | 0.19% | 2,762,400 | 0.24% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
Ordinary NPV | Purchase | 60 | 13.3400 USD | ||||
Ordinary NPV | Purchase | 100 | 13.2350 USD | ||||
Ordinary NPV | Purchase | 100 | 13.2700 USD | ||||
Ordinary NPV | Purchase | 200 | 13.3100 USD | ||||
Ordinary NPV | Purchase | 300 | 13.2900 USD | ||||
Ordinary NPV | Purchase | 593 | 13.3832 USD | ||||
Ordinary NPV | Purchase | 600 | 13.1400 USD | ||||
Ordinary NPV | Purchase | 620 | 13.2493 USD | ||||
Ordinary NPV | Purchase | 700 | 13.1057 USD | ||||
Ordinary NPV | Purchase | 714 | 13.1476 USD | ||||
Ordinary NPV | Purchase | 900 | 13.1133 USD | ||||
Ordinary NPV | Purchase | 1,300 | 13.2438 USD | ||||
Ordinary NPV | Purchase | 1,622 | 13.3064 USD | ||||
Ordinary NPV | Purchase | 2,000 | 13.2662 USD | ||||
Ordinary NPV | Purchase | 2,100 | 13.0950 USD | ||||
Ordinary NPV | Purchase | 2,216 | 13.2755 USD | ||||
Ordinary NPV | Purchase | 2,500 | 13.2426 USD | ||||
Ordinary NPV | Purchase | 2,700 | 13.2692 USD | ||||
Ordinary NPV | Purchase | 2,800 | 13.1300 USD | ||||
Ordinary NPV | Purchase | 3,000 | 13.1275 USD | ||||
Ordinary NPV | Purchase | 3,000 | 13.1946 USD | ||||
Ordinary NPV | Purchase | 3,300 | 13.1542 USD | ||||
Ordinary NPV | Purchase | 3,600 | 13.1733 USD | ||||
Ordinary NPV | Purchase | 3,800 | 13.1115 USD | ||||
Ordinary NPV | Purchase | 3,900 | 13.2197 USD | ||||
Ordinary NPV | Purchase | 4,100 | 13.2468 USD | ||||
Ordinary NPV | Purchase | 4,580 | 13.2455 USD | ||||
Ordinary NPV | Purchase | 4,741 | 13.0966 USD | ||||
Ordinary NPV | Purchase | 5,214 | 13.1292 USD | ||||
Ordinary NPV | Purchase | 5,400 | 13.2427 USD | ||||
Ordinary NPV | Purchase | 5,800 | 13.2416 USD | ||||
Ordinary NPV | Purchase | 5,800 | 13.1524 USD | ||||
Ordinary NPV | Purchase | 6,040 | 13.2543 USD | ||||
Ordinary NPV | Purchase | 8,200 | 13.2645 USD | ||||
Ordinary NPV | Purchase | 8,308 | 13.3054 USD | ||||
Ordinary NPV | Purchase | 8,500 | 13.1100 USD | ||||
Ordinary NPV | Purchase | 8,500 | 13.1045 USD | ||||
Ordinary NPV | Purchase | 8,993 | 13.3942 USD | ||||
Ordinary NPV | Purchase | 10,627 | 13.2042 USD | ||||
Ordinary NPV | Purchase | 11,200 | 13.2479 USD | ||||
Ordinary NPV | Purchase | 11,900 | 13.2273 USD | ||||
Ordinary NPV | Purchase | 13,200 | 13.2750 USD | ||||
Ordinary NPV | Purchase | 13,598 | 13.3159 USD | ||||
Ordinary NPV | Purchase | 16,800 | 13.2235 USD | ||||
Ordinary NPV | Purchase | 17,537 | 13.2309 USD | ||||
Ordinary NPV | Purchase | 19,500 | 13.2540 USD | ||||
Ordinary NPV | Purchase | 22,667 | 13.2093 USD | ||||
Ordinary NPV | Purchase | 30,300 | 13.2181 USD | ||||
Ordinary NPV | Purchase | 33,200 | 13.1567 USD | ||||
Ordinary NPV | Purchase | 87,197 | 13.2509 USD | ||||
Ordinary NPV | Purchase | 97,900 | 13.2832 USD | ||||
Ordinary NPV | Purchase | 129,078 | 13.2990 USD | ||||
Ordinary NPV | Purchase | 140,900 | 13.2569 USD | ||||
Ordinary NPV | Sale | 8 | 13.2900 USD | ||||
Ordinary NPV | Sale | 50 | 13.3250 USD | ||||
Ordinary NPV | Sale | 60 | 13.3400 USD | ||||
Ordinary NPV | Sale | 72 | 13.4201 USD | ||||
Ordinary NPV | Sale | 100 | 13.1050 USD | ||||
Ordinary NPV | Sale | 100 | 13.3550 USD | ||||
Ordinary NPV | Sale | 160 | 13.3818 USD | ||||
Ordinary NPV | Sale | 200 | 13.2650 USD | ||||
Ordinary NPV | Sale | 300 | 13.2483 USD | ||||
Ordinary NPV | Sale | 321 | 13.1327 USD | ||||
Ordinary NPV | Sale | 400 | 13.3725 USD | ||||
Ordinary NPV | Sale | 400 | 13.3800 USD | ||||
Ordinary NPV | Sale | 473 | 13.1195 USD | ||||
Ordinary NPV | Sale | 516 | 13.2636 USD | ||||
Ordinary NPV | Sale | 598 | 13.2420 USD | ||||
Ordinary NPV | Sale | 600 | 13.2933 USD | ||||
Ordinary NPV | Sale | 600 | 13.2850 USD | ||||
Ordinary NPV | Sale | 700 | 13.1028 USD | ||||
Ordinary NPV | Sale | 851 | 13.1217 USD | ||||
Ordinary NPV | Sale | 900 | 13.2188 USD | ||||
Ordinary NPV | Sale | 1,167 | 13.1091 USD | ||||
Ordinary NPV | Sale | 1,300 | 13.1026 USD | ||||
Ordinary NPV | Sale | 1,300 | 13.2894 USD | ||||
Ordinary NPV | Sale | 1,314 | 13.1252 USD | ||||
Ordinary NPV | Sale | 1,400 | 13.2214 USD | ||||
Ordinary NPV | Sale | 2,200 | 13.1122 USD | ||||
Ordinary NPV | Sale | 2,300 | 13.1126 USD | ||||
Ordinary NPV | Sale | 2,400 | 13.1168 USD | ||||
Ordinary NPV | Sale | 3,700 | 13.1151 USD | ||||
Ordinary NPV | Sale | 3,800 | 13.1115 USD | ||||
Ordinary NPV | Sale | 4,600 | 13.1317 USD | ||||
Ordinary NPV | Sale | 5,100 | 13.1130 USD | ||||
Ordinary NPV | Sale | 5,661 | 13.2997 USD | ||||
Ordinary NPV | Sale | 6,050 | 13.3200 USD | ||||
Ordinary NPV | Sale | 6,662 | 13.1230 USD | ||||
Ordinary NPV | Sale | 7,400 | 13.2015 USD | ||||
Ordinary NPV | Sale | 7,511 | 13.1100 USD | ||||
Ordinary NPV | Sale | 8,100 | 13.1179 USD | ||||
Ordinary NPV | Sale | 9,140 | 13.1218 USD | ||||
Ordinary NPV | Sale | 10,428 | 13.1292 USD | ||||
Ordinary NPV | Sale | 11,002 | 13.2207 USD | ||||
Ordinary NPV | Sale | 11,537 | 13.2717 USD | ||||
Ordinary NPV | Sale | 14,988 | 13.3217 USD | ||||
Ordinary NPV | Sale | 16,184 | 13.3131 USD | ||||
Ordinary NPV | Sale | 16,841 | 13.1014 USD | ||||
Ordinary NPV | Sale | 19,000 | 13.1588 USD | ||||
Ordinary NPV | Sale | 25,100 | 13.1459 USD | ||||
Ordinary NPV | Sale | 27,227 | 13.2166 USD | ||||
Ordinary NPV | Sale | 36,400 | 13.2522 USD | ||||
Ordinary NPV | Sale | 45,100 | 13.2030 USD | ||||
Ordinary NPV | Sale | 68,395 | 13.3001 USD | ||||
Ordinary NPV | Sale | 83,000 | 13.2860 USD | ||||
Ordinary NPV | Sale | 122,800 | 13.2689 USD | ||||
Ordinary NPV | Sale | 169,689 | 13.2567 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
relates | |||||||||||||||
Ordinary NPV | Call Options | Purchasing | 200 | 12 USD | American | 26 Oct 2018 | 1.3200 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 200 | 12 USD | American | 21 Dec 2018 | 1.5500 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 1,400 | 13 USD | American | 26 Oct 2018 | 0.3700 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 2,300 | 13 USD | American | 18 Jan 2019 | 1.0400 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 4,200 | 14 USD | American | 26 Oct 2018 | 0.0700 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 13,300 | 14 USD | American | 26 Oct 2018 | 0.1800 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 1,000 | 15 USD | American | 2 Nov 2018 | 0.1000 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 200 | 15 USD | American | 18 Jan 2019 | 0.3900 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 1,400 | 20 USD | American | 18 Jan 2019 | 0.0500 USD | ||||||||
Ordinary NPV | Call Options | Selling | 1,100 | 13 USD | American | 16 Nov 2018 | 0.7309 USD | ||||||||
Ordinary NPV | Call Options | Selling | 1,700 | 14 USD | American | 21 Dec 2018 | 0.5200 USD | ||||||||
Ordinary NPV | Call Options | Selling | 3,700 | 15 USD | American | 16 Nov 2018 | 0.2235 USD | ||||||||
Ordinary NPV | Call Options | Selling | 1,600 | 15 USD | American | 21 Dec 2018 | 0.2900 USD | ||||||||
Ordinary NPV | Put Options | Purchasing | 1,000 | 13 USD | American | 26 Oct 2018 | 0.2100 USD | ||||||||
Ordinary NPV | Put Options | Purchasing | 1,000 | 15 USD | American | 18 Jan 2019 | 2.1800 USD | ||||||||
Ordinary NPV | Put Options | Selling | 900 | 10 USD | American | 17 Jan 2020 | 0.5300 USD | ||||||||
Ordinary NPV | Put Options | Selling | 5,000 | 15 USD | American | 15 Jan 2021 | 3.3600 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None |
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) | YES | |
Supplemental Form 8 (SBL) | NO | |
Date of disclosure: | 25 Oct 2018 | |
Contact name: | Large Holdings Regulatory Operations | |
Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings | Barclays PLC. | |
are being disclosed: | ||
Name of offeror/offeree in relation to whose | BARRICK GOLD CORPORATION | |
relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
Ordinary NPV | Call Options | Purchased | 100 | 6.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 100 | 15.0000 | American | 30 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 200 | 13.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 200 | 14.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 200 | 10.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 200 | 12.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 300 | 11.0000 | American | 23 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 300 | 11.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 300 | 20.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Call Options | Purchased | 300 | 13.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 300 | 16.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 400 | 15.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Call Options | Purchased | 600 | 25.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 800 | 15.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 900 | 13.0000 | American | 23 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 1,000 | 15.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 1,200 | 13.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,200 | 14.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,300 | 17.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,500 | 14.0000 | American | 30 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 1,600 | 10.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 1,700 | 25.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,900 | 8.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Purchased | 2,300 | 12.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 3,400 | 18.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 3,400 | 11.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 4,700 | 16.0000 | American | 30 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 5,000 | 16.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 6,400 | 15.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 8,300 | 13.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 8,300 | 12.0000 | American | 9 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 9,300 | 14.0000 | American | 9 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 10,000 | 35.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Purchased | 11,100 | 13.0000 | American | 9 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 17,000 | 13.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 19,600 | 11.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 27,200 | 9.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 32,100 | 10.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 43,200 | 10.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Purchased | 45,000 | 20.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 51,900 | 14.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 177,100 | 22.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -272,700 | 15.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -257,200 | 20.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -183,700 | 12.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -160,700 | 17.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -120,100 | 13.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -118,200 | 16.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -103,300 | 15.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -87,900 | 14.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -80,800 | 30.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -56,500 | 17.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -55,700 | 12.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -55,500 | 22.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -46,800 | 11.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -44,100 | 35.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -36,700 | 25.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -35,300 | 11.0000 | American | 9 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -21,400 | 13.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -20,800 | 25.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -19,600 | 20.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -15,600 | 37.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -14,400 | 18.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -14,100 | 15.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -13,300 | 27.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -8,500 | 12.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -5,900 | 27.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -5,300 | 19.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -5,000 | 18.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -4,700 | 24.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -3,700 | 15.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -3,500 | 22.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -3,000 | 21.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -1,600 | 15.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Call Options | Written | -1,600 | 14.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Call Options | Written | -1,400 | 8.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -1,000 | 10.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -800 | 12.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -700 | 26.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -600 | 14.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -400 | 11.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -400 | 9.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -100 | 12.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Put Options | Purchased | -300,000 | 15.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -155,100 | 9.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -138,600 | 10.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -74,600 | 10.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -53,400 | 9.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -27,100 | 13.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -13,600 | 8.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -12,800 | 13.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -10,700 | 11.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -9,700 | 13.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -9,000 | 11.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -5,100 | 13.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -5,000 | 14.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -3,400 | 12.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -2,800 | 20.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -2,600 | 10.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -2,000 | 11.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -1,900 | 8.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -1,500 | 10.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -800 | 14.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -400 | 14.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -300 | 8.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Put Options | Purchased | -200 | 13.0000 | American | 30 Nov 2018 | |||||||
Ordinary NPV | Put Options | Written | 100 | 11.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Put Options | Written | 100 | 20.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 200 | 10.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Put Options | Written | 400 | 17.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 400 | 22.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 600 | 8.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 600 | 5.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 700 | 10.0000 | American | 30 Nov 2018 | |||||||
Ordinary NPV | Put Options | Written | 700 | 16.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 800 | 12.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Put Options | Written | 900 | 12.0000 | American | 9 Nov 2018 | |||||||
Ordinary NPV | Put Options | Written | 1,000 | 14.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 1,200 | 13.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 1,900 | 12.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Put Options | Written | 3,300 | 13.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 5,000 | 15.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Put Options | Written | 5,800 | 12.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 18,200 | 15.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 22,400 | 17.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 22,600 | 15.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 52,800 | 12.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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