30 Oct 2013 08:30
Form TR-1 with annex. FCA Version 2.1 updated April 2007
TR-1: Notifications of Major Interests in Shares |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | Waterman Group plc | ||
2. Reason for notification (yes/no) | |||
An acquisition or disposal of voting rights | X | ||
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||
An event changing the breakdown of voting rights | |||
Other (please specify):______________ | |||
3. Full name of person(s) subject to notification obligation: | Peter Gyllenhammar | ||
4. Full name of shareholder(s) (if different from 3): | Bronsstädet AB
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5. Date of transaction (and date on which the threshold is crossed or reached if different): | 2013-10-28 | ||
6. Date on which issuer notified: | |||
7. Threshold(s) that is/are crossed or reached: | Below 29% | ||
8: Notified Details | |||||||
A: Voting rights attached to shares
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Class/type of shares If possible use ISIN code ORDINARY | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||
Number of shares 8932628 | Number of voting rights 8932628 | Number of shares 8872628 | Number of voting rights | Percentage of voting rights | |||
Direct 8872628 |
Indirect |
Direct 28.85% |
Indirect | ||||
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B: Financial Instruments
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Resulting situation after the triggering transaction
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Type of financial instrument | Expiration date | Exercise/ conversion period/date | No. of voting rights that may be acquired (if the instrument exercised/converted) | Percentage of voting rights |
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Total (A+B)
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Number of voting rights | Percentage of voting rights |
8872628 | 28.85% |
9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable:
Peter Gyllenhammar is the 100% owner of the following company owning the shares in Waterman Group plc:
Bronsstädet AB 8.872.628
Bronsstädet AB has acquired the shares formerly owned by its 100% owned subsidiary Union Discount Company of London Ltd and is thus now the sole entity within the Bronsstädet Group owning shares in Waterman Group plc.
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Proxy Voting:
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10. Name of proxy holder:
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11. Number of voting rights proxy holder will cease to hold:
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12. Date on which proxy holder will cease to hold voting rights:
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13. Additional information:
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14 Contact name:
| Peter Gyllenhammar |
15. Contact telephone name:
| 0046 708 185244 |
For notes on how to complete form TR-1 please see the FCA website.
Note: Annex should only be submitted to the FCA not the issuer
Annex: Notification of major interests in shares |
A: Identity of the persons or legal entity subject to the notification obligation | |
Full name (including legal form of legal entities)
| Peter Gyllenhammar |
Contact address (registered office for legal entities)
| Linnégatan 18 11447 Stockholm SWEDEN |
Phone number & email
| 0046708185244 Peter.gyllenhammar@bronsstadet.se |
Other useful information (at least legal representative for legal persons)
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B: Identity of the notifier, if applicable | |
Full name
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Contact address
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Phone number & email
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Other useful information
(e.g. functional relationship with the person or legal entity subject to the notification obligation) | |
C: Additional information |