Unilever Regulatory News (ULVR)

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Conny Braams

2

Reason for the notification

a)

Position/status

Chief Digital and Marketing Officer (a member of the Unilever Leadership Executive (ULE))

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

• 62.5330 shares (Dividend equivalents earned on MCIP conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares)

• 57.9974 shares (Dividend equivalents earned on MCIP investment shares were reinvested as additional MCIP investment shares)

• 1.4309 shares (reinvestment of dividend on (freely transferable) shares)

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

121.9614

£2,648.13

f)

Date of the transaction

2020/11/20

g)

Place of the transaction

London Stock Exchange - XLON

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

 Marc Engel

2

Reason for the notification

a)

Position/status

Chief Supply Chain Officer (Member of the Unilever Leadership Executive (ULE))

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

• 247.6801 shares (reinvestment of dividend on (freely transferable) shares)

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

247.6801

£11,036.63

f)

Date of the transaction

2020/11/20

g)

Place of the transaction

London Stock Exchange - XLON

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Fabian Garcia

2

Reason for the notification

a)

Position/status

President, North America (Member of the Unilever Leadership Executive (ULE))

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

• 361.6410 shares (Dividend equivalents earned on transition awards under the Unilever Share Plan 2020 reinvested as additional conditional shares, which will be subject to the same performance conditions as the underlying award)

c)

Currency

USD - United States Dollars

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

361.6410

$0.00

f)

Date of the transaction

2020/11/20

g)

Place of the transaction

New York Stock Exchange - XNYS

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Sunny Jain

2

Reason for the notification

a)

Position/status

President Beauty and Personal Care (Member of the Unilever Leadership Executive (ULE))

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

• 70.8350 shares (Dividend equivalents earned on transition awards under the Unilever Share Plan 2017 reinvested as additional conditional shares, which will be subject to the same performance conditions as the underlying award)

• 233.7910 Dividend equivalents earned on Restricted Stock awards under the Unilever Share Plan 2017 reinvested as additional conditional shares, which will be subject to the same performance conditions as the underlying award)

• 128.0750 shares (Dividend equivalents earned on transition awards under the Unilever Share Plan 2020 reinvested as additional conditional shares, which will be subject to the same performance conditions as the underlying award)

c)

Currency

USD - United States Dollars

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

432.7010

$0.00

f)

Date of the transaction

2020/11/20

g)

Place of the transaction

New York Stock Exchange - XNYS

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

 Alan Jope

2

Reason for the notification

a)

Position/status

Chief Executive Officer (Member of the Unilever Leadership Executive (ULE))

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

• 48.2630 shares (reinvestment of dividend on (freely transferable) shares). Dividend equivalents earned on unconditional (depository receipts of) BT Bonus Shares were reinvested.

c)

Currency

USD - United States Dollars

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

48.2630

$2,859.10

f)

Date of the transaction

2020/11/20

g)

Place of the transaction

New York Stock Exchange - XNYS

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

 Peter Ter Kulve

2

Reason for the notification

a)

Position/status

President Home Care (Member of the Unilever Leadership Executive (ULE))

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

• 3.1395 shares (reinvestment of dividend on (freely transferable) shares)

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

3.1395

£139.90

f)

Date of the transaction

2020/11/20

g)

Place of the transaction

London Stock Exchange - XLON

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

 Sanjiv Mehta

2

Reason for the notification

a)

Position/status

President South Asia (Member of the Unilever Leadership Executive (ULE))

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

• 138.1022 shares (Dividend equivalents earned on MCIP conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares)

• 130.3450 shares (Dividends equivalent earned on MCIP investment shares were reinvested as additional MCIP investment shares)

• 371.5915 shares (reinvestment of dividend on (freely transferable) shares)

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

640.0387

£22,366.29

f)

Date of the transaction

2020/11/20

g)

Place of the transaction

London Stock Exchange - XLON

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

 Leena Nair

2

Reason for the notification

a)

Position/status

Chief HR Officer (Member of the Unilever Leadership Executive (ULE))

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

• 173.1035 shares (Dividend equivalents earned on MCIP conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares)

• 162.3239 shares (Dividend equivalents earned on MCIP investment shares were reinvested as additional MCIP investment shares)

• 150.8319 shares (reinvestment of dividend on (freely transferable) shares)

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

486.2593

£13,954.22

f)

Date of the transaction

2020/11/20

g)

Place of the transaction

London Stock Exchange - XLON

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

 Nitin Paranjpe

2

Reason for the notification

a)

Position/status

Chief Operating Officer (Member of the Unilever Leadership Executive (ULE))

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

• 74.9452 shares (Dividend equivalents earned on MCIP conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares)

• 69.2035 shares (Dividend equivalents earned on MCIP investment shares were reinvested as additional MCIP investment shares)

• 226.1187 shares (reinvestment of dividend on (freely transferable) shares)

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

370.2674

£13,159.56

f)

Date of the transaction

2020/11/20

g)

Place of the transaction

London Stock Exchange - XLON

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

 Graeme Pitkethly

2

Reason for the notification

a)

Position/status

Chief Financial Officer (Director)

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

• 117.3697 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP conditional shares)

• 535.9944 shares (Dividend equivalents earned on MCIP conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares)

• 356.0634 shares (Dividend equivalents earned on MCIP investment shares were reinvested as additional MCIP investment shares)

• 9.3108 shares (reinvestment of dividend on (freely transferable) shares)

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

1,018.7383

£16,281.07

f)

Date of the transaction

2020/11/20

g)

Place of the transaction

London Stock Exchange - XLON

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Richard Slater

2

Reason for the notification

a)

Position/status

Chief R&D Officer (Member of the Unilever Leadership Executive (ULE))

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

• 68.7698 shares (Dividend equivalents earned on MCIP conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares)

• 97.3421 shares (Dividend equivalents earned on transition awards under the Unilever Share Plan 2019 reinvested as additional conditional shares, which will be subject to the same performance conditions as the underlying award)

• 67.6819 shares (Dividend equivalents earned on MCIP investment shares were reinvested as additional MCIP investment shares)

• 44.5570 shares (reinvestment of dividend on (freely transferable) shares)

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

278.3508

£5,001.37

f)

Date of the transaction

2020/11/20

g)

Place of the transaction

London Stock Exchange - XLON

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

 Ritva Sotamaa

2

Reason for the notification

a)

Position/status

Chief Legal Officer and Group Secretary (Member of the Unilever Leadership Executive (ULE))

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

• 89.6422 shares (Dividend equivalents earned on MCIP conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares)

• 82.1077 shares (Dividend equivalents earned on MCIP investment shares were reinvested as additional MCIP investment shares)

• 319.9192 shares (reinvestment of dividend on (freely transferable) shares)

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

491.6691

£17,914.32

f)

Date of the transaction

2020/11/20

g)

Place of the transaction

London Stock Exchange - XLON

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Graeme Pitkethly

2

Reason for the notification

a)

Position/status

Chief Financial Officer (Director)

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

Reinvestment of dividend under the Unilever PLC Share Incentive Plan.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

4

£173.40

f)

Date of the transaction

2020-11-24

g)

Place of the transaction

London Stock Exchange - XLON