7 Jul 2022 10:45
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | ULTRA ELECTRONICS HOLDINGS PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | COBHAM ULTRA ACQUISITIONS LIMITED (A WHOLLY-OWNED INDIRECT SUBSIDIARY OF COBHAM GROUP HOLDINGS LIMITED) |
(d) Date dealing undertaken: | 06 July 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
5p ordinary | Purchases | 174,409 | 34.6300 GBP | 33.7900 GBP |
5p ordinary | Sales | 527,517 | 34.7000 GBP | 33.7900 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
5p ordinary | CFD | Reducing a short position | 6,761 | 33.7906 GBP |
5p ordinary | CFD | Reducing a short position | 427 | 33.7906 GBP |
5p ordinary | CFD | Reducing a short position | 2,812 | 33.7906 GBP |
5p ordinary | CFD | Reducing a short position | 5,603 | 33.8898 GBP |
5p ordinary | CFD | Reducing a short position | 354 | 33.8898 GBP |
5p ordinary | CFD | Reducing a short position | 2,330 | 33.8898 GBP |
5p ordinary | CFD | Reducing a short position | 6,616 | 33.9914 GBP |
5p ordinary | CFD | Reducing a short position | 418 | 33.9914 GBP |
5p ordinary | CFD | Reducing a short position | 2,752 | 33.9914 GBP |
5p ordinary | CFD | Reducing a short position | 3,610 | 33.9918 GBP |
5p ordinary | CFD | Reducing a short position | 228 | 33.9918 GBP |
5p ordinary | CFD | Reducing a short position | 1,502 | 33.9918 GBP |
5p ordinary | CFD | Reducing a short position | 8,131 | 33.9933 GBP |
5p ordinary | CFD | Reducing a short position | 513 | 33.9933 GBP |
5p ordinary | CFD | Reducing a short position | 3,381 | 33.9933 GBP |
5p ordinary | CFD | Reducing a short position | 8,121 | 33.9950 GBP |
5p ordinary | CFD | Reducing a short position | 513 | 33.9950 GBP |
5p ordinary | CFD | Reducing a short position | 3,378 | 33.9950 GBP |
5p ordinary | CFD | Reducing a long position | 10,582 | 34.0205 GBP |
5p ordinary | CFD | Reducing a long position | 15,000 | 34.0340 GBP |
5p ordinary | CFD | Reducing a short position | 3,381 | 34.0698 GBP |
5p ordinary | CFD | Reducing a short position | 213 | 34.0698 GBP |
5p ordinary | CFD | Reducing a short position | 1,406 | 34.0698 GBP |
5p ordinary | CFD | Reducing a short position | 3,381 | 34.0898 GBP |
5p ordinary | CFD | Reducing a short position | 2,028 | 34.0898 GBP |
5p ordinary | CFD | Reducing a short position | 16,903 | 34.0898 GBP |
5p ordinary | CFD | Reducing a short position | 3,381 | 34.0898 GBP |
5p ordinary | CFD | Reducing a short position | 213 | 34.0898 GBP |
5p ordinary | CFD | Reducing a short position | 128 | 34.0898 GBP |
5p ordinary | CFD | Reducing a short position | 1,067 | 34.0898 GBP |
5p ordinary | CFD | Reducing a short position | 213 | 34.0898 GBP |
5p ordinary | CFD | Reducing a short position | 1,406 | 34.0898 GBP |
5p ordinary | CFD | Reducing a short position | 844 | 34.0898 GBP |
5p ordinary | CFD | Reducing a short position | 7,030 | 34.0898 GBP |
5p ordinary | CFD | Reducing a short position | 1,406 | 34.0898 GBP |
5p ordinary | CFD | Reducing a short position | 4,362 | 34.0924 GBP |
5p ordinary | CFD | Reducing a short position | 275 | 34.0924 GBP |
5p ordinary | CFD | Reducing a short position | 1,814 | 34.0924 GBP |
5p ordinary | CFD | Reducing a short position | 9,614 | 34.0938 GBP |
5p ordinary | CFD | Reducing a short position | 607 | 34.0938 GBP |
5p ordinary | CFD | Reducing a short position | 3,998 | 34.0938 GBP |
5p ordinary | CFD | Reducing a short position | 20,283 | 34.0977 GBP |
5p ordinary | CFD | Reducing a short position | 1,281 | 34.0977 GBP |
5p ordinary | CFD | Reducing a short position | 8,436 | 34.0977 GBP |
5p ordinary | CFD | Reducing a short position | 389 | 34.1198 GBP |
5p ordinary | CFD | Reducing a short position | 25 | 34.1198 GBP |
5p ordinary | CFD | Reducing a short position | 162 | 34.1198 GBP |
5p ordinary | CFD | Reducing a short position | 6,761 | 34.1498 GBP |
5p ordinary | CFD | Reducing a short position | 427 | 34.1498 GBP |
5p ordinary | CFD | Reducing a short position | 2,812 | 34.1498 GBP |
5p ordinary | CFD | Reducing a short position | 7,888 | 34.1897 GBP |
5p ordinary | CFD | Reducing a short position | 498 | 34.1897 GBP |
5p ordinary | CFD | Reducing a short position | 3,280 | 34.1897 GBP |
5p ordinary | CFD | Reducing a short position | 9,506 | 34.1936 GBP |
5p ordinary | CFD | Reducing a short position | 600 | 34.1936 GBP |
5p ordinary | CFD | Reducing a short position | 3,954 | 34.1936 GBP |
5p ordinary | CFD | Reducing a short position | 1,382 | 34.2006 GBP |
5p ordinary | CFD | Reducing a short position | 87 | 34.2006 GBP |
5p ordinary | CFD | Reducing a short position | 575 | 34.2006 GBP |
5p ordinary | CFD | Reducing a short position | 6,761 | 34.2097 GBP |
5p ordinary | CFD | Reducing a short position | 427 | 34.2097 GBP |
5p ordinary | CFD | Reducing a short position | 2,812 | 34.2097 GBP |
5p ordinary | CFD | Opening a long position | 164 | 34.2331 GBP |
5p ordinary | CFD | Opening a long position | 9 | 34.2331 GBP |
5p ordinary | CFD | Opening a long position | 21 | 34.2331 GBP |
5p ordinary | CFD | Opening a long position | 9 | 34.2331 GBP |
5p ordinary | CFD | Opening a long position | 6 | 34.2332 GBP |
5p ordinary | CFD | Reducing a short position | 4,865 | 34.2926 GBP |
5p ordinary | CFD | Reducing a short position | 307 | 34.2926 GBP |
5p ordinary | CFD | Reducing a short position | 2,024 | 34.2926 GBP |
5p ordinary | CFD | Reducing a short position | 6,761 | 34.3526 GBP |
5p ordinary | CFD | Reducing a short position | 427 | 34.3526 GBP |
5p ordinary | CFD | Reducing a short position | 2,812 | 34.3526 GBP |
5p ordinary | CFD | Opening a long position | 120,830 | 34.5454 GBP |
5p ordinary | CFD | Reducing a short position | 2,505 | 34.5585 GBP |
5p ordinary | CFD | Reducing a short position | 1,427 | 34.5585 GBP |
5p ordinary | CFD | Reducing a short position | 123 | 34.5585 GBP |
5p ordinary | CFD | Reducing a short position | 278 | 34.5585 GBP |
5p ordinary | CFD | Reducing a short position | 215 | 34.5585 GBP |
5p ordinary | CFD | Reducing a short position | 92 | 34.5585 GBP |
5p ordinary | CFD | Reducing a short position | 266 | 34.5585 GBP |
5p ordinary | CFD | Reducing a short position | 956 | 34.5585 GBP |
5p ordinary | CFD | Reducing a short position | 180 | 34.5585 GBP |
5p ordinary | CFD | Reducing a short position | 8 | 34.5654 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 07 July 2022 |
| Contact name: | Papa Lette and Andrzej Szyszka |
| Telephone number: | +33(1) 4212 1459 / +48(22) 317 4817 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.