Last checked at 23 Apr 2010 17:12
For filings with the FSA include the annex For filings with issuer exclude the annex TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:ii Tullett Prebon PLC 2 Reason for the notification (please tick the appropriate box or boxes): An acquisition or disposal of voting rights X
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments An event changing the breakdown of voting rights Other (please specify): OppenheimerFunds, Inc ("OFI") 3. Full name of person(s) subject to the notification obligation:iii Baring Asset Management Limited ("BAM") 4. Full name of shareholder(s) (if different from 3.):iv 5. Date of the transaction and date on which the threshold is crossed or 21 April 2010 reached: v 6. Date on which issuer notified: 22 April 2010 7. Threshold(s) that is/are crossed or 4% (Total - 4.0175%; OFI 3.905% and BAM reached: vi, vii 0.1125%) 8. Notified details: Tullet Prebon Plc, Level 3, 155 Bishopsgate, London EC2M 3TQ Nigel Szembel, nszembel@tullettprebon.com A: Voting rights attached to shares viii, ix
Class/type Situation previous Resulting situation after the triggering transaction of
to the triggering shares transaction Number Number Number Number of voting % of voting rights if possible of of of shares rights x using Shares Voting the ISIN Rights Direct Direct Indirect xii Direct Indirect CODE xi 8,267,386 8,267,386 8,407,975 (OFI) (OFI) (OFI) 8,407,975 3.905% (OFI) (OFI) 133,003 133,003 242,237 (BAM) 0.1125% (BAM) (BAM) 242,237 (BAM) (BAM) 8,650,212 8,380,389 8,380,389 (Total) 8,650,212 4.0175% (Total) (Total) (Total) (Total) GB00B1H0DZ51 B: Qualifying Financial Instruments Resulting situation after the triggering transaction Type of financial Expiration Exercise/ Number of voting % of voting instrument date xiii Conversion Period xiv rights that may be rights acquired if the instrument is exercised/ converted. C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi Resulting situation after the triggering transaction Type of Exercise Expiration Exercise/ Number of voting rights % of voting financial price date xvii Conversion instrument refers to rights xix, xxinstrument period xviii Nominal Delta Total (A+B+C) Number of voting rights Percentage of voting rights 8,407,975 (OFI) OFI: 3.905% 242,237 (BAM) BAM: 0.1125% Total: 4.0175% 8,650,212 (Total) 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi The percentage of holdings noted above is based on the total outstanding shares of 215,313,584 Massachusetts Mutual Life Insurance Company is the Parent Company of OppenheimerFunds, Inc.("OFI) and Baring Asset Management Limited ("BAM"). Proxy Voting: 10. Name of the proxy holder: 11. Number of voting rights proxy holder will cease to hold: 12. Date on which proxy holder will cease to hold voting rights: 13. Additional information: Rosemary Baker 14. Contact name: Massachusetts Mutual Life Insurance Company 15. Contact telephone number: 001- 413-744-8258
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