Smithson Invest Regulatory News (SSON)

Name of applicant:

Smithson Investment Trust plc

Name of scheme:

Block Listing Scheme

Period of return:

From:

7 Jan 2021

To:

6 July 2021

Balance of unallotted securities under scheme(s) from previous return:

9,079,233

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

10,000,000 (Application announced on 16 March 2021) (807,233 were cancelled following the expiry of a placing programme on 31 March 2021)

10,000,000 (Application announced on 10 June 2021)

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

18,347,000

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

9,925,000

Name of contact:

PraxisIFM Fund Services (UK) Limited

Telephone number of contact:

020 4 513 9260