15 Dec 2022 11:32
This announcement replaces the previous RNS announcement 6960J released at 10:39 on the 14th December 2022. Amendments to sections 2a and 2b. All other information remains unchanged.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shaftesbury Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Shaftesbury Plc |
(d) Date dealing undertaken: | 13 December 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 157929 | 3.61800 GBP | 3.38600 GBP |
25p ordinary | Sell
| 203493 | 3.59800 GBP | 3.38600 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 13258 | 3.5779 GBP |
25p ordinary | CFD
| Long | 113 | 3.55106195 GBP |
25p ordinary | CFD
| Long | 5384 | 3.539746 GBP |
25p ordinary | CFD
| Long | 292 | 3.563144 GBP |
25p ordinary | CFD
| Long | 58 | 3.54341907758621 GBP |
25p ordinary | CFD
| Long | 82 | 3.544358 GBP |
25p ordinary | CFD
| Long | 9 | 3.522274 GBP |
25p ordinary | CFD
| Long | 130 | 3.576853 GBP |
25p ordinary | CFD
| Long | 961 | 3.54404175150884 GBP |
25p ordinary | CFD
| Long | 1305 | 3.544703 GBP |
25p ordinary | CFD
| Long | 87 | 3.576739 GBP |
25p ordinary | CFD
| Long | 6 | 3.516732 GBP |
25p ordinary | CFD
| Long | 52 | 3.54378 GBP |
25p ordinary | CFD
| Long | 114 | 3.54389736789474 GBP |
25p ordinary | CFD
| Long | 7080 | 3.578 GBP |
25p ordinary | CFD
| Long | 73 | 3.38602739726027 GBP |
25p ordinary | CFD
| Long | 167 | 3.577026 GBP |
25p ordinary | CFD
| Long | 13 | 3.523126 GBP |
25p ordinary | CFD
| Long | 107 | 3.544784 GBP |
25p ordinary | CFD
| Long | 1012 | 3.38599802371542 GBP |
25p ordinary | CFD
| Long | 380 | 3.577084 GBP |
25p ordinary | CFD
| Long | 3015 | 3.543239 GBP |
25p ordinary | CFD
| Long | 3932 | 3.541761 GBP |
25p ordinary | CFD
| Long | 8667 | 3.576764 GBP |
25p ordinary | CFD
| Long | 581 | 3.572375 GBP |
25p ordinary | CFD
| Long | 1280 | 3.386 GBP |
25p ordinary | CFD
| Long | 8000 | 3.56139 GBP |
25p ordinary | CFD
| Long | 10134 | 3.5519319235 GBP |
25p ordinary | CFD
| Long | 2048 | 3.576935 GBP |
25p ordinary | CFD
| Long | 173 | 3.526054 GBP |
25p ordinary | CFD
| Short | 10 | 3.6184 GBP |
25p ordinary | CFD
| Short | 5626 | 3.578 GBP |
25p ordinary | CFD
| Short | 2365 | 3.386 GBP |
25p ordinary | CFD
| Short | 13159 | 3.55205601 GBP |
25p ordinary | CFD
| Short | 4904 | 3.563281 GBP |
25p ordinary | CFD
| Short | 3 | 3.512 GBP |
25p ordinary | CFD
| Short | 4536 | 3.572954 GBP |
25p ordinary | CFD
| Short | 4 | 3.574 GBP |
25p ordinary | CFD
| Short | 2186 | 3.39 GBP |
25p ordinary | CFD
| Long | 7056 | 3.57690 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 15 December 2022 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.