27 Sep 2016 09:33
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Anheuser Busch InBev SA NV |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SABMiller Plc |
(d) Date dealing undertaken: | 26 SEPTEMBER 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADRs | PURCHASES | 618 | 130.9915 USD | 130.7413 USD |
ADRs | SALES | 618 | 130.9915 USD | 130.7413 USD |
Ordinary | PURCHASES | 406,787 | 116.8500 EUR | 114.9500 EUR |
Ordinary | SALES | 385,346 | 116.8500 EUR | 114.9000 EUR |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADRs | CFD | LONG | 130 | 132.2000 USD |
ADRs | CFD | LONG | 121 | 132.2000 USD |
ADRs | CFD | LONG | 1,160 | 132.2000 USD |
ADRs | CFD | SHORT | 200 | 130.4300 USD |
ADRs | CFD | SHORT | 261 | 130.6700 USD |
ADRs | CFD | SHORT | 75 | 130.6700 USD |
ADRs | CFD | SHORT | 138 | 130.6700 USD |
ADRs | CFD | SHORT | 1,178 | 132.2000 USD |
ADRs | CFD | SHORT | 964 | 132.2000 USD |
Ordinary | CFD | LONG | 518 | 115.2467 EUR |
Ordinary | CFD | LONG | 800 | 115.2703 EUR |
Ordinary | CFD | LONG | 543 | 115.6039 EUR |
Ordinary | CFD | LONG | 2,339 | 115.7312 EUR |
Ordinary | CFD | LONG | 26,488 | 115.7777 EUR |
Ordinary | CFD | LONG | 14,956 | 115.8144 EUR |
Ordinary | CFD | LONG | 1,930 | 115.9320 EUR |
Ordinary | CFD | LONG | 45 | 116.0355 EUR |
Ordinary | CFD | LONG | 6,375 | 116.0356 EUR |
Ordinary | CFD | LONG | 2,535 | 116.0526 EUR |
Ordinary | CFD | LONG | 3,804 | 116.0526 EUR |
Ordinary | CFD | LONG | 122 | 116.0526 EUR |
Ordinary | CFD | LONG | 219 | 116.0785 EUR |
Ordinary | CFD | LONG | 1,390 | 116.1090 EUR |
Ordinary | CFD | LONG | 330 | 116.1345 EUR |
Ordinary | CFD | LONG | 156 | 116.1345 EUR |
Ordinary | CFD | LONG | 410 | 116.1345 EUR |
Ordinary | CFD | LONG | 631 | 116.1500 EUR |
Ordinary | CFD | LONG | 700 | 116.1500 EUR |
Ordinary | CFD | LONG | 631 | 116.1500 EUR |
Ordinary | CFD | LONG | 115 | 116.1500 EUR |
Ordinary | CFD | LONG | 750 | 116.1500 EUR |
Ordinary | CFD | LONG | 1,625 | 116.1500 EUR |
Ordinary | CFD | LONG | 770 | 116.1500 EUR |
Ordinary | CFD | LONG | 511 | 116.1500 EUR |
Ordinary | CFD | LONG | 185 | 116.1762 EUR |
Ordinary | CFD | LONG | 8,653 | 116.1817 EUR |
Ordinary | CFD | LONG | 8,000 | 116.1974 EUR |
Ordinary | CFD | LONG | 34,834 | 116.3566 EUR |
Ordinary | CFD | LONG | 22,652 | 116.3583 EUR |
Ordinary | CFD | LONG | 5 | 116.4060 EUR |
Ordinary | CFD | LONG | 957 | 116.5224 EUR |
Ordinary | CFD | LONG | 768 | 116.5224 EUR |
Ordinary | CFD | LONG | 365 | 116.5224 EUR |
Ordinary | CFD | SHORT | 957 | 115.3288 EUR |
Ordinary | CFD | SHORT | 1,456 | 115.3288 EUR |
Ordinary | CFD | SHORT | 4,629 | 115.3288 EUR |
Ordinary | CFD | SHORT | 5,625 | 115.3288 EUR |
Ordinary | CFD | SHORT | 1,708 | 115.3288 EUR |
Ordinary | CFD | SHORT | 625 | 115.3288 EUR |
Ordinary | CFD | SHORT | 418 | 115.5288 EUR |
Ordinary | CFD | SHORT | 1,138 | 115.5288 EUR |
Ordinary | CFD | SHORT | 3,750 | 115.5288 EUR |
Ordinary | CFD | SHORT | 3,086 | 115.5288 EUR |
Ordinary | CFD | SHORT | 970 | 115.5288 EUR |
Ordinary | CFD | SHORT | 638 | 115.5288 EUR |
Ordinary | CFD | SHORT | 2,113 | 115.5407 EUR |
Ordinary | CFD | SHORT | 2,490 | 115.6167 EUR |
Ordinary | CFD | SHORT | 319 | 115.6640 EUR |
Ordinary | CFD | SHORT | 485 | 115.6640 EUR |
Ordinary | CFD | SHORT | 1,543 | 115.6640 EUR |
Ordinary | CFD | SHORT | 1,875 | 115.6640 EUR |
Ordinary | CFD | SHORT | 569 | 115.6640 EUR |
Ordinary | CFD | SHORT | 209 | 115.6640 EUR |
Ordinary | CFD | SHORT | 2,379 | 115.7675 EUR |
Ordinary | CFD | SHORT | 44 | 115.8000 EUR |
Ordinary | CFD | SHORT | 4,727 | 115.8737 EUR |
Ordinary | CFD | SHORT | 323 | 115.9050 EUR |
Ordinary | CFD | SHORT | 23,285 | 115.9131 EUR |
Ordinary | CFD | SHORT | 865 | 115.9754 EUR |
Ordinary | CFD | SHORT | 1,301 | 115.9754 EUR |
Ordinary | CFD | SHORT | 42 | 115.9754 EUR |
Ordinary | CFD | SHORT | 3,378 | 115.9921 EUR |
Ordinary | CFD | SHORT | 638 | 116.1063 EUR |
Ordinary | CFD | SHORT | 970 | 116.1063 EUR |
Ordinary | CFD | SHORT | 3,750 | 116.1063 EUR |
Ordinary | CFD | SHORT | 3,086 | 116.1063 EUR |
Ordinary | CFD | SHORT | 1,138 | 116.1063 EUR |
Ordinary | CFD | SHORT | 418 | 116.1063 EUR |
Ordinary | CFD | SHORT | 1,099 | 116.1298 EUR |
Ordinary | CFD | SHORT | 76 | 116.1298 EUR |
Ordinary | CFD | SHORT | 6,183 | 116.1298 EUR |
Ordinary | CFD | SHORT | 110 | 116.1298 EUR |
Ordinary | CFD | SHORT | 8,000 | 116.1500 EUR |
Ordinary | CFD | SHORT | 344 | 116.1500 EUR |
Ordinary | CFD | SHORT | 13,439 | 116.1563 EUR |
Ordinary | CFD | SHORT | 1,980 | 116.1731 EUR |
Ordinary | CFD | SHORT | 4,000 | 116.2000 EUR |
Ordinary | CFD | SHORT | 1,495 | 116.2000 EUR |
Ordinary | CFD | SHORT | 20,000 | 116.2564 EUR |
Ordinary | CFD | SHORT | 6,901 | 116.3314 EUR |
Ordinary | CFD | SHORT | 474 | 116.3314 EUR |
Ordinary | CFD | SHORT | 38,817 | 116.3314 EUR |
Ordinary | CFD | SHORT | 690 | 116.3314 EUR |
Ordinary | CFD | SHORT | 45,000 | 116.3331 EUR |
Ordinary | CFD | SHORT | 550 | 116.3332 EUR |
Ordinary | CFD | SHORT | 8,000 | 116.3332 EUR |
Ordinary | CFD | SHORT | 800 | 116.3332 EUR |
Ordinary | CFD | SHORT | 936 | 116.3563 EUR |
Ordinary | CFD | SHORT | 114 | 116.5088 EUR |
Ordinary | CFD | SHORT | 325 | 116.5088 EUR |
Ordinary | CFD | SHORT | 418 | 116.7791 EUR |
Ordinary | CFD | SHORT | 1,138 | 116.7791 EUR |
Ordinary | CFD | SHORT | 3,750 | 116.7791 EUR |
Ordinary | CFD | SHORT | 3,086 | 116.7791 EUR |
Ordinary | CFD | SHORT | 970 | 116.7791 EUR |
Ordinary | CFD | SHORT | 638 | 116.7791 EUR |
Ordinary | CFD | SHORT | 1,374 | 1,793.0376 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 27 SEPTEMBER 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.