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Share Price: 14.50
Bid: 14.45
Ask: 15.10
Change: -0.40 (-2.68%)
Spread: 0.65 (4.498%)
Open: 15.00
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Holding(s) in Company

3 Dec 2014 15:23

RNS Number : 7681Y
Rockhopper Exploration plc
03 December 2014
 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES

1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached:

Rockhopper Exploration Plc

GB00B0FVQX23

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

n/a

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

n/a

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

n/a

An event changing the breakdown of voting rights

n/a

Other (please specify):

The event triggering notification is the acquisition of UBS AG by UBS Group AG through the completion of a share transfer offer on 28 November 2014 in which the shareholders of UBS AG became shareholders of UBS Group AG and their shares in UBS AG were transferred to UBS Group AG. As a result, UBS Group AG controls UBS AG. Thus, UBS Group AG has become an indirect shareholder of Rockhopper Exploration Plc.

Yes

3. Full name of person(s) subject to thenotification obligation:

UBS Investment Bank

UBS Group AG

4. Full name of shareholder(s)  (if different from 3.):

 

UBS AG London Branch

UBS Limited

 

5. Date of the transaction and date onwhich the threshold is crossed orreached:

28 November 2014

6. Date on which issuer notified:

02 December 2014

7. Threshold(s) that is/are crossed orreached:

Above 6%

 

8. Notified details:

A: Voting rights attached to shares

Class/type ofshares

if possible usingthe ISIN CODE

Situation previousto the triggeringtransaction

Resulting situation after the triggering transaction

NumberofShares

NumberofVotingRights

Numberof shares

Number of votingrights

% of voting rights

Direct

Indirect

Direct

Indirect

 

 

GB00B0FVQX23

17,638,395

17,638,395

-

-

18,973,903

-

6.49%

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financialinstrument

Expirationdate

Exercise/Conversion Period

Number of votingrights that may beacquired if theinstrument isexercised/ converted.

% of votingrights

-

-

-

-

-

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financialinstrument

Exercise price

Expiration date

Exercise/Conversion period

Number of voting rights instrument refers to

 

% of voting rights

 

-

-

-

-

-

Nominal

Delta

-

-

Total (A+B+C)

Number of voting rights

Percentage of voting rights

18,973,903

6.49%

 

9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable:

 

UBS Group AG is a group holding company for UBS Investment Bank business. Voting rights are held through its controlled undertakings as set out below.

 

UBS AG:

- directly through its branches: UBS AG London Branch - 16,971,295 (5.80%); and

- indirectly through its subsidiaries: UBS Limited - 2,005,570 (0.69%)

 

Proxy Voting:

10. Name of the proxy holder:

11. Number of voting rights proxy holder will cease to hold:

12. Date on which proxy holder will cease to hold voting rights:

13. Additional information:

14. Contact name:

Konstantina Georgaki / Zuzana Görögová

15. Contact telephone number:

+41 44 239 4071

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
HOLEASADEFXLFFF
Date   Source Headline
9th Jun 201410:44 amRNSForm 8.3 - Rockhopper Exploration Plc
9th Jun 201410:18 amRNSForm 8.5 (EPT/RI)
9th Jun 20149:29 amRNSForm 8.5 (EPT/RI)
6th Jun 201411:21 amRNSForm 8.5 (EPT/RI)
6th Jun 201410:34 amRNSForm 8.5 (EPT/RI)
6th Jun 20148:24 amRNSForm 8.5 (EPT/RI)
6th Jun 20147:00 amRNSFinal Results
5th Jun 201410:46 amRNSForm 8.5 (EPT/RI)
5th Jun 20149:53 amRNSForm 8.5 (EPT/RI)
5th Jun 20148:24 amRNSForm 8.5 (EPT/RI)
4th Jun 20143:37 pmRNSForm 8.3 - Rockhopper Exploration plc
4th Jun 20143:36 pmRNSForm 8.3 - Rockhopper Exploration plc
4th Jun 201411:23 amRNSForm 8.5 (EPT/RI)
4th Jun 201410:15 amRNSForm 8.5 (EPT/RI)
4th Jun 20148:42 amRNSForm 8.5 (EPT/RI)
4th Jun 20147:00 amRNSRig Contract Signed
3rd Jun 20145:07 pmRNSTotal Voting Rights
3rd Jun 20143:44 pmRNSHolding(s) in Company
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3rd Jun 20148:59 amRNSForm 8.5 (EPT/RI)
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2nd Jun 201412:33 pmRNSForm 8.3 - [Rockhopper Exploration Plc]
2nd Jun 201411:11 amRNSForm 8.5 (EPT/RI) AMENDMENT
2nd Jun 201411:08 amRNSForm 8.5 (EPT/RI)
2nd Jun 20149:45 amRNSForm 8.5 (EPT/RI)
2nd Jun 20149:24 amRNSForm 8.5 (EPT/RI)
30th May 201411:14 amRNSForm 8.3 - [Rockhopper Exploration Plc]
30th May 201410:09 amRNSForm 8.5 (EPT/RI)
30th May 20149:53 amRNSForm 8.5 (EPT/RI)
30th May 20148:58 amRNSForm 8.5 (EPT/RI)
29th May 20142:33 pmRNSHolding(s) in Company
29th May 201411:11 amRNSForm 8.3 - Rockhopper Exploration Plc
29th May 201410:12 amRNSForm 8.5 (EPT/RI)
29th May 201410:04 amRNSForm 8.5 (EPT/RI)
29th May 20148:48 amRNSForm 8.3 - [Rockhopper Exploration plc]
29th May 20148:41 amRNSForm 8.5 (EPT/RI)
28th May 20144:55 pmRNSForm 8.3 - Rockhopper Exploration PLC
28th May 20144:47 pmRNSForm 8.3 - Rockhopper Exploration PLC
28th May 201411:36 amRNSForm 8.5 (EPT/RI)
28th May 201410:35 amRNSForm 8.5 (EPT/RI)
28th May 20148:46 amRNSForm 8.5 (EPT/RI)
27th May 20146:19 pmRNSForm 8.3 - Rockhopper Exploration Plc
27th May 20142:01 pmRNSForm 8.3 - Rockhopper Exp plc
27th May 20141:52 pmRNSRockhopper Exploration
27th May 20141:42 pmRNSForm 8.3 - [Rockhopper Exploration plc]
27th May 201412:05 pmRNSForm 8.3 - Rockhopper Exp plc
27th May 201411:52 amRNSForm 8.5 (EPT/RI)
27th May 201411:00 amRNSForm 8.5 (EPT/RI)
27th May 201410:28 amRNSForm 8.3 - Rockhopper Exploration Plc
27th May 201410:03 amRNSForm 8.5 (EPT/RI)

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