29 Dec 2015 07:00
AMENDMENT(Section 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 23 DECEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 121,409 | 47.0300 USD | 46.2100 USD |
A ADSs | SALES | 85,834 | 47.0500 USD | 46.2000 USD |
B ADSs | PURCHASES | 4,836 | 47.3200 USD | 46.6300 USD |
B ADSs | SALES | 9,010 | 47.3700 USD | 46.6400 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 200 | 46.4200 USD |
A ADSs | CFD | LONG | 4,500 | 46.4200 USD |
A ADSs | CFD | LONG | 3,106 | 46.5356 USD |
A ADSs | CFD | LONG | 57,131 | 46.5755 USD |
A ADSs | CFD | LONG | 800 | 46.6230 USD |
A ADSs | CFD | LONG | 701 | 46.6786 USD |
A ADSs | CFD | LONG | 4,000 | 46.6852 USD |
A ADSs | CFD | LONG | 4,300 | 46.8560 USD |
A ADSs | CFD | LONG | 1,400 | 46.8842 USD |
A ADSs | CFD | LONG | 200 | 46.9150 USD |
A ADSs | CFD | LONG | 3,398 | 46.9579 USD |
A ADSs | CFD | LONG | 4,000 | 46.9584 USD |
A ADSs | CFD | LONG | 1,856 | 46.9732 USD |
A ADSs | CFD | LONG | 23 | 47.0000 USD |
A ADSs | CFD | LONG | 19 | 47.0000 USD |
A ADSs | CFD | LONG | 200 | 47.0200 USD |
A ADSs | CFD | SHORT | 164 | 46.3460 USD |
A ADSs | CFD | SHORT | 75 | 46.3460 USD |
A ADSs | CFD | SHORT | 118,200 | 46.5311 USD |
A ADSs | CFD | SHORT | 400 | 46.6125 USD |
A ADSs | CFD | SHORT | 500 | 46.6240 USD |
A ADSs | CFD | SHORT | 2,000 | 46.6810 USD |
A ADSs | CFD | SHORT | 70 | 46.7700 USD |
B ADSs | CFD | LONG | 100 | 46.6900 USD |
B ADSs | CFD | LONG | 200 | 46.6950 USD |
B ADSs | CFD | LONG | 2,000 | 46.8300 USD |
B ADSs | CFD | LONG | 300 | 46.8300 USD |
B ADSs | CFD | LONG | 1,300 | 47.0261 USD |
B ADSs | CFD | LONG | 2,300 | 47.0321 USD |
B ADSs | CFD | LONG | 1,800 | 47.0368 USD |
B ADSs | CFD | LONG | 600 | 47.2966 USD |
B ADSs | CFD | LONG | 410 | 47.3007 USD |
B ADSs | CFD | SHORT | 700 | 46.8213 USD |
B ADSs | CFD | SHORT | 1,800 | 46.9427 USD |
B ADSs | CFD | SHORT | 2,000 | 47.0750 USD |
B ADSs | CFD | SHORT | 100 | 47.1000 USD |
EUR 0.07 A ordinary | CFD | LONG | 11,909 | 20.8988 EUR |
EUR 0.07 A ordinary | CFD | LONG | 156 | 21.2227 EUR |
EUR 0.07 A ordinary | CFD | LONG | 140 | 21.2800 EUR |
EUR 0.07 A ordinary | CFD | LONG | 228 | 21.3493 EUR |
EUR 0.07 A ordinary | CFD | LONG | 896 | 21.3495 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,000 | 21.3496 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,693 | 21.3597 EUR |
EUR 0.07 A ordinary | CFD | LONG | 303 | 21.3900 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 96 | 21.3083 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,800 | 21.3244 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,317 | 21.3557 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,800 | 15.4494 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,400 | 15.4755 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,590 | 15.4876 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 37,714 | 15.2035 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 83,034 | 15.2035 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 26,430 | 15.4736 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,890 | 15.4953 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 24,500 | 15.5146 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 55,670 | 15.5146 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,400 | 15.5146 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,500 | 15.5208 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 25,400 | 15.5208 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 57,929 | 15.5208 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 108,077 | 15.5227 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 49,088 | 15.5227 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,336 | 15.4681 GBP |
EUR 0.07 B ordinary | CFD | LONG | 59,819 | 15.2906 GBP |
EUR 0.07 B ordinary | CFD | LONG | 84,881 | 15.2906 GBP |
EUR 0.07 B ordinary | CFD | LONG | 107 | 15.6112 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,450 | 15.6232 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,809 | 15.6299 GBP |
EUR 0.07 B ordinary | CFD | LONG | 108,779 | 15.6366 GBP |
EUR 0.07 B ordinary | CFD | LONG | 76,659 | 15.6366 GBP |
EUR 0.07 B ordinary | CFD | LONG | 97 | 15.6374 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,541 | 15.0887 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,499 | 15.4974 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,535 | 15.4974 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,197 | 15.5778 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 36,772 | 15.6142 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,287 | 15.6205 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 879 | 15.6332 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 145 | 15.6450 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 25 | 15.6450 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 16,056 | 15.4931 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,678 | 15.4931 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 37,511 | 15.4931 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 17,406 | 15.4931 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 21,073 | 15.4931 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 12,240 | 15.4931 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 32,252 | 15.4931 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 18,335 | 15.4931 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 71,904 | 15.4931 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10,305 | 15.4931 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 789 | 15.4931 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 52,079 | 15.4931 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 14,900 | 15.4931 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 49,565 | 15.4931 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 29 DECEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.